FINANCIAL ENHANCEMENT GROUP LLC

HTTP://YOURLIFEAFTERWORK.COM ANDERSON, IN Investment Advisor How do I update this listing?

Financial Enhancement Group is based out of Anderson. Financial Enhancement Group is a large advisory firm with 958 clients and discretionary assets under management (AUM) of $374,639,969 (Form ADV from 2019-02-28). Their last reported 13F filing for Q3 2019 included $370,617,000 in managed 13F securities and a top 10 holdings concentration of 52.08%. Financial Enhancement Group's largest holding is First Trust Enhanced Short Maturity ETF with shares held of 469,301. Financial Enhancement Group has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 19 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $370.617 Million
  • Prior Market Value $341.925 Million
  • New Purchases32 stocks
  • Additional Purchases58 stocks
  • Sold out of31 stocks
  • Reduced holdings in50 stocks
  • Top 10 Holdings % 52.08 %
  • Turnover % [1]:21.43%
  • Turnover Alt % [2]: 21.37 %
  • Time Held Top20:4.60 quarters
  • Time Held Top10:6.30 quarters
  • Time Held All:5.44 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 4.28%
Performance Last 4 Quarters: 11.52%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR/A (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

FINANCIAL ENHANCEMENT GROUP
2704 ENTERPRISE DRIVE
ANDERSON IN    46013
Country: United States

Business Phone: 765-640-1524
Fax: 317-744-1484
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: IN
Number of employees: 13
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities:
Total Number of Clients: 958
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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FINANCIAL ENHANCEMENT GROUP LLC

ownership team - last updated 2019-02-28
Name Title Start Date Direct/Indirect % Ownership
CLARK, JOSEPH, ANDREW MANAGING MEMBER 11/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ENHANCEMENT GROUP LLC MANAGING MEMBER/OWNER indirect 2002-03-01
FINANCIAL ENHANCEMENT GROUP LLC CHIEF COMPLIANCE OFFICER, MANAGING MEMBER direct 2011-11-01
FINANCIAL ENHANCEMENT GROUP LLC MANAGING MEMBER direct 2011-11-01
JOE'S MONEY SHOW LLC OWNER 03/01/2002 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FINANCIAL ENHANCEMENT GROUP LLC OWNER direct 2002-03-01
HARTER, ADAM, MICHAEL CHIEF INVESTMENT STRATEGIST, OWNER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FINANCIAL ENHANCEMENT GROUP LLC OWNER direct 2012-12-01
HODSON, DONALD, EARL CHIEF COMPLIANCE OFFICER, OWNER 12/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
FINANCIAL ENHANCEMENT GROUP LLC OWNER direct 2012-12-01
FINANCIAL ENHANCEMENT GROUP LLC CHIEF COMPLIANCE OFFICER, OWNER direct 2012-12-01
JENKINSON, TAYLOR, BENNETT LEAD PARAPLANNER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ENHANCEMENT GROUP LLC LEAD PARAPLANNER direct 2019-01-01
CLARK, JOSEPH, ANDREW MANAGING MEMBER/OWNER JOE'S MONEY SHOW LLC 03/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ENHANCEMENT GROUP LLC MANAGING MEMBER/OWNER indirect 2002-03-01
FINANCIAL ENHANCEMENT GROUP LLC CHIEF COMPLIANCE OFFICER, MANAGING MEMBER direct 2011-11-01
FINANCIAL ENHANCEMENT GROUP LLC MANAGING MEMBER direct 2011-11-01

FINANCIAL ENHANCEMENT GROUP LLC

ownership team - last updated 2018-06-29
Name Title Start Date Direct/Indirect % Ownership
HARTER, ADAM, MICHAEL CHIEF INVESTMENT STRATEGIST, OWNER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FINANCIAL ENHANCEMENT GROUP LLC OWNER direct 2012-12-01
CLARK, JOSEPH, ANDREW MANAGING MEMBER 11/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ENHANCEMENT GROUP LLC MANAGING MEMBER/OWNER indirect 2002-03-01
FINANCIAL ENHANCEMENT GROUP LLC CHIEF COMPLIANCE OFFICER, MANAGING MEMBER direct 2011-11-01
FINANCIAL ENHANCEMENT GROUP LLC MANAGING MEMBER direct 2011-11-01
JOE'S MONEY SHOW LLC OWNER 03/01/2002 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FINANCIAL ENHANCEMENT GROUP LLC OWNER direct 2002-03-01
HODSON, DONALD, EARL CHIEF COMPLIANCE OFFICER, OWNER 12/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
FINANCIAL ENHANCEMENT GROUP LLC OWNER direct 2012-12-01
FINANCIAL ENHANCEMENT GROUP LLC CHIEF COMPLIANCE OFFICER, OWNER direct 2012-12-01
CLARK, JOSEPH, ANDREW MANAGING MEMBER/OWNER JOE'S MONEY SHOW LLC 03/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ENHANCEMENT GROUP LLC MANAGING MEMBER/OWNER indirect 2002-03-01
FINANCIAL ENHANCEMENT GROUP LLC CHIEF COMPLIANCE OFFICER, MANAGING MEMBER direct 2011-11-01
FINANCIAL ENHANCEMENT GROUP LLC MANAGING MEMBER direct 2011-11-01

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