FIRST WILSHIRE SECURITIES MANAGEMENT INC

HTTP://FIRSTWILSHIRE.COM PASADENA, CA Investment Advisor Hedge Fund How do I update this listing?

First Wilshire Securities Management is based out of Pasadena. First Wilshire Securities Management is a hedge fund with discretionary assets under management (AUM) of $754,499,968 (Form ADV from 2014-05-16). Their last reported 13F filing for Q3 2019 included $263,862,000 in managed 13F securities and a top 10 holdings concentration of 41.31%. First Wilshire Securities Management's largest holding is East West Bancorp, Inc. with shares held of 307,050. First Wilshire Securities Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 68 13F filings, and 148 13G filings

Subscription Required

Equal-WT
WhaleScore

?

67

S&P 500
WhaleScore

?

Subscription Required

Manager Weighted
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $263.862 Million
  • Prior Market Value $251.367 Million
  • New Purchases6 stocks
  • Additional Purchases18 stocks
  • Sold out of19 stocks
  • Reduced holdings in47 stocks
  • Top 10 Holdings % 41.31 %
  • Turnover % [1]:25.25%
  • Turnover Alt % [2]: 21.87 %
  • Time Held Top20:11.90 quarters
  • Time Held Top10:8.00 quarters
  • Time Held All:20.98 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 7.59%
Performance Last 4 Quarters: 5.91%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR/A (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR/A (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR/A (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR/A (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
Classified as Hedge Fund
1214 EAST GREEN STREET SUITE 104
PASADENA CA    91106
Country: UNITED STATES

Business Phone: 626-796-6622
Fax: 626-796-8990
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 15
Other Business Activities: broker-dealer
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons: 105,500,000
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

ownership team - last updated 2019-08-21
Name Title Start Date Direct/Indirect % Ownership
HOOD, SCOTT, WILLIAM CHAIRMAN, CCO 07/01/2019 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO indirect 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT, CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT, CEO, CCO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO, CCO direct 2002-06-01
HANSON, THOMAS, HERBERT S.V.P. 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIVEST CAPITAL MANAGEMENT INC OWNER/DIRECTOR/OFFICER indirect 1993-08-01
TRIVEST CAPITAL MANAGEMENT INC CHAIRMAN/PRESIDENT direct 1993-08-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. V.P., CHIEF OPERATIONS OFFICER direct 2010-02-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. V.P. & CHIEF OPERATING OFFICER direct 2010-02-01
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO EVP,D direct 1992-10-01 2009-12-24
THORNTON, STEVEN, LEE COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GRANT BETTINGEN, INC. BACK UP FINOP direct 2008-06-01
GRANT BETTINGEN, INC. FINOP direct 2009-03-01
SYNDICATED CAPITAL, INC. FINANCIAL AND OPERATIONS PRINCIPAL direct 2004-01-01
ARQUE CAPITAL, LTD. FINOP direct 2007-02-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. COMPLIANCE OFFICER direct 2016-07-01
GREEN, NICOLE, ELIZABETH COO 11/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. COO direct 2018-11-01
LU, HOWARD, HAOMING PRESIDENT & CEO 07/01/2019 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2019-07-01
CATON, WILLIAM, ADAM PORTFOLIO MANAGER 07/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PORTFOLIO MANAGER direct 2019-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LAKE STREET FUND, L.P. United States 805-8753145776 Hedge Fund 42,639,410 1,000,000
MOUNT WILSON GLOBAL FUND, L.P. United States 805-4752343957 Hedge Fund 6,714,538 500,000

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
HOOD, SCOTT, WILLIAM PRESIDENT & CEO, CCO 06/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO indirect 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT, CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT, CEO, CCO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO, CCO direct 2002-06-01
HANSON, THOMAS, HERBERT S.V.P. 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIVEST CAPITAL MANAGEMENT INC OWNER/DIRECTOR/OFFICER indirect 1993-08-01
TRIVEST CAPITAL MANAGEMENT INC CHAIRMAN/PRESIDENT direct 1993-08-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. V.P., CHIEF OPERATIONS OFFICER direct 2010-02-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. V.P. & CHIEF OPERATING OFFICER direct 2010-02-01
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO EVP,D direct 1992-10-01 2009-12-24
THORNTON, STEVEN, LEE COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GRANT BETTINGEN, INC. BACK UP FINOP direct 2008-06-01
GRANT BETTINGEN, INC. FINOP direct 2009-03-01
SYNDICATED CAPITAL, INC. FINANCIAL AND OPERATIONS PRINCIPAL direct 2004-01-01
ARQUE CAPITAL, LTD. FINOP direct 2007-02-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. COMPLIANCE OFFICER direct 2016-07-01
GREEN, NICOLE, ELIZABETH COO 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. COO direct 2018-11-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LAKE STREET FUND, L.P. United States 805-8753145776 Hedge Fund 42,639,410 1,000,000
MOUNT WILSON GLOBAL FUND, L.P. United States 805-4752343957 Hedge Fund 6,714,538 500,000

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

ownership team - last updated 2018-12-18
Name Title Start Date Direct/Indirect % Ownership
HOOD, SCOTT, WILLIAM PRESIDENT & CEO, CCO 06/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO indirect 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT, CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT, CEO, CCO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO, CCO direct 2002-06-01
HANSON, THOMAS, HERBERT S.V.P. 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIVEST CAPITAL MANAGEMENT INC OWNER/DIRECTOR/OFFICER indirect 1993-08-01
TRIVEST CAPITAL MANAGEMENT INC CHAIRMAN/PRESIDENT direct 1993-08-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. V.P., CHIEF OPERATIONS OFFICER direct 2010-02-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. V.P. & CHIEF OPERATING OFFICER direct 2010-02-01
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO EVP,D direct 1992-10-01 2009-12-24
ZLOCHISTYY, FELIKS FINOP 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. FINOP direct 2009-10-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. FINOP direct 2012-12-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. FINOP direct 2012-12-01
THORNTON, STEVEN, LEE COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GRANT BETTINGEN, INC. BACK UP FINOP direct 2008-06-01
GRANT BETTINGEN, INC. FINOP direct 2009-03-01
SYNDICATED CAPITAL, INC. FINANCIAL AND OPERATIONS PRINCIPAL direct 2004-01-01
ARQUE CAPITAL, LTD. FINOP direct 2007-02-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. COMPLIANCE OFFICER direct 2016-07-01
GREEN, NICOLE, ELIZABETH COO 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. COO direct 2018-11-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LAKE STREET FUND, L.P. United States 805-8753145776 Hedge Fund 57,000,000 1,000,000
MOUNT WILSON GLOBAL FUND, L.P. United States 805-4752343957 Hedge Fund 10,000,000 500,000

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

ownership team - last updated 2018-05-02
Name Title Start Date Direct/Indirect % Ownership
HOOD, SCOTT, WILLIAM PRESIDENT & CEO, CCO 06/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO indirect 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT, CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT, CEO, CCO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO, CCO direct 2002-06-01
HANSON, THOMAS, HERBERT V.P. & CHIEF OPERATING OFFICER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIVEST CAPITAL MANAGEMENT INC OWNER/DIRECTOR/OFFICER indirect 1993-08-01
TRIVEST CAPITAL MANAGEMENT INC CHAIRMAN/PRESIDENT direct 1993-08-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. V.P., CHIEF OPERATIONS OFFICER direct 2010-02-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. V.P. & CHIEF OPERATING OFFICER direct 2010-02-01
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO EVP,D direct 1992-10-01 2009-12-24
ZLOCHISTYY, FELIKS FINOP 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. FINOP direct 2009-10-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. FINOP direct 2012-12-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. FINOP direct 2012-12-01
THORNTON, STEVEN, LEE COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GRANT BETTINGEN, INC. BACK UP FINOP direct 2008-06-01
GRANT BETTINGEN, INC. FINOP direct 2009-03-01
SYNDICATED CAPITAL, INC. FINANCIAL AND OPERATIONS PRINCIPAL direct 2004-01-01
ARQUE CAPITAL, LTD. FINOP direct 2007-02-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. COMPLIANCE OFFICER direct 2016-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
MOUNT WILSON GLOBAL FUND, L.P. United States 805-4752343957 Hedge Fund 10,000,000 500,000
LAKE STREET FUND, L.P. United States 805-8753145776 Hedge Fund 57,000,000 1,000,000

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

ownership team - last updated 2014-05-16
Name Title Start Date Direct/Indirect % Ownership
HOOD, SCOTT WILLIAM PRESIDENT, CEO 06/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO indirect 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT, CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT, CEO, CCO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO, CCO direct 2002-06-01
HANSON, THOMAS HERBERT V.P., CHIEF OPERATIONS OFFICER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIVEST CAPITAL MANAGEMENT INC OWNER/DIRECTOR/OFFICER indirect 1993-08-01
TRIVEST CAPITAL MANAGEMENT INC CHAIRMAN/PRESIDENT direct 1993-08-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. V.P., CHIEF OPERATIONS OFFICER direct 2010-02-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. V.P. & CHIEF OPERATING OFFICER direct 2010-02-01
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO EVP,D direct 1992-10-01 2009-12-24
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PARENT COMPANY 05/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PARENT COMPANY direct 2012-05-01
ZLOCHISTYY, FELIKS FINOP 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. FINOP direct 2009-10-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. FINOP direct 2012-12-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. FINOP direct 2012-12-01
HOWARD, MITCHELL WAYNE V.P. COMPLIANCE & OPERATIONS, CCO, FINOP 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER, V.P., COMPLIANCE & OPERATIONS direct 2005-04-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER, V.P., COMPLIANCE & OPERATIONS, FINOP direct 2005-04-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. V.P. COMPLIANCE & OPERATIONS, CCO, FINOP direct 2013-04-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER & FINOP direct 2013-04-01
HOOD, SCOTT WILLIAM PRESIDENT & CEO FIRST WILSHIRE SECURITIES MANAGEMENT, INC 06/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO indirect 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT, CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT, CEO, CCO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO direct 2002-06-01
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. PRESIDENT & CEO, CCO direct 2002-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
MOUNT WILSON GLOBAL FUND, LP UNITED STATES 805-4752343957 Hedge Fund 5,857,247 500,000
LAKE STREET FUND, LP UNITED STATES 805-8753145776 Hedge Fund 103,805,117 1,000,000

WhaleScore history for FIRST WILSHIRE SECURITIES MANAGEMENT INC

You must have a subscription to view WhaleScore histories

Elevate your investments