FLAGSHIP HARBOR ADVISORS, LLC

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Flagship Harbor Advisors is based out of Boston. Flagship Harbor Advisors is a large advisory firm with 4097 clients and discretionary assets under management (AUM) of $1,627,827,337 (Form ADV from 2020-04-30). Their last reported 13F filing for Q2 2020 included $681,136,000 in managed 13F securities and a top 10 holdings concentration of 23.53%. Flagship Harbor Advisors's largest holding is SPDR Gold Trust with shares held of 175,619. Whalewisdom has at least 15 13F filings

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06/30/2020

13F Activity

  • Market Value $681.136 Million
  • Prior Market Value $500.044 Million
  • New Purchases314 stocks
  • Additional Purchases724 stocks
  • Sold out of102 stocks
  • Reduced holdings in500 stocks
  • Top 10 Holdings % 23.53 %
  • Turnover % [1]:19.21%
  • Turnover Alt % [2]: 16.44 %
  • Time Held Top20:7.80 quarters
  • Time Held Top10:6.20 quarters
  • Time Held All:6.71 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 24.45%
Performance Last 4 Quarters: 8.59%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

FLAGSHIP HARBOR ADVISORS, LLC
346 COMMERCIAL STREET
BOSTON MA    02109
Country: United States

Business Phone: (857) 350-4229
Fax: (617) 224-0870
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MA
Number of employees: 52
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,FIXED FEE FOR EDUCATIONAL SEMINARS
Amount of client funds and securities:
Total Number of Clients: 4097
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2),11.D (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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FLAGSHIP HARBOR ADVISORS, LLC

ownership team - last updated 2020-06-11
Name Title Start Date Direct/Indirect % Ownership
KAUFMAN, DAVID, JAY MANAGING MEMBER / CHIEF EXECUTIVE OFFICER 12/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BERRY MANAGEMENT, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2010-12-01
SAWYER, JOHN, PORTER CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLAGSHIP HARBOR ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2019-03-01

FLAGSHIP HARBOR ADVISORS, LLC

ownership team - last updated 2020-03-25
Name Title Start Date Direct/Indirect % Ownership

FLAGSHIP HARBOR ADVISORS, LLC

ownership team - last updated 2019-12-20
Name Title Start Date Direct/Indirect % Ownership
KAUFMAN, DAVID, JAY MANAGING MEMBER / CHIEF EXECUTIVE OFFICER 12/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BERRY MANAGEMENT, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2010-12-01
SAWYER, JOHN, PORTER CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLAGSHIP HARBOR ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2019-03-01

FLAGSHIP HARBOR ADVISORS, LLC

ownership team - last updated 2019-09-06
Name Title Start Date Direct/Indirect % Ownership
KAUFMAN, DAVID, JAY MANAGING MEMBER / CHIEF EXECUTIVE OFFICER 12/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BERRY MANAGEMENT, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2010-12-01
SAWYER, JOHN, PORTER CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLAGSHIP HARBOR ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2019-03-01

FLAGSHIP HARBOR ADVISORS, LLC

ownership team - last updated 2019-06-07
Name Title Start Date Direct/Indirect % Ownership
KAUFMAN, DAVID, JAY MANAGING MEMBER / CHIEF EXECUTIVE OFFICER 12/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BERRY MANAGEMENT, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2010-12-01
SAWYER, JOHN, PORTER CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLAGSHIP HARBOR ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2019-03-01

FLAGSHIP HARBOR ADVISORS, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
KAUFMAN, DAVID, JAY MANAGING MEMBER / CHIEF EXECUTIVE OFFICER 12/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BERRY MANAGEMENT, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2010-12-01
SAWYER, JOHN, PORTER CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLAGSHIP HARBOR ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2019-03-01

FLAGSHIP HARBOR ADVISORS, LLC

ownership team - last updated 2018-12-27
Name Title Start Date Direct/Indirect % Ownership
KAUFMAN, DAVID, JAY MANAGING MEMBER / CHIEF COMPLIANCE OFFICER 12/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BERRY MANAGEMENT, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2010-12-01

FLAGSHIP HARBOR ADVISORS, LLC

ownership team - last updated 2017-12-08
Name Title Start Date Direct/Indirect % Ownership
KAUFMAN, DAVID, JAY MANAGING MEMBER / CHIEF COMPLIANCE OFFICER 12/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BERRY MANAGEMENT, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2010-12-01

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