FLC CAPITAL ADVISORS

HTTP://WWW.FLCCAPITAL.COM PALM DESERT, CA Investment Advisor How do I update this listing?

FLC Capital Advisors is based out of Palm Desert. FLC Capital Advisors is a large advisory firm with 225 clients and discretionary assets under management (AUM) of $404,599,388 (Form ADV from 2020-03-02). Their last reported 13F filing for Q2 2020 included $252,174,000 in managed 13F securities and a top 10 holdings concentration of 40.4%. FLC Capital Advisors's largest holding is Schwab Short-Term U.S. Treasury ETF with shares held of 291,258. Whalewisdom has at least 7 13F filings

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06/30/2020

13F Activity

  • Market Value $252.174 Million
  • Prior Market Value $215.268 Million
  • New Purchases18 stocks
  • Additional Purchases37 stocks
  • Sold out of19 stocks
  • Reduced holdings in50 stocks
  • Top 10 Holdings % 40.40 %
  • Turnover % [1]:31.36%
  • Turnover Alt % [2]: 35.09 %
  • Time Held Top20:3.60 quarters
  • Time Held Top10:2.50 quarters
  • Time Held All:4.25 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 20.49%
Performance Last 4 Quarters: -0.23%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

FLC CAPITAL ADVISORS
44750 VILLAGE COURT
PALM DESERT CA    92260
Country: United States

Business Phone: 760-779-8110
Fax: 760-779-8112
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Commissions,SOLICITOR/REFERRAL FEES
Amount of client funds and securities: 109,429,000
Total Number of Clients: 225
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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FLC CAPITAL ADVISORS

ownership team - last updated 2020-03-02
Name Title Start Date Direct/Indirect % Ownership

FLC CAPITAL ADVISORS

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
BRIGGS, MAX, A PRESIDENT & CEO 10/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
FLC CAPITAL ADVISORS PRESIDENT & CEO direct 1996-10-01
FLC CAPITAL ADVISORS CEO/CHIEF COMPLIANCE OFFICER direct 1996-10-01 2005-01-07
FLC CAPITAL ADVISORS CEO direct 1996-10-01 2006-02-13
FLC CAPITAL ADVISORS CEO, CHIEF COMPLIANCE OFFICER direct 1996-10-01 2008-01-07
FLC CAPITAL ADVISORS CEO, PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1996-10-01 2017-02-06
EKSTROM, BRIAN, DARIN CHIEF COMPLIANCE OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLC CAPITAL ADVISORS CHIEF COMPLIANCE OFFICER direct 2017-03-01

FLC CAPITAL ADVISORS

ownership team - last updated 2017-11-02
Name Title Start Date Direct/Indirect % Ownership
BRIGGS, MAX, A PRESIDENT & CEO 10/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
FLC CAPITAL ADVISORS PRESIDENT & CEO direct 1996-10-01
FLC CAPITAL ADVISORS CEO/CHIEF COMPLIANCE OFFICER direct 1996-10-01 2005-01-07
FLC CAPITAL ADVISORS CEO direct 1996-10-01 2006-02-13
FLC CAPITAL ADVISORS CEO, CHIEF COMPLIANCE OFFICER direct 1996-10-01 2008-01-07
FLC CAPITAL ADVISORS CEO, PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1996-10-01 2017-02-06
EKSTROM, BRIAN, DARIN CHIEF COMPLIANCE OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLC CAPITAL ADVISORS CHIEF COMPLIANCE OFFICER direct 2017-03-01

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