FREESTATE ADVISORS LLC

HTTP://WWW.FREESTATEADVISORS.COM OVERLAND PARK, KS Investment Advisor How do I update this listing?

Freestate Advisors is based out of Overland Park. Freestate Advisors is a large advisory firm with 333 clients and discretionary assets under management (AUM) of $123,252,679 (Form ADV from 2019-04-23). Their last reported 13F filing for Q3 2019 included $133,849,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. Freestate Advisors's largest holding is SPDR S&P 500 ETF Trust with shares held of 294,574. Whalewisdom has at least 4 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $133.849 Million
  • Prior Market Value $118.053 Million
  • New Purchases2 stocks
  • Additional Purchases1 stock
  • Sold out of5 stocks
  • Reduced holdings in1 stock
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:175.00%
  • Turnover Alt % [2]: 47.15 %
  • Time Held Top20:1.25 quarters
  • Time Held Top10:1.25 quarters
  • Time Held All:1.75 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 5.18%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

FREESTATE ADVISORS LLC
4400 COLLEGE BLVD SUITE 125
OVERLAND PARK KS    66211
Country: United States

Business Phone: 913-890-2065
Fax: 888-399-3624
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 333
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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FREESTATE ADVISORS LLC

ownership team - last updated 2019-04-23
Name Title Start Date Direct/Indirect % Ownership
CONLEY, BRETT, LEE MEMBER 10/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FREESTATE ADVISORS LLC MEMBER direct 2007-10-01
FREESTATE INVESTMENT LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2013-12-01
HALVORSON, TOM, RUSSELL MEMBER 10/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FREESTATE ADVISORS LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2007-10-01
FREESTATE ADVISORS LLC MEMBER direct 2007-10-01
PARKS, MELINDA, EISENHOUR CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FREESTATE ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2019-01-01

FREESTATE ADVISORS LLC

ownership team - last updated 2019-01-28
Name Title Start Date Direct/Indirect % Ownership
CONLEY, BRETT, LEE MEMBER 10/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FREESTATE ADVISORS LLC MEMBER direct 2007-10-01
FREESTATE INVESTMENT LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2013-12-01
HALVORSON, TOM, RUSSELL MEMBER 10/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FREESTATE ADVISORS LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2007-10-01
FREESTATE ADVISORS LLC MEMBER direct 2007-10-01
PARKS, MELINDA, EISENHOUR CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FREESTATE ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2019-01-01

FREESTATE ADVISORS LLC

ownership team - last updated 2017-09-28
Name Title Start Date Direct/Indirect % Ownership
HALVORSON, TOM, RUSSELL MEMBER AND CHIEF COMPLIANCE OFFICER 10/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FREESTATE ADVISORS LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2007-10-01
FREESTATE ADVISORS LLC MEMBER direct 2007-10-01
CONLEY, BRETT, LEE MEMBER 10/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FREESTATE ADVISORS LLC MEMBER direct 2007-10-01
FREESTATE INVESTMENT LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2013-12-01

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