FTB ADVISORS, INC.

HTTP://WWW.FIRSTTENNESSEE.COM MEMPHIS, TN Investment Advisor How do I update this listing?

FTB Advisors is based out of Memphis. FTB Advisors is a large advisory firm with 5198 clients and discretionary assets under management (AUM) of $4,476,542,669 (Form ADV from 2018-06-01). Their last reported 13F filing for Q4 2019 included $1,357,983,000 in managed 13F securities and a top 10 holdings concentration of 24.14%. FTB Advisors's largest holding is SPDR S&P 500 ETF Trust with shares held of 178,141. Whalewisdom has at least 36 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $1.358 Billion
  • Prior Market Value $1.283 Billion
  • New Purchases102 stocks
  • Additional Purchases351 stocks
  • Sold out of105 stocks
  • Reduced holdings in404 stocks
  • Top 10 Holdings % 24.14 %
  • Turnover % [1]:12.84%
  • Turnover Alt % [2]: 2.64 %
  • Time Held Top20:9.40 quarters
  • Time Held Top10:9.40 quarters
  • Time Held All:14.62 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 7.23%
Performance Last 4 Quarters: 14.06%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR/A (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR/A (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
FIRST HORIZON NATIONAL CORP

View Last Form Adv Compilation Report on Record

FTB ADVISORS, INC.
4990 POPLAR AVENUE 3RD FLOOR
MEMPHIS TN    38117
Country: United States

Business Phone: 1-800-213-3702
Fax: 901-818-6317
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TN
Number of employees: 189
Other Business Activities: broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 0
Total Number of Clients: 5198
Amount of client funds and securities by related persons: 2,557,860,000
Total Number of clients from related persons: 4
Disclosures: 11.D (1),11.D (2),11.D (4),11.E (2),11.H (2)
Data above was derived from SEC filings.

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FTB ADVISORS, INC.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
AUR, RHOMES CARVALHO DIRECTOR AND CEO 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BROKERAGE, INC. CEO direct 2005-11-01
FTB ADVISORS, INC. DIRECTOR AND CEO direct 2016-12-01
HIGHLAND CAPITAL MANAGEMENT CORP DIRECTOR direct 2004-10-01
MARTIN & COMPANY, INC DIRECTOR direct 2005-03-01
FIRST TENNESSEE BANK NATIONAL ASSOCIATION (FTB) SOLE SHAREHOLDER 01/01/1985 Direct 75% or more
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BROKERAGE, INC. SOLE SHAREHOLDER direct 1985-01-01
FTN FINANCIAL MAIN STREET ADVISORS LLC OWNER indirect 2012-01-01
FTN FINANCIAL MAIN STREET ADVISORS LLC OWNER direct 2012-02-01
FTN MIDWEST ASSET MANAGEMENT CORP. OWNER indirect 2002-02-01
FIRST TENNESSEE ADVISORY SERVICES, INC. SOLE SHAREHOLDER direct 2007-04-01
LAURAIN, GERALD WILLIAM CHIEF INVESTMENT OFFICER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BROKERAGE, INC. CHIEF INVESTMENT OFFICER direct 2008-01-01
FTB ADVISORS, INC. PRESIDENT, ADVISORY SERVICES direct 2017-05-01
FIRST TENNESSEE ADVISORY SERVICES, INC. CHIEF INVESTMENT OFFICER direct 2007-04-01
POPWELL, DAVID T. DIRECTOR 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
COMMERCE CAPITAL MANAGEMENT, INC. DIRECTOR direct 2003-08-01
FMT CAPITAL MANAGEMENT, INC. DIRECTOR/CHAIRMAN direct 2003-11-01
FTB ADVISORS, INC. DIRECTOR direct 2011-06-01
FIRST TENNESSEE ADVISORY SERVICES, INC. DIRECTOR direct 2013-06-01
COMMERCE CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-05-01 2001-02-01
FMT CAPITAL MANAGEMENT, INC. DIRECTOR direct 2000-07-01 2003-05-02
FMT CAPITAL MANAGEMENT, INC. DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2003-11-01 2004-01-05
FMT CAPITAL MANAGEMENT, INC. DIRECTOR direct 2003-11-01 2005-03-09
FMT CAPITAL MANAGEMENT, INC. DIRECTOR/CHAIRMAN/CEO direct 2003-11-01 2006-02-15
HIGHLAND CAPITAL MANAGEMENT CORP DIRECTOR direct 2007-12-01 2011-04-27
CLAYTON, OTTIS MIMS FINOP, CFO 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
FTB ADVISORS, INC. FINOP, CFO direct 2012-01-01
FIRST TENNESSEE ADVISORY SERVICES, INC. SVP, COO direct 2013-06-01
LAURAIN, GERALD WILLIAM PRESIDENT, ADVISORY SERVICES 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BROKERAGE, INC. CHIEF INVESTMENT OFFICER direct 2008-01-01
FTB ADVISORS, INC. PRESIDENT, ADVISORY SERVICES direct 2017-05-01
FIRST TENNESSEE ADVISORY SERVICES, INC. CHIEF INVESTMENT OFFICER direct 2007-04-01
KRUSE, KAREN MORTON CHIEF COMPLIANCE OFFICER 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BANK NATIONAL ASSOCIATION SVP & MANAGER, WEALTH MANAGEMENT PRODUCT DEVELOPMENT & SUPPORT direct 2002-01-01
FIRST TENNESSEE ADVISORY SERVICES, INC. PRESIDENT, ADVISORY SERVICES direct 2013-06-01
FIRST TENNESSEE ADVISORY SERVICES, INC. PRESIDENT direct 2007-04-01 2013-06-03
FTB ADVISORS, INC. PRESIDENT, ADVISORY SERVICES direct 2013-06-01 2017-03-31
FIRST HORIZON NATIONAL CORPORATION (FHNC) SHAREHOLDER FIRST TENNESSEE BANK NATIONAL ASSOCIATION (FTB) 11/01/1985 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FIRST HORIZON ADVISORY SERVICES, INC. SOLE SHAREHOLDER indirect 1968-09-01
FIRST TENNESSEE BANK NATIONAL ASSOCIATION SOLE SHAREHOLDER indirect 1968-09-01
FTN MIDWEST ASSET MANAGEMENT CORP. OWNER indirect 1968-09-01
FTB ADVISORS, INC. SHAREHOLDER indirect 1985-11-01
MARTIN & COMPANY, INC SOLE SHAREHOLDER direct 1998-01-01
STILLPOINT WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 2004-03-01
FIRST TENNESSEE BROKERAGE, INC. SHAREHOLDER indirect 1985-11-01 2005-09-15
FIRST TENNESSEE BROKERAGE, INC. SHAREHOLDER indirect 1985-11-01 2009-07-08
HIGHLAND CAPITAL MANAGEMENT CORP SOLE SHAREHOLDER direct 1972-05-01 2011-04-27

FTB ADVISORS, INC.

ownership team - last updated 2018-12-06
Name Title Start Date Direct/Indirect % Ownership
FIRST TENNESSEE BANK NATIONAL ASSOCIATION (FTB) SOLE SHAREHOLDER 01/01/1985 Direct 75% or more
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BROKERAGE, INC. SOLE SHAREHOLDER direct 1985-01-01
FTN FINANCIAL MAIN STREET ADVISORS LLC OWNER indirect 2012-01-01
FTN FINANCIAL MAIN STREET ADVISORS LLC OWNER direct 2012-02-01
FTN MIDWEST ASSET MANAGEMENT CORP. OWNER indirect 2002-02-01
FIRST TENNESSEE ADVISORY SERVICES, INC. SOLE SHAREHOLDER direct 2007-04-01
AUR, RHOMES CARVALHO DIRECTOR AND CEO 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BROKERAGE, INC. CEO direct 2005-11-01
FTB ADVISORS, INC. DIRECTOR AND CEO direct 2016-12-01
HIGHLAND CAPITAL MANAGEMENT CORP DIRECTOR direct 2004-10-01
MARTIN & COMPANY, INC DIRECTOR direct 2005-03-01
LAURAIN, GERALD WILLIAM CHIEF INVESTMENT OFFICER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BROKERAGE, INC. CHIEF INVESTMENT OFFICER direct 2008-01-01
FTB ADVISORS, INC. PRESIDENT, ADVISORY SERVICES direct 2017-05-01
FIRST TENNESSEE ADVISORY SERVICES, INC. CHIEF INVESTMENT OFFICER direct 2007-04-01
POPWELL, DAVID T. DIRECTOR 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
COMMERCE CAPITAL MANAGEMENT, INC. DIRECTOR direct 2003-08-01
FMT CAPITAL MANAGEMENT, INC. DIRECTOR/CHAIRMAN direct 2003-11-01
FTB ADVISORS, INC. DIRECTOR direct 2011-06-01
FIRST TENNESSEE ADVISORY SERVICES, INC. DIRECTOR direct 2013-06-01
COMMERCE CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-05-01 2001-02-01
FMT CAPITAL MANAGEMENT, INC. DIRECTOR direct 2000-07-01 2003-05-02
FMT CAPITAL MANAGEMENT, INC. DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2003-11-01 2004-01-05
FMT CAPITAL MANAGEMENT, INC. DIRECTOR direct 2003-11-01 2005-03-09
FMT CAPITAL MANAGEMENT, INC. DIRECTOR/CHAIRMAN/CEO direct 2003-11-01 2006-02-15
HIGHLAND CAPITAL MANAGEMENT CORP DIRECTOR direct 2007-12-01 2011-04-27
CLAYTON, OTTIS MIMS FINOP, CFO 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
FTB ADVISORS, INC. FINOP, CFO direct 2012-01-01
FIRST TENNESSEE ADVISORY SERVICES, INC. SVP, COO direct 2013-06-01
LAURAIN, GERALD WILLIAM PRESIDENT, ADVISORY SERVICES 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BROKERAGE, INC. CHIEF INVESTMENT OFFICER direct 2008-01-01
FTB ADVISORS, INC. PRESIDENT, ADVISORY SERVICES direct 2017-05-01
FIRST TENNESSEE ADVISORY SERVICES, INC. CHIEF INVESTMENT OFFICER direct 2007-04-01
KRUSE, KAREN MORTON CHIEF COMPLIANCE OFFICER 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BANK NATIONAL ASSOCIATION SVP & MANAGER, WEALTH MANAGEMENT PRODUCT DEVELOPMENT & SUPPORT direct 2002-01-01
FIRST TENNESSEE ADVISORY SERVICES, INC. PRESIDENT, ADVISORY SERVICES direct 2013-06-01
FIRST TENNESSEE ADVISORY SERVICES, INC. PRESIDENT direct 2007-04-01 2013-06-03
FTB ADVISORS, INC. PRESIDENT, ADVISORY SERVICES direct 2013-06-01 2017-03-31
FIRST HORIZON NATIONAL CORPORATION (FHNC) SHAREHOLDER FIRST TENNESSEE BANK NATIONAL ASSOCIATION (FTB) 11/01/1985 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FIRST HORIZON ADVISORY SERVICES, INC. SOLE SHAREHOLDER indirect 1968-09-01
FIRST TENNESSEE BANK NATIONAL ASSOCIATION SOLE SHAREHOLDER indirect 1968-09-01
FTN MIDWEST ASSET MANAGEMENT CORP. OWNER indirect 1968-09-01
FTB ADVISORS, INC. SHAREHOLDER indirect 1985-11-01
MARTIN & COMPANY, INC SOLE SHAREHOLDER direct 1998-01-01
STILLPOINT WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 2004-03-01
FIRST TENNESSEE BROKERAGE, INC. SHAREHOLDER indirect 1985-11-01 2005-09-15
FIRST TENNESSEE BROKERAGE, INC. SHAREHOLDER indirect 1985-11-01 2009-07-08
HIGHLAND CAPITAL MANAGEMENT CORP SOLE SHAREHOLDER direct 1972-05-01 2011-04-27

FTB ADVISORS, INC.

ownership team - last updated 2017-09-26
Name Title Start Date Direct/Indirect % Ownership
BRINKERHOFF, NICOLE SYLVESTER CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FTB ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2017-08-01
LAURAIN, GERALD WILLIAM PRESIDENT, ADVISORY SERVICES 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BROKERAGE, INC. CHIEF INVESTMENT OFFICER direct 2008-01-01
FTB ADVISORS, INC. PRESIDENT, ADVISORY SERVICES direct 2017-05-01
FIRST TENNESSEE ADVISORY SERVICES, INC. CHIEF INVESTMENT OFFICER direct 2007-04-01
CLAYTON, OTTIS MIMS FINOP, CFO 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
FTB ADVISORS, INC. FINOP, CFO direct 2012-01-01
FIRST TENNESSEE ADVISORY SERVICES, INC. SVP, COO direct 2013-06-01
POPWELL, DAVID T. DIRECTOR 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
COMMERCE CAPITAL MANAGEMENT, INC. DIRECTOR direct 2003-08-01
FMT CAPITAL MANAGEMENT, INC. DIRECTOR/CHAIRMAN direct 2003-11-01
FTB ADVISORS, INC. DIRECTOR direct 2011-06-01
FIRST TENNESSEE ADVISORY SERVICES, INC. DIRECTOR direct 2013-06-01
COMMERCE CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-05-01 2001-02-01
FMT CAPITAL MANAGEMENT, INC. DIRECTOR direct 2000-07-01 2003-05-02
FMT CAPITAL MANAGEMENT, INC. DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2003-11-01 2004-01-05
FMT CAPITAL MANAGEMENT, INC. DIRECTOR direct 2003-11-01 2005-03-09
FMT CAPITAL MANAGEMENT, INC. DIRECTOR/CHAIRMAN/CEO direct 2003-11-01 2006-02-15
HIGHLAND CAPITAL MANAGEMENT CORP DIRECTOR direct 2007-12-01 2011-04-27
LAURAIN, GERALD WILLIAM CHIEF INVESTMENT OFFICER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BROKERAGE, INC. CHIEF INVESTMENT OFFICER direct 2008-01-01
FTB ADVISORS, INC. PRESIDENT, ADVISORY SERVICES direct 2017-05-01
FIRST TENNESSEE ADVISORY SERVICES, INC. CHIEF INVESTMENT OFFICER direct 2007-04-01
AUR, RHOMES CARVALHO DIRECTOR AND CEO 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BROKERAGE, INC. CEO direct 2005-11-01
FTB ADVISORS, INC. DIRECTOR AND CEO direct 2016-12-01
HIGHLAND CAPITAL MANAGEMENT CORP DIRECTOR direct 2004-10-01
MARTIN & COMPANY, INC DIRECTOR direct 2005-03-01
FIRST TENNESSEE BANK NATIONAL ASSOCIATION (FTB) SOLE SHAREHOLDER 01/01/1985 Direct 75% or more
Fund Name Position direct/indirect start date end date
FIRST TENNESSEE BROKERAGE, INC. SOLE SHAREHOLDER direct 1985-01-01
FTN FINANCIAL MAIN STREET ADVISORS LLC OWNER indirect 2012-01-01
FTN FINANCIAL MAIN STREET ADVISORS LLC OWNER direct 2012-02-01
FTN MIDWEST ASSET MANAGEMENT CORP. OWNER indirect 2002-02-01
FIRST TENNESSEE ADVISORY SERVICES, INC. SOLE SHAREHOLDER direct 2007-04-01
FIRST HORIZON NATIONAL CORPORATION (FHNC) SHAREHOLDER FIRST TENNESSEE BANK NATIONAL ASSOCIATION (FTB) 11/01/1985 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FIRST HORIZON ADVISORY SERVICES, INC. SOLE SHAREHOLDER indirect 1968-09-01
FIRST TENNESSEE BANK NATIONAL ASSOCIATION SOLE SHAREHOLDER indirect 1968-09-01
FTN MIDWEST ASSET MANAGEMENT CORP. OWNER indirect 1968-09-01
FTB ADVISORS, INC. SHAREHOLDER indirect 1985-11-01
MARTIN & COMPANY, INC SOLE SHAREHOLDER direct 1998-01-01
STILLPOINT WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 2004-03-01
FIRST TENNESSEE BROKERAGE, INC. SHAREHOLDER indirect 1985-11-01 2005-09-15
FIRST TENNESSEE BROKERAGE, INC. SHAREHOLDER indirect 1985-11-01 2009-07-08
HIGHLAND CAPITAL MANAGEMENT CORP SOLE SHAREHOLDER direct 1972-05-01 2011-04-27

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