GARDE CAPITAL, INC.

HTTP://WWW.GARDECAPITAL.COM SEATTLE, WA Investment Advisor How do I update this listing?

Garde Capital is based out of Seattle. Garde Capital is a large advisory firm with 495 clients and discretionary assets under management (AUM) of $984,109,000 (Form ADV from 2019-06-24). Their last reported 13F filing for Q2 2019 included $611,009,000 in managed 13F securities and a top 10 holdings concentration of 62.0%. Garde Capital's largest holding is Vanguard Growth ETF with shares held of 453,779. Whalewisdom has at least 21 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $611.009 Million
  • Prior Market Value $579.152 Million
  • New Purchases13 stocks
  • Additional Purchases38 stocks
  • Sold out of7 stocks
  • Reduced holdings in52 stocks
  • Top 10 Holdings % 62.00 %
  • Turnover % [1]:13.99%
  • Turnover Alt % [2]: 4.17 %
  • Time Held Top20:12.10 quarters
  • Time Held Top10:14.20 quarters
  • Time Held All:13.01 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 2.79%
Performance Last 4 Quarters: 2.02%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

GARDE CAPITAL, INC.
1301 FIFTH AVENUE SUITE 3030
SEATTLE WA    98101
Country: United States

Business Phone: 206-552-7900
Fax: 206-552-7909
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: WA
Number of employees: 13
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 1,500,000
Total Number of Clients: 495
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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GARDE CAPITAL, INC.

ownership team - last updated 2019-06-24
Name Title Start Date Direct/Indirect % Ownership
LIPPENS, JEFFERY, LEE PRESIDENT & TREASURER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. PRESIDENT & TREASURER direct 2009-09-01
OWENS, THOMAS, REESE PRINCIPAL 09/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. VICE PRESIDENT direct 2009-09-01
SEVERS, RICHARD, SCOTT CHIEF COMPLIANCE OFFICER 09/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2009-09-01
MCREAL, MARSHAL, KERRY VICE PRESIDENT 07/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2009-06-01
GARDE CAPITAL, INC. VICE PRESIDENT direct 2009-06-01
GARDE CAPITAL, INC. PRINCIPAL direct 2009-07-01

GARDE CAPITAL, INC.

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
LIPPENS, JEFFERY, LEE PRESIDENT & TREASURER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. PRESIDENT & TREASURER direct 2009-09-01
OWENS, THOMAS, REESE PRINCIPAL 09/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. VICE PRESIDENT direct 2009-09-01
SEVERS, RICHARD, SCOTT CHIEF COMPLIANCE OFFICER 09/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2009-09-01
MCREAL, MARSHAL, KERRY VICE PRESIDENT 07/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2009-06-01
GARDE CAPITAL, INC. VICE PRESIDENT direct 2009-06-01
GARDE CAPITAL, INC. PRINCIPAL direct 2009-07-01

GARDE CAPITAL, INC.

ownership team - last updated 2018-12-04
Name Title Start Date Direct/Indirect % Ownership
LIPPENS, JEFFERY, LEE PRESIDENT & TREASURER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. PRESIDENT & TREASURER direct 2009-09-01
OWENS, THOMAS, REESE VICE PRESIDENT 09/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. VICE PRESIDENT direct 2009-09-01
SEVERS, RICHARD, SCOTT CHIEF COMPLIANCE OFFICER 09/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2009-09-01
MCREAL, MARSHAL, KERRY PRINCIPAL 07/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2009-06-01
GARDE CAPITAL, INC. VICE PRESIDENT direct 2009-06-01
GARDE CAPITAL, INC. PRINCIPAL direct 2009-07-01

GARDE CAPITAL, INC.

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
MCREAL, MARSHAL, KERRY PRINCIPAL 07/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2009-06-01
GARDE CAPITAL, INC. VICE PRESIDENT direct 2009-06-01
GARDE CAPITAL, INC. PRINCIPAL direct 2009-07-01
LIPPENS, JEFFERY, LEE PRESIDENT & TREASURER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. PRESIDENT & TREASURER direct 2009-09-01
OWENS, THOMAS, REESE VICE PRESIDENT 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. VICE PRESIDENT direct 2009-09-01
SEVERS, RICHARD, SCOTT CHIEF COMPLIANCE OFFICER 09/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GARDE CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2009-09-01

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