GATEWAY ADVISORY, LLC

HTTP://WWW.GATEWAYADVISORY.COM WESTFIELD, NJ Investment Advisor How do I update this listing?

Gateway Advisory is based out of Westfield. Gateway Advisory is a large advisory firm with 610 clients and discretionary assets under management (AUM) of $570,061,723 (Form ADV from 2020-06-30). Their last reported 13F filing for Q2 2020 included $340,715,000 in managed 13F securities and a top 10 holdings concentration of 66.16%. Gateway Advisory's largest holding is iShares Edge MSCI Min Vol USA ETF-iShares Edge MSCI Min Vol USA ETF with shares held of 913,724. Gateway Advisory has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 40 13F filings

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06/30/2020

13F Activity

  • Market Value $340.715 Million
  • Prior Market Value $297.157 Million
  • New Purchases13 stocks
  • Additional Purchases20 stocks
  • Sold out of9 stocks
  • Reduced holdings in17 stocks
  • Top 10 Holdings % 66.16 %
  • Turnover % [1]:36.67%
  • Turnover Alt % [2]: 32.31 %
  • Time Held Top20:4.85 quarters
  • Time Held Top10:4.70 quarters
  • Time Held All:9.12 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-08-14

Performance for Q2 2020: 8.99%
Performance Last 4 Quarters: 8.39%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

GATEWAY ADVISORY, LLC
900 SOUTH AVENUE WEST
WESTFIELD NJ    07090
Country: United States

Business Phone: 908-233-8100
Fax: 908-233-0499
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NJ
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 610
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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GATEWAY ADVISORY, LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
POWER, BRIAN, JAMES CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF OPERATING OFFICER direct 2010-01-01
GATEWAY ADVISORY, LLC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-01-01
FLAMME, JAY, HAROLD CHIEF FINANCIAL OFFICER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF FINANCIAL OFFICER direct 2010-01-01
DE ROSA, PAUL, A MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF INVESTMENT OFFICER direct 2010-01-01
BLACHMAN, GLENN, ALAN PRINCIPAL/DIRECTOR OF HUMAN RESOURCES 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
GATEWAY ADVISORY, LLC PRINCIPAL/DIRECTOR OF HUMAN RESOURCES direct 2010-01-01
GATEWAY ADVISORY, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2010-01-01
GATEWAY ADVISORY, LLC MANAGING MEMBER direct 2010-01-01

GATEWAY ADVISORY, LLC

ownership team - last updated 2020-03-10
Name Title Start Date Direct/Indirect % Ownership

GATEWAY ADVISORY, LLC

ownership team - last updated 2019-11-13
Name Title Start Date Direct/Indirect % Ownership
POWER, BRIAN, JAMES CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF OPERATING OFFICER direct 2010-01-01
GATEWAY ADVISORY, LLC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-01-01
FLAMME, JAY, HAROLD CHIEF FINANCIAL OFFICER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF FINANCIAL OFFICER direct 2010-01-01
DE ROSA, PAUL, A CHIEF INVESTMENT OFFICER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF INVESTMENT OFFICER direct 2010-01-01
BLACHMAN, GLENN, ALAN PRINCIPAL/DIRECTOR OF HUMAN RESOURCES 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
GATEWAY ADVISORY, LLC PRINCIPAL/DIRECTOR OF HUMAN RESOURCES direct 2010-01-01
GATEWAY ADVISORY, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2010-01-01
GATEWAY ADVISORY, LLC MANAGING MEMBER direct 2010-01-01

GATEWAY ADVISORY, LLC

ownership team - last updated 2019-03-13
Name Title Start Date Direct/Indirect % Ownership
POWER, BRIAN, JAMES CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF OPERATING OFFICER direct 2010-01-01
GATEWAY ADVISORY, LLC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-01-01
FLAMME, JAY, HAROLD CHIEF FINANCIAL OFFICER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF FINANCIAL OFFICER direct 2010-01-01
DE ROSA, PAUL, A CHIEF INVESTMENT OFFICER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF INVESTMENT OFFICER direct 2010-01-01
BLACHMAN, GLENN, ALAN PRINCIPAL/DIRECTOR OF HUMAN RESOURCES 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
GATEWAY ADVISORY, LLC PRINCIPAL/DIRECTOR OF HUMAN RESOURCES direct 2010-01-01
GATEWAY ADVISORY, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2010-01-01
GATEWAY ADVISORY, LLC MANAGING MEMBER direct 2010-01-01

GATEWAY ADVISORY, LLC

ownership team - last updated 2017-04-06
Name Title Start Date Direct/Indirect % Ownership
POWER, BRIAN, JAMES CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF OPERATING OFFICER direct 2010-01-01
GATEWAY ADVISORY, LLC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-01-01
FLAMME, JAY, HAROLD CHIEF FINANCIAL OFFICER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF FINANCIAL OFFICER direct 2010-01-01
DE ROSA, PAUL, A CHIEF INVESTMENT OFFICER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF INVESTMENT OFFICER direct 2010-01-01
BLACHMAN, GLENN, ALAN PRINCIPAL/DIRECTOR OF HUMAN RESOURCES 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GATEWAY ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
GATEWAY ADVISORY, LLC PRINCIPAL/DIRECTOR OF HUMAN RESOURCES direct 2010-01-01
GATEWAY ADVISORY, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2010-01-01
GATEWAY ADVISORY, LLC MANAGING MEMBER direct 2010-01-01

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