GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

https://linkedin.com/company/global-wealth-ma FORT LAUDERDALE, FL Investment Advisor How do I update this listing?

Global Wealth Management Investment Advisory is based out of Fort Lauderdale. Global Wealth Management Investment Advisory is a large advisory firm with 805 clients and discretionary assets under management (AUM) of $221,377,146 (Form ADV from 2020-06-23). Their last reported 13F filing for Q1 2020 included $198,320,000 in managed 13F securities and a top 10 holdings concentration of 29.0%. Global Wealth Management Investment Advisory's largest holding is Vanguard Mortgage-Backed Securities ETF with shares held of 150,116. Whalewisdom has at least 6 13F filings

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03/31/2020

13F Activity

  • Market Value $198.32 Million
  • Prior Market Value $236.472 Million
  • New Purchases62 stocks
  • Additional Purchases176 stocks
  • Sold out of53 stocks
  • Reduced holdings in123 stocks
  • Top 10 Holdings % 29.00 %
  • Turnover % [1]:18.00%
  • Turnover Alt % [2]: 8.02 %
  • Time Held Top20:3.90 quarters
  • Time Held Top10:3.80 quarters
  • Time Held All:4.07 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 15.55%
Performance Last 4 Quarters: -0.08%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.
2810 EAST OAKLAND PARK BLVD SUITE 101
FORT LAUDERDALE FL    33306
Country: United States

Business Phone: 866-405-1031
Fax: 954-514-7671
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: FL
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 26,989,500
Total Number of Clients: 805
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

ownership team - last updated 2020-06-23
Name Title Start Date Direct/Indirect % Ownership
THOMAS, JOHN, STANLEY CHIEF COMPLIANCE OFFICER, CIO 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
COSTA, ANDREW, MONTGOMERY CEO 02/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT ADVISORY, LLC MANAGING MEMBER direct 2017-02-01
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. MANAGING MEMBER, CEO, COO, CLO direct 2017-02-01
CONNESS, CHRISTOPHER, GRANT DIRECTOR 02/01/2018 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. MANAGING DIRECTOR direct 2018-02-01

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

ownership team - last updated 2019-10-24
Name Title Start Date Direct/Indirect % Ownership
THOMAS, JOHN, STANLEY CHIEF COMPLIANCE OFFICER, CIO 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
COSTA, ANDREW, MONTGOMERY CEO 02/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT ADVISORY, LLC MANAGING MEMBER direct 2017-02-01
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. MANAGING MEMBER, CEO, COO, CLO direct 2017-02-01
CONNESS, CHRISTOPHER, GRANT DIRECTOR 02/01/2018 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. MANAGING DIRECTOR direct 2018-02-01
Curry, Erin, Elizabeth CHIEF OPERATING OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. CHIEF OPERATING OFFICER direct 2018-07-01

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
THOMAS, JOHN, STANLEY CHIEF COMPLIANCE OFFICER, CIO 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
COSTA, ANDREW, MONTGOMERY CEO 02/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT ADVISORY, LLC MANAGING MEMBER direct 2017-02-01
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. MANAGING MEMBER, CEO, COO, CLO direct 2017-02-01
CONNESS, CHRISTOPHER, GRANT DIRECTOR 02/01/2018 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. MANAGING DIRECTOR direct 2018-02-01
Curry, Erin, Elizabeth CHIEF OPERATING OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. CHIEF OPERATING OFFICER direct 2018-07-01

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

ownership team - last updated 2018-06-01
Name Title Start Date Direct/Indirect % Ownership
THOMAS, JOHN, STANLEY CHIEF COMPLIANCE OFFICER, CIO 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
COSTA, ANDREW, MONTGOMERY MANAGING MEMBER, CEO, COO 02/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT ADVISORY, LLC MANAGING MEMBER direct 2017-02-01
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. MANAGING MEMBER, CEO, COO, CLO direct 2017-02-01
CONNESS, CHRISTOPHER, GRANT MANAGING DIRECTOR 02/01/2018 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. MANAGING DIRECTOR direct 2018-02-01

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