GOODMAN FINANCIAL CORP

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Goodman Financial Corp is based out of Houston. Goodman Financial Corp is a large advisory firm with 238 clients and discretionary assets under management (AUM) of $386,293,616 (Form ADV from 2019-03-28). Their last reported 13F filing for Q3 2019 included $199,329,000 in managed 13F securities and a top 10 holdings concentration of 43.22%. Goodman Financial Corp's largest holding is SPDR Port Developed World ex-US ETF with shares held of 434,261. Goodman Financial Corp has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 28 13F filings, and 3 13G filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $199.329 Million
  • Prior Market Value $199.58 Million
  • New Purchases3 stocks
  • Additional Purchases23 stocks
  • Sold out of2 stocks
  • Reduced holdings in15 stocks
  • Top 10 Holdings % 43.22 %
  • Turnover % [1]:10.87%
  • Turnover Alt % [2]: 9.01 %
  • Time Held Top20:4.85 quarters
  • Time Held Top10:2.10 quarters
  • Time Held All:8.76 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 7.79%
Performance Last 4 Quarters: 7.31%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

GOODMAN FINANCIAL CORPORATION
5177 RICHMOND AVENUE SUITE 700
HOUSTON TX    77056
Country: United States

Business Phone: 713-599-1777
Fax: 713-599-1811
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TX
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities: 108,413,000
Total Number of Clients: 238
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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GOODMAN FINANCIAL CORPORATION

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
GOODMAN, STEVEN, ROBERT PRESIDENT 12/01/1988 Direct 75% or more
Fund Name Position direct/indirect start date end date
GOODMAN FINANCIAL CORPORATION PRESIDENT direct 1988-12-01
GOODMAN FINANCIAL CORPORATION PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1988-12-01
VIATOR, MICHAEL, D SHAREHOLDER 10/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GOODMAN FINANCIAL CORPORATION SHAREHOLDER direct 2009-10-01
JUNGEN, CHARLOTTE, MARIE CHIEF COMPLIANCE OFFICER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
GOODMAN FINANCIAL CORPORATION CHIEF COMPLIANCE OFFICER direct 2015-03-01
MATLOCK, CHRISTOPHER, ALLAN CHIEF INVESTMENT OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
LIGHTHOUSE CAPITAL MANAGEMENT INC CHIEF INVESTMENT OFFICER direct 2002-09-01
LIGHTHOUSE CAPITAL MANAGEMENT LP MEMBER indirect 2006-01-01

GOODMAN FINANCIAL CORPORATION

ownership team - last updated 2018-11-09
Name Title Start Date Direct/Indirect % Ownership
GOODMAN, STEVEN, ROBERT PRESIDENT 12/01/1988 Direct 75% or more
Fund Name Position direct/indirect start date end date
GOODMAN FINANCIAL CORPORATION PRESIDENT direct 1988-12-01
GOODMAN FINANCIAL CORPORATION PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1988-12-01
VIATOR, MICHAEL, D SHAREHOLDER 10/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GOODMAN FINANCIAL CORPORATION SHAREHOLDER direct 2009-10-01
JUNGEN, CHARLOTTE, MARIE CHIEF COMPLIANCE OFFICER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
GOODMAN FINANCIAL CORPORATION CHIEF COMPLIANCE OFFICER direct 2015-03-01

GOODMAN FINANCIAL CORPORATION

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
GOODMAN, STEVEN, ROBERT PRESIDENT 12/01/1988 Direct 75% or more
Fund Name Position direct/indirect start date end date
GOODMAN FINANCIAL CORPORATION PRESIDENT direct 1988-12-01
GOODMAN FINANCIAL CORPORATION PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1988-12-01
VIATOR, MICHAEL, D SHAREHOLDER 10/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GOODMAN FINANCIAL CORPORATION SHAREHOLDER direct 2009-10-01
JUNGEN, CHARLOTTE, MARIE CHIEF COMPLIANCE OFFICER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
GOODMAN FINANCIAL CORPORATION CHIEF COMPLIANCE OFFICER direct 2015-03-01

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