GRADIENT CAPITAL ADVISORS, LLC

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Gradient Capital Advisors is based out of San Diego. Gradient Capital Advisors is a large advisory firm with 415 clients and discretionary assets under management (AUM) of $240,801,316 (Form ADV from 2019-10-31). Their last reported 13F filing for Q4 2019 included $143,674,000 in managed 13F securities and a top 10 holdings concentration of 47.42%. Gradient Capital Advisors's largest holding is iShares Core S&P 500 ETF with shares held of 43,232. Whalewisdom has at least 9 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $143.674 Million
  • Prior Market Value $133.902 Million
  • New Purchases6 stocks
  • Additional Purchases33 stocks
  • Sold out of1 stock
  • Reduced holdings in38 stocks
  • Top 10 Holdings % 47.42 %
  • Turnover % [1]:7.61%
  • Turnover Alt % [2]: 4.35 %
  • Time Held Top20:6.65 quarters
  • Time Held Top10:6.40 quarters
  • Time Held All:6.73 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 6.01%
Performance Last 4 Quarters: 12.47%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

GRADIENT CAPITAL ADVISORS, LLC
2125 POINSETTIA DRIVE
SAN DIEGO CA    92107
Country: United States

Business Phone: 619-255-0700
Fax: 619-255-0777
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 95,662,000
Total Number of Clients: 415
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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GRADIENT CAPITAL ADVISORS, LLC

ownership team - last updated 2019-10-31
Name Title Start Date Direct/Indirect % Ownership
SIMMS, RODNEY, ALLEN SENIOR PARTNER 01/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER direct 2014-01-01
SAGAWA, TIMOTHY, AKIRA SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER 01/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER direct 2014-01-01
SIMMS, ERIC, EUGENE SENIOR PARTNER 01/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER direct 2014-01-01

GRADIENT CAPITAL ADVISORS, LLC

ownership team - last updated 2019-03-12
Name Title Start Date Direct/Indirect % Ownership
SIMMS, RODNEY, ALLEN SENIOR PARTNER 01/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER direct 2014-01-01
SAGAWA, TIMOTHY, AKIRA SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER 01/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER direct 2014-01-01
SIMMS, ERIC, EUGENE SENIOR PARTNER 01/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER direct 2014-01-01

GRADIENT CAPITAL ADVISORS, LLC

ownership team - last updated 2017-08-23
Name Title Start Date Direct/Indirect % Ownership
SIMMS, ERIC, EUGENE SENIOR PARTNER 01/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER direct 2014-01-01
SAGAWA, TIMOTHY, AKIRA SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER 01/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER direct 2014-01-01
SIMMS, RODNEY, ALLEN SENIOR PARTNER 01/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER direct 2014-01-01

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