GRADIENT CAPITAL ADVISORS, LLC

HTTP://WWW.GRADIENTCAPITAL.COM SAN DIEGO, CA Investment Advisor How do I update this listing?

Gradient Capital Advisors is based out of San Diego. Gradient Capital Advisors is a large advisory firm with 424 clients and discretionary assets under management (AUM) of $296,491,798 (Form ADV from 2020-03-19). Their last reported 13F filing for Q1 2020 included $123,879,000 in managed 13F securities and a top 10 holdings concentration of 48.81%. Gradient Capital Advisors's largest holding is iShares Core S&P 500 ETF with shares held of 61,931. Whalewisdom has at least 10 13F filings

Download 13F Summary to Excel Create Email Alert

03/31/2020

13F Activity

  • Market Value $123.879 Million
  • Prior Market Value $143.674 Million
  • New Purchases6 stocks
  • Additional Purchases33 stocks
  • Sold out of10 stocks
  • Reduced holdings in41 stocks
  • Top 10 Holdings % 48.81 %
  • Turnover % [1]:18.18%
  • Turnover Alt % [2]: 11.03 %
  • Time Held Top20:7.25 quarters
  • Time Held Top10:7.40 quarters
  • Time Held All:7.57 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 17.28%
Performance Last 4 Quarters: -1.42%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

GRADIENT CAPITAL ADVISORS, LLC
2125 POINSETTIA DRIVE
SAN DIEGO CA    92107
Country: United States

Business Phone: 619-255-0700
Fax: 619-255-0777
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 116,524,000
Total Number of Clients: 424
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

GRADIENT CAPITAL ADVISORS, LLC

ownership team - last updated 2020-03-19
Name Title Start Date Direct/Indirect % Ownership

GRADIENT CAPITAL ADVISORS, LLC

ownership team - last updated 2019-10-31
Name Title Start Date Direct/Indirect % Ownership
SIMMS, RODNEY, ALLEN SENIOR PARTNER 01/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER direct 2014-01-01
SAGAWA, TIMOTHY, AKIRA SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER 01/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER direct 2014-01-01
SIMMS, ERIC, EUGENE SENIOR PARTNER 01/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER direct 2014-01-01

GRADIENT CAPITAL ADVISORS, LLC

ownership team - last updated 2019-03-12
Name Title Start Date Direct/Indirect % Ownership
SIMMS, RODNEY, ALLEN SENIOR PARTNER 01/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER direct 2014-01-01
SAGAWA, TIMOTHY, AKIRA SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER 01/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER direct 2014-01-01
SIMMS, ERIC, EUGENE SENIOR PARTNER 01/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER direct 2014-01-01

GRADIENT CAPITAL ADVISORS, LLC

ownership team - last updated 2017-08-23
Name Title Start Date Direct/Indirect % Ownership
SIMMS, ERIC, EUGENE SENIOR PARTNER 01/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER direct 2014-01-01
SAGAWA, TIMOTHY, AKIRA SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER 01/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER direct 2014-01-01
SIMMS, RODNEY, ALLEN SENIOR PARTNER 01/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GRADIENT CAPITAL ADVISORS, LLC SENIOR PARTNER direct 2014-01-01

Elevate your investments