GRASSI INVESTMENT MANAGEMENT

HTTP://WWW.GRASSIINVEST.COM SANTA CLARA, CA Investment Advisor How do I update this listing?

Grassi Investment Management is based out of Santa Clara. Grassi Investment Management is a large advisory firm with 196 clients and discretionary assets under management (AUM) of $708,992,529 (Form ADV from 2019-03-08). Their last reported 13F filing for Q3 2019 included $667,131,000 in managed 13F securities and a top 10 holdings concentration of 30.94%. Grassi Investment Management's largest holding is Quotient Technology Inc with shares held of 5,329,350. Grassi Investment Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 77 13F filings

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68

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $667.131 Million
  • Prior Market Value $677.504 Million
  • New Purchases11 stocks
  • Additional Purchases34 stocks
  • Sold out of9 stocks
  • Reduced holdings in42 stocks
  • Top 10 Holdings % 30.94 %
  • Turnover % [1]:16.67%
  • Turnover Alt % [2]: 7.28 %
  • Time Held Top20:13.15 quarters
  • Time Held Top10:8.70 quarters
  • Time Held All:30.09 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -2.13%
Performance Last 4 Quarters: -4.16%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR/A (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

GRASSI INVESTMENT MANAGEMENT, LLC
2350 MISSION COLLEGE BLVD., SUITE 190
SANTA CLARA CA    95054
Country: United States

Business Phone: 650-934-0770
Fax: 650-934-0777
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 196
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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GRASSI INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-03-08
Name Title Start Date Direct/Indirect % Ownership
GRASSI, PETER, TED MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 01/01/2000 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRASSI INVESTMENT MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2000-01-01
GRASSI INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2000-01-01 2005-03-08
GRASSI, PETER, EDWARD MANAGING MEMBER 01/01/2000 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GRASSI INVESTMENT MANAGEMENT, LLC MANAGING MEMBER direct 2000-01-01

GRASSI INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2018-10-19
Name Title Start Date Direct/Indirect % Ownership
GRASSI, PETER, TED MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 01/01/2000 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRASSI INVESTMENT MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2000-01-01
GRASSI INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2000-01-01 2005-03-08
GRASSI, PETER, EDWARD MANAGING MEMBER 01/01/2000 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GRASSI INVESTMENT MANAGEMENT, LLC MANAGING MEMBER direct 2000-01-01

GRASSI INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2017-03-02
Name Title Start Date Direct/Indirect % Ownership
GRASSI, PETER, TED MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 01/01/2000 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRASSI INVESTMENT MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2000-01-01
GRASSI INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2000-01-01 2005-03-08
GRASSI, PETER, EDWARD MANAGING MEMBER 01/01/2000 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GRASSI INVESTMENT MANAGEMENT, LLC MANAGING MEMBER direct 2000-01-01

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