GREAT LAKES RETIREMENT, INC.

HTTP://www.wasmithfinancial.com SANDUSKY, OH Investment Advisor How do I update this listing?

Great Lakes Retirement is based out of Sandusky. Great Lakes Retirement is a large advisory firm with 1126 clients and discretionary assets under management (AUM) of $376,543,080 (Form ADV from 2020-03-25). Their last reported 13F filing for Q1 2020 included $218,752,000 in managed 13F securities and a top 10 holdings concentration of 56.96%. Great Lakes Retirement's largest holding is iShares Core U.S. Aggregate Bond ETF with shares held of 212,280. Whalewisdom has at least 2 13F filings

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03/31/2020

13F Activity

  • Market Value $218.752 Million
  • Prior Market Value $325.299 Million
  • New Purchases5 stocks
  • Additional Purchases38 stocks
  • Sold out of32 stocks
  • Reduced holdings in100 stocks
  • Top 10 Holdings % 56.96 %
  • Turnover % [1]:25.69%
  • Turnover Alt % [2]: 63.85 %
  • Time Held Top20:0.70 quarters
  • Time Held Top10:0.60 quarters
  • Time Held All:0.97 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 26.56%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

GREAT LAKES RETIREMENT, INC.
4604 TIMBER COMMONS DRIVE
SANDUSKY OH    44870
Country: United States

Business Phone: 419-626-8600
Fax: 419-625-3902
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: OH
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 0
Total Number of Clients: 1126
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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GREAT LAKES RETIREMENT, INC.

ownership team - last updated 2020-03-25
Name Title Start Date Direct/Indirect % Ownership

GREAT LAKES RETIREMENT, INC.

ownership team - last updated 2019-03-21
Name Title Start Date Direct/Indirect % Ownership
SMITH, WILLIAM, ALLEN PRESIDENT/CHIEF COMPLIANCE OFFICER 04/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
GREAT LAKES RETIREMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2008-04-01

GREAT LAKES RETIREMENT, INC.

ownership team - last updated 2018-12-01
Name Title Start Date Direct/Indirect % Ownership
SMITH, WILLIAM, ALLEN PRESIDENT/CHIEF COMPLIANCE OFFICER 04/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
GREAT LAKES RETIREMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2008-04-01

GREAT LAKES RETIREMENT, INC.

ownership team - last updated 2017-03-01
Name Title Start Date Direct/Indirect % Ownership
SMITH, WILLIAM, ALLEN PRESIDENT/CHIEF COMPLIANCE OFFICER 04/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
GREAT LAKES RETIREMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2008-04-01

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