HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC

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Hapanowicz & Associates Financial Services is based out of Pittsburgh. Hapanowicz & Associates Financial Services is a large advisory firm with 411 clients and discretionary assets under management (AUM) of $278,057,310 (Form ADV from 2020-07-24). Their last reported 13F filing for Q2 2020 included $158,936,000 in managed 13F securities and a top 10 holdings concentration of 97.6%. Hapanowicz & Associates Financial Services's largest holding is Vanguard Short-Term Bond ETF with shares held of 718,137. Whalewisdom has at least 15 13F filings

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06/30/2020

13F Activity

  • Market Value $158.936 Million
  • Prior Market Value $140.342 Million
  • New Purchases1 stock
  • Additional Purchases4 stocks
  • Sold out of1 stock
  • Reduced holdings in8 stocks
  • Top 10 Holdings % 97.60 %
  • Turnover % [1]:11.11%
  • Turnover Alt % [2]: 8.41 %
  • Time Held Top20:9.72 quarters
  • Time Held Top10:9.90 quarters
  • Time Held All:10.06 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 24.26%
Performance Last 4 Quarters: -13.23%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT
301 GRANT STREET SUITE 2550
PITTSBURGH PA    15219
Country: United States

Business Phone: 412-261-5966
Fax: 412-261-3353
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: PA
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,PLANNING FEES BASED ON A PERCENTAGE OF CLIENT'S INCOME
Amount of client funds and securities:
Total Number of Clients: 411
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.

ownership team - last updated 2020-04-30
Name Title Start Date Direct/Indirect % Ownership
HAPANOWICZ, ROBERT, EDWIN PRESIDENT, CHIEF COMPLIANCE OFFICER 01/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
NAME 407 MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2008-10-01
HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1989-01-01

HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.

ownership team - last updated 2020-03-13
Name Title Start Date Direct/Indirect % Ownership

HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.

ownership team - last updated 2019-07-19
Name Title Start Date Direct/Indirect % Ownership
HAPANOWICZ, ROBERT, EDWIN PRESIDENT, CHIEF COMPLIANCE OFFICER 01/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
NAME 407 MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2008-10-01
HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1989-01-01

HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.

ownership team - last updated 2019-04-11
Name Title Start Date Direct/Indirect % Ownership
HAPANOWICZ, ROBERT, EDWIN PRESIDENT, CHIEF COMPLIANCE OFFICER 01/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
NAME 407 MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2008-10-01
HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1989-01-01

HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.

ownership team - last updated 2019-03-04
Name Title Start Date Direct/Indirect % Ownership
HAPANOWICZ, ROBERT, EDWIN PRESIDENT, CHIEF COMPLIANCE OFFICER 01/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
NAME 407 MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2008-10-01
HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1989-01-01

HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.

ownership team - last updated 2018-11-15
Name Title Start Date Direct/Indirect % Ownership
HAPANOWICZ, ROBERT, EDWIN PRESIDENT, CHIEF COMPLIANCE OFFICER 01/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
NAME 407 MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2008-10-01
HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1989-01-01

HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.

ownership team - last updated 2018-05-16
Name Title Start Date Direct/Indirect % Ownership
HAPANOWICZ, ROBERT, EDWIN PRESIDENT, CHIEF COMPLIANCE OFFICER 01/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
NAME 407 MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2008-10-01
HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1989-01-01

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