HARBOR INVESTMENT ADVISORY, LLC

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Harbor Investment Advisory is based out of Lutherville. Harbor Investment Advisory is a large advisory firm with 2427 clients and discretionary assets under management (AUM) of $1,326,507,181 (Form ADV from 2020-06-23). Their last reported 13F filing for Q2 2020 included $470,999,000 in managed 13F securities and a top 10 holdings concentration of 33.65%. Harbor Investment Advisory's largest holding is Apple Inc with shares held of 104,853. Whalewisdom has at least 3 13F filings

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06/30/2020

13F Activity

  • Market Value $470.999 Million
  • Prior Market Value $371.544 Million
  • New Purchases208 stocks
  • Additional Purchases332 stocks
  • Sold out of67 stocks
  • Reduced holdings in229 stocks
  • Top 10 Holdings % 33.65 %
  • Turnover % [1]:22.94%
  • Turnover Alt % [2]: 6.51 %
  • Time Held Top20:1.85 quarters
  • Time Held Top10:2.00 quarters
  • Time Held All:1.51 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 31.05%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

HARBOR INVESTMENT ADVISORY, LLC
2330 W. JOPPA ROAD SUITE 160
LUTHERVILLE MD    21093
Country: United States

Business Phone: 410-659-8900
Fax: 410-659-8899
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MD
Number of employees: 29
Other Business Activities: broker-dealer
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 43,420,200
Total Number of Clients: 2427
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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HARBOR INVESTMENT ADVISORY, LLC

ownership team - last updated 2020-06-23
Name Title Start Date Direct/Indirect % Ownership
HARBOR INVESTMENT MANAGEMENT, LLC SOLE MEMBER 06/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC SOLE MEMBER direct 2009-06-01
BLACK, ROBERT WILMER III VICE PRESIDENT 12/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC VICE PRESIDENT/SECRETARY direct 2009-06-01
DEAN, RAYMOND PATRICK TREASURER AND SECRETARY 12/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC FINOP/CFO direct 2010-12-01
HILL, FRED CREGAN JR PRESIDENT 12/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2015-01-01
SCHADTY, WILLIAM CHRISTOPHER CHIEF COMPLIANCE OFFICER 02/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2020-02-01
BLACK, ROBERT WILMER III MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 06/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC VICE PRESIDENT/SECRETARY direct 2009-06-01
HILL, FRED CREGAN JR MEMBER HARBOR INVESTMENT MANAGEMENT,LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2015-01-01
KELLY, STEPHEN JOHN MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 06/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2009-06-01

HARBOR INVESTMENT ADVISORY, LLC

ownership team - last updated 2020-03-28
Name Title Start Date Direct/Indirect % Ownership

HARBOR INVESTMENT ADVISORY, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
BRENNEN, ELIZABETH BOND CHIEF COMPLIANCE OFFICER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2010-09-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC CEO, CHIEF COMPLIANCE OFFICER direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC COO/CCO direct 2016-06-01
HARBOR INVESTMENT MANAGEMENT, LLC SOLE MEMBER 06/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC SOLE MEMBER direct 2009-06-01
BLACK, ROBERT WILMER III VICE PRESIDENT/SECRETARY 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC VICE PRESIDENT/SECRETARY direct 2009-06-01
DEAN, RAYMOND PATRICK FINOP/CFO 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC FINOP/CFO direct 2010-12-01
HILL, FRED CREGAN JR PRESIDENT 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2015-01-01
BLACK, ROBERT WILMER III MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 06/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC VICE PRESIDENT/SECRETARY direct 2009-06-01
KELLY, STEPHEN JOHN MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 06/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2009-06-01
BRENNEN, ELIZABETH BOND MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 09/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2010-09-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC CEO, CHIEF COMPLIANCE OFFICER direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC COO/CCO direct 2016-06-01
HILL, FRED CREGAN JR MEMBER HARBOR INVESTMENT MANAGEMENT,LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2015-01-01

HARBOR INVESTMENT ADVISORY, LLC

ownership team - last updated 2017-08-25
Name Title Start Date Direct/Indirect % Ownership
HILL, FRED CREGAN JR PRESIDENT 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2015-01-01
DEAN, RAYMOND PATRICK FINOP/CFO 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC FINOP/CFO direct 2010-12-01
BLACK, ROBERT WILMER III VICE PRESIDENT/SECRETARY 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC VICE PRESIDENT/SECRETARY direct 2009-06-01
HARBOR INVESTMENT MANAGEMENT, LLC SOLE MEMBER 06/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC SOLE MEMBER direct 2009-06-01
BRENNEN, ELIZABETH BOND COO/CCO 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2010-09-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC CEO, CHIEF COMPLIANCE OFFICER direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC COO/CCO direct 2016-06-01
HILL, FRED CREGAN JR MEMBER HARBOR INVESTMENT MANAGEMENT,LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2015-01-01
BRENNEN, ELIZABETH BOND MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 09/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2010-09-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC CEO, CHIEF COMPLIANCE OFFICER direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC COO/CCO direct 2016-06-01
KELLY, STEPHEN JOHN MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 06/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2009-06-01
BLACK, ROBERT WILMER III MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 06/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC VICE PRESIDENT/SECRETARY direct 2009-06-01

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