HARBOUR INVESTMENT MANAGEMENT LLC

HTTPS://WWW.HARBOURINVEST.COM/ EDMONDS, WA Investment Advisor How do I update this listing?

Harbour Investment Management is based out of Edmonds. Harbour Investment Management is a large advisory firm with 184 clients and discretionary assets under management (AUM) of $290,510,784 (Form ADV from 2019-08-26). Their last reported 13F filing for Q3 2019 included $140,896,000 in managed 13F securities and a top 10 holdings concentration of 34.56%. Harbour Investment Management's largest holding is Microsoft Corp. with shares held of 75,280. Harbour Investment Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 85 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $140.896 Million
  • Prior Market Value $141.707 Million
  • New Purchases1 stock
  • Additional Purchases6 stocks
  • Sold out of1 stock
  • Reduced holdings in48 stocks
  • Top 10 Holdings % 34.56 %
  • Turnover % [1]:2.90%
  • Turnover Alt % [2]: 1.65 %
  • Time Held Top20:25.60 quarters
  • Time Held Top10:17.20 quarters
  • Time Held All:37.22 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 0.9%
Performance Last 4 Quarters: 4.38%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR/A (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR/A (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR/A (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR/A (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR/A (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR/A (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR/A (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR/A (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR/A (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR/A (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR/A (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR/A (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR/A (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR/A (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR/A (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR/A (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR/A (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR/A (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR/A (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR/A (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR/A (Subscription required)

View Last Form Adv Compilation Report on Record

HARBOUR INVESTMENT MANAGEMENT L.L.C.
110 JAMES STREET SUITE 111
EDMONDS WA    98020-8431
Country: United States

Business Phone: 425-742-1557
Fax: 425-645-8046
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: WA
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 82,639,900
Total Number of Clients: 184
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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HARBOUR INVESTMENT MANAGEMENT L.L.C.

ownership team - last updated 2019-08-26
Name Title Start Date Direct/Indirect % Ownership
BERKENHOFF, HANS, DIETER PORTFOLIO MANAGER 01/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HARBOUR INVESTMENT MANAGEMENT L.L.C. PORTFOLIO MANAGER direct 2001-01-01
HARBOUR INVESTMENT MANAGEMENT L.L.C. MANAGER direct 2001-01-01 2011-03-25
BERKENHOFF, ERIKA, LYNNE CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER 01/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARBOUR INVESTMENT MANAGEMENT L.L.C. PORTFOLIO MANAGER direct 2007-01-01
HARBOUR INVESTMENT MANAGEMENT L.L.C. CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER direct 2007-01-01
SHAH, AALOK, KIRIT PORTFOLIO MANAGER 01/01/2019 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST CAPITAL MANAGEMENT INC SECRETARY/TREASURER direct 2014-12-01
HARBOUR INVESTMENT MANAGEMENT L.L.C. SECRETARY/TREASURER indirect 2014-12-01

HARBOUR INVESTMENT MANAGEMENT L.L.C.

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
BERKENHOFF, HANS, DIETER PORTFOLIO MANAGER 01/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HARBOUR INVESTMENT MANAGEMENT L.L.C. PORTFOLIO MANAGER direct 2001-01-01
HARBOUR INVESTMENT MANAGEMENT L.L.C. MANAGER direct 2001-01-01 2011-03-25
BERKENHOFF, ERIKA, LYNNE CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER 01/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARBOUR INVESTMENT MANAGEMENT L.L.C. PORTFOLIO MANAGER direct 2007-01-01
HARBOUR INVESTMENT MANAGEMENT L.L.C. CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER direct 2007-01-01
SHAH, AALOK, KIRIT PORTFOLIO MANAGER 01/01/2019 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST CAPITAL MANAGEMENT INC SECRETARY/TREASURER direct 2014-12-01
HARBOUR INVESTMENT MANAGEMENT L.L.C. SECRETARY/TREASURER indirect 2014-12-01

HARBOUR INVESTMENT MANAGEMENT L.L.C.

ownership team - last updated 2017-07-21
Name Title Start Date Direct/Indirect % Ownership
NORTHWEST CAPITAL MANAGEMENT INC. LLC MEMBER 01/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOUR INVESTMENT MANAGEMENT L.L.C. LLC MEMBER direct 2017-01-01
HILL, EVAN, ARTHUR PORTFOLIO MANAGER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOUR INVESTMENT MANAGEMENT L.L.C. PORTFOLIO MANAGER direct 2009-01-01
HILL, ERIKA, LYNNE CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER 01/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARBOUR INVESTMENT MANAGEMENT L.L.C. PORTFOLIO MANAGER direct 2007-01-01
HARBOUR INVESTMENT MANAGEMENT L.L.C. CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER direct 2007-01-01
BERKENHOFF, HANS, DIETER PORTFOLIO MANAGER 01/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HARBOUR INVESTMENT MANAGEMENT L.L.C. PORTFOLIO MANAGER direct 2001-01-01
HARBOUR INVESTMENT MANAGEMENT L.L.C. MANAGER direct 2001-01-01 2011-03-25
SHAH, AALOK, KIRIT SECRETARY/TREASURER NORTHWEST CAPITAL MANAGEMENT INC. 12/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST CAPITAL MANAGEMENT INC SECRETARY/TREASURER direct 2014-12-01
HARBOUR INVESTMENT MANAGEMENT L.L.C. SECRETARY/TREASURER indirect 2014-12-01
PETTY, BRENT, JAMESON PRESIDENT NORTHWEST CAPITAL MANAGEMENT INC. 06/01/2005 Indirect Other
Fund Name Position direct/indirect start date end date
NORTHWEST CAPITAL MANAGEMENT INC PRESIDENT direct 2005-06-01
HARBOUR INVESTMENT MANAGEMENT L.L.C. PRESIDENT indirect 2005-06-01
NORTHWEST CAPITAL MANAGEMENT INC PRINCIPAL direct 2005-06-01
PAYNE, FREDERICK, JOSEPH DIRECTOR AND CHIEF COMPLIANCE OFFICER NORTHWEST CAPITAL MANAGEMENT INC. 06/01/1998 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
NORTHWEST CAPITAL MANAGEMENT INC DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 1998-06-01
HARBOUR INVESTMENT MANAGEMENT L.L.C. DIRECTOR AND CHIEF COMPLIANCE OFFICER indirect 1998-06-01
NORTHWEST CAPITAL MANAGEMENT INC PRESIDENT direct 1998-06-01 2005-03-22
NORTHWEST CAPITAL MANAGEMENT INC PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1998-06-01 2010-03-25
NORTHWEST CAPITAL MANAGEMENT INC SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1998-06-01 2015-11-16

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