HARDY REED LLC

HTTP://WWW.HARDYREED.COM TUPELO, MS Investment Advisor How do I update this listing?

Hardy Reed is based out of Tupelo. Hardy Reed is a large advisory firm with 272 clients and discretionary assets under management (AUM) of $966,599,463 (Form ADV from 2019-03-15). Their last reported 13F filing for Q3 2019 included $250,326,000 in managed 13F securities and a top 10 holdings concentration of 71.71%. Hardy Reed's largest holding is Vanguard S&P 500 ETF with shares held of 162,328. Whalewisdom has at least 4 13F filings

Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $250.326 Million
  • Prior Market Value $254.414 Million
  • New Purchases3 stocks
  • Additional Purchases21 stocks
  • Sold out of4 stocks
  • Reduced holdings in14 stocks
  • Top 10 Holdings % 71.71 %
  • Turnover % [1]:10.45%
  • Turnover Alt % [2]: 5.84 %
  • Time Held Top20:2.85 quarters
  • Time Held Top10:2.70 quarters
  • Time Held All:2.70 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.34%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HARDY REED, LLC
101 S. FRONT STREET
TUPELO MS    38804
Country: United States

Business Phone: 662-823-4722
Fax: 662-823-4720
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MS
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 253,780,000
Total Number of Clients: 272
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

HARDY REED, LLC

ownership team - last updated 2019-03-15
Name Title Start Date Direct/Indirect % Ownership
REED, GEORGE, SCOTT CHIEF EXECUTIVE OFFICER 08/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COMMODORE INVESTMENT COMPANY, LLC CHIEF EXECUTIVE OFFICER direct 2006-08-01
HARDY, JOHN, CAZORT PRESIDENT 08/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COMMODORE INVESTMENT COMPANY, LLC PRESIDENT / CHIEF COMPLIANCE OFFICER direct 2006-08-01
HARDY REED, LLC PRESIDENT direct 2006-08-01
MATHIS, KENNETH, LOUIS CHIEF OPERATING OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
VALHALLA CAPITAL PARTNERS, LLC PRESIDENT/CEO/CCO direct 2005-06-01
VALHALLA CAPITAL PARTNERS, LLC MANAGING PARTNER direct 2005-06-01
VALHALLA CAPITAL PARTNERS, LLC MANAGING PARTNER/CCO direct 2005-06-01
VALHALLA CAPITAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2005-06-01
HARDY REED, LLC CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARDY REED, LLC CHIEF OPERATING OFFICER direct 2012-03-01
WOODARD, KEVIN, SEAN CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
MSJC, LP CHIEF COMPLIANCE OFFICER direct 2014-10-01
CFO4LIFE GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2014-10-01
FTJ FUNDCHOICE, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
MADISON FINANCIAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER direct 2015-03-01
FORMIDABLE ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
HBK WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2017-01-01
ITS ASSET MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2017-04-01
FIFTH THIRD/MAXUS ASSET MANAGEMENT ASSISTANT SECRETARY direct 2001-04-01 2003-08-07
FIFTH THIRD ASSET MANAGEMENT, INC. ASSISTANT SECRETARY; CHIEF LEGAL OFFICER direct 2001-04-01 2004-03-11
FIFTH THIRD SECURITIES, INC. CHIEF LEGAL OFFICER direct 2002-04-01 2004-10-26
FIFTH THIRD ASSET MANAGEMENT, INC. CHIEF LEGAL OFFICER direct 2001-04-01 2004-12-03
FIRST FINANCIAL CAPITAL ADVISORS LLC 1ST VP - CHIEF COMPLIANCE OFFICER direct 2008-01-01 2009-10-27
ITS ASSET MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2016-01-01 2016-02-26
THE RETIREMENT CORPORATION OF AMERICA CHIEF COMPLIANCE OFFICER direct 2014-02-01 2017-04-14

HARDY REED, LLC

ownership team - last updated 2018-10-05
Name Title Start Date Direct/Indirect % Ownership
WOODARD, KEVIN, SEAN CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
MSJC, LP CHIEF COMPLIANCE OFFICER direct 2014-10-01
CFO4LIFE GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2014-10-01
FTJ FUNDCHOICE, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
MADISON FINANCIAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER direct 2015-03-01
FORMIDABLE ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
HBK WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2017-01-01
ITS ASSET MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2017-04-01
FIFTH THIRD/MAXUS ASSET MANAGEMENT ASSISTANT SECRETARY direct 2001-04-01 2003-08-07
FIFTH THIRD ASSET MANAGEMENT, INC. ASSISTANT SECRETARY; CHIEF LEGAL OFFICER direct 2001-04-01 2004-03-11
FIFTH THIRD SECURITIES, INC. CHIEF LEGAL OFFICER direct 2002-04-01 2004-10-26
FIFTH THIRD ASSET MANAGEMENT, INC. CHIEF LEGAL OFFICER direct 2001-04-01 2004-12-03
FIRST FINANCIAL CAPITAL ADVISORS LLC 1ST VP - CHIEF COMPLIANCE OFFICER direct 2008-01-01 2009-10-27
ITS ASSET MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2016-01-01 2016-02-26
THE RETIREMENT CORPORATION OF AMERICA CHIEF COMPLIANCE OFFICER direct 2014-02-01 2017-04-14
REED, GEORGE, SCOTT CHIEF EXECUTIVE OFFICER 08/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COMMODORE INVESTMENT COMPANY, LLC CHIEF EXECUTIVE OFFICER direct 2006-08-01
HARDY, JOHN, CAZORT PRESIDENT 08/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COMMODORE INVESTMENT COMPANY, LLC PRESIDENT / CHIEF COMPLIANCE OFFICER direct 2006-08-01
HARDY REED, LLC PRESIDENT direct 2006-08-01
MATHIS, KENNETH, LOUIS CHIEF OPERATING OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
VALHALLA CAPITAL PARTNERS, LLC PRESIDENT/CEO/CCO direct 2005-06-01
VALHALLA CAPITAL PARTNERS, LLC MANAGING PARTNER direct 2005-06-01
VALHALLA CAPITAL PARTNERS, LLC MANAGING PARTNER/CCO direct 2005-06-01
VALHALLA CAPITAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2005-06-01
HARDY REED, LLC CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARDY REED, LLC CHIEF OPERATING OFFICER direct 2012-03-01

HARDY REED, LLC

ownership team - last updated 2017-09-28
Name Title Start Date Direct/Indirect % Ownership
MATHIS, KENNETH, LOUIS CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
VALHALLA CAPITAL PARTNERS, LLC PRESIDENT/CEO/CCO direct 2005-06-01
VALHALLA CAPITAL PARTNERS, LLC MANAGING PARTNER direct 2005-06-01
VALHALLA CAPITAL PARTNERS, LLC MANAGING PARTNER/CCO direct 2005-06-01
VALHALLA CAPITAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2005-06-01
HARDY REED, LLC CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARDY REED, LLC CHIEF OPERATING OFFICER direct 2012-03-01
HARDY, JOHN, CAZORT PRESIDENT 08/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COMMODORE INVESTMENT COMPANY, LLC PRESIDENT / CHIEF COMPLIANCE OFFICER direct 2006-08-01
HARDY REED, LLC PRESIDENT direct 2006-08-01
REED, GEORGE, SCOTT CHIEF EXECUTIVE OFFICER 08/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COMMODORE INVESTMENT COMPANY, LLC CHIEF EXECUTIVE OFFICER direct 2006-08-01

Elevate your investments