HARVEY PARTNERS, LLC

HTTP://WWW.HARVEYPARTNERS.COM TARRYTOWN, NY Investment Advisor Hedge Fund How do I update this listing?

Harvey Partners is based out of Tarrytown. Harvey Partners is a large advisory firm with 5 clients and discretionary assets under management (AUM) of $110,018,000 (Form ADV from 2019-03-15). Their last reported 13F filing for Q3 2019 included $138,365,000 in managed 13F securities and a top 10 holdings concentration of 64.99%. Harvey Partners's largest holding is Vishay Precision Group Inc with shares held of 435,188. Harvey Partners has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 55 13F filings, 4 13D filings, and 39 13G filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $138.365 Million
  • Prior Market Value $72.505 Million
  • New Purchases8 stocks
  • Additional Purchases17 stocks
  • Sold out of8 stocks
  • Reduced holdings in2 stocks
  • Top 10 Holdings % 64.99 %
  • Turnover % [1]:55.17%
  • Turnover Alt % [2]: 61.35 %
  • Time Held Top20:4.30 quarters
  • Time Held Top10:3.20 quarters
  • Time Held All:4.38 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 13.36%
Performance Last 4 Quarters: 24.11%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR/A (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR/A (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR/A (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR/A (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR/A (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR/A (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR/A (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HARVEY PARTNERS, LLC
Classified as Hedge Fund
120 WHITE PLAINS ROAD
TARRYTOWN NY    10591
Country: United States

Business Phone: 212-782-3740
Fax: 212-782-3744
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 5
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,PERCENTAGE OF ASSETS IN A SEPARATELY ADVISED ACCOUNT
Amount of client funds and securities: 110,018,000
Total Number of Clients: 5
Amount of client funds and securities by related persons: 110,018,000
Total Number of clients from related persons: 4
Disclosures:
Data above was derived from SEC filings.

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HARVEY PARTNERS, LLC

ownership team - last updated 2019-03-15
Name Title Start Date Direct/Indirect % Ownership
MOSKOWITZ, JEFFREY, CRAIG MANAGING MEMBER 01/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARVEY PARTNERS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2005-11-01
HARVEY PARTNERS, LLC MANAGING MEMBER direct 2006-01-01
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) PRESIDENT indirect 1998-01-01 2004-01-02
UNTERBERG C E TOWBIN ADVISORS LP PRESIDENT indirect 1998-01-01 2004-11-15
C.E. UNTERBERG, TOWBIN LLC HEAD OF SALES & TRADING direct 2004-08-01 2005-09-30
HARVEY PARTNERS, LLC MANAGING MEMBER direct 2005-11-01 2006-04-05
SCHWARTZ, JAMES, ALLEN MANAGING MEMBER 01/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARVEY PARTNERS, LLC MANAGING MEMBER direct 2005-11-01
HARVEY PARTNERS, LLC MANAGING MEMBER direct 2006-01-01
CIMINI, ANTHONY, FELIX CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
O.S.S. CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER direct 2001-09-01
HARVEY PARTNERS, LLC CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER direct 2012-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HARVEY QP, LP United States 805-9604819891 Hedge Fund 43,261,000 1,000,000 Feeder Fund
HARVEY SMIDCAP FUND, LP United States 805-3532526797 Hedge Fund 53,421,000 1,000,000
HARVEY SMIDCAP OFFSHORE FUND, LTD. Cayman Islands 805-6237462000 Hedge Fund 5,675,000 1,000,000 Feeder Fund
HARVEY MASTER FUND, LP Cayman Islands 805-6376155339 Hedge Fund 56,597,000 0 Master Fund

HARVEY PARTNERS, LLC

ownership team - last updated 2018-12-04
Name Title Start Date Direct/Indirect % Ownership
MOSKOWITZ, JEFFREY, CRAIG MANAGING MEMBER 01/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARVEY PARTNERS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2005-11-01
HARVEY PARTNERS, LLC MANAGING MEMBER direct 2006-01-01
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) PRESIDENT indirect 1998-01-01 2004-01-02
UNTERBERG C E TOWBIN ADVISORS LP PRESIDENT indirect 1998-01-01 2004-11-15
C.E. UNTERBERG, TOWBIN LLC HEAD OF SALES & TRADING direct 2004-08-01 2005-09-30
HARVEY PARTNERS, LLC MANAGING MEMBER direct 2005-11-01 2006-04-05
SCHWARTZ, JAMES, ALLEN MANAGING MEMBER 01/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARVEY PARTNERS, LLC MANAGING MEMBER direct 2005-11-01
HARVEY PARTNERS, LLC MANAGING MEMBER direct 2006-01-01
CIMINI, ANTHONY, FELIX CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
O.S.S. CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER direct 2001-09-01
HARVEY PARTNERS, LLC CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER direct 2012-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HARVEY QP, LP United States 805-9604819891 Hedge Fund 51,995,000 1,000,000 Feeder Fund
HARVEY SMIDCAP FUND, LP United States 805-3532526797 Hedge Fund 74,328,000 1,000,000
HARVEY SMIDCAP OFFSHORE FUND, LTD. Cayman Islands 805-6237462000 Hedge Fund 6,227,000 1,000,000 Feeder Fund
HARVEY MASTER FUND, LP Cayman Islands 805-6376155339 Hedge Fund 74,211,000 0 Master Fund

HARVEY PARTNERS, LLC

ownership team - last updated 2017-03-09
Name Title Start Date Direct/Indirect % Ownership
MOSKOWITZ, JEFFREY, CRAIG MANAGING MEMBER 01/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARVEY PARTNERS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2005-11-01
HARVEY PARTNERS, LLC MANAGING MEMBER direct 2006-01-01
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) PRESIDENT indirect 1998-01-01 2004-01-02
UNTERBERG C E TOWBIN ADVISORS LP PRESIDENT indirect 1998-01-01 2004-11-15
C.E. UNTERBERG, TOWBIN LLC HEAD OF SALES & TRADING direct 2004-08-01 2005-09-30
HARVEY PARTNERS, LLC MANAGING MEMBER direct 2005-11-01 2006-04-05
SCHWARTZ, JAMES, ALLEN MANAGING MEMBER 01/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARVEY PARTNERS, LLC MANAGING MEMBER direct 2005-11-01
HARVEY PARTNERS, LLC MANAGING MEMBER direct 2006-01-01
CIMINI, ANTHONY, FELIX CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
O.S.S. CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER direct 2001-09-01
HARVEY PARTNERS, LLC CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER direct 2012-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HARVEY QP, LP United States 805-9604819891 Hedge Fund 55,604,000 1,000,000 Feeder Fund
HARVEY SMIDCAP FUND, LP United States 805-3532526797 Hedge Fund 63,655,000 1,000,000
HARVEY SMIDCAP OFFSHORE FUND, LTD. Cayman Islands 805-6237462000 Hedge Fund 10,788,000 1,000,000 Feeder Fund
HARVEY MASTER FUND, LP Cayman Islands 805-6376155339 Hedge Fund 87,089,000 0 Master Fund

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