HERONETTA MANAGEMENT, L.P.

HTTP://WWW.HERONMGMT.COM NEW YORK, NY Investment Advisor How do I update this listing?

Heronetta Management is based out of New York. Heronetta Management is a large advisory firm with 29 clients and discretionary assets under management (AUM) of $271,537,359 (Form ADV from 2019-10-14). Their last reported 13F filing for Q3 2019 included $155,436,000 in managed 13F securities and a top 10 holdings concentration of 69.72%. Heronetta Management's largest holding is Enterprise Products Partners LP with shares held of 838,080. Heronetta Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 28 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $155.436 Million
  • Prior Market Value $165.434 Million
  • New Purchases0 stocks
  • Additional Purchases5 stocks
  • Sold out of0 stocks
  • Reduced holdings in5 stocks
  • Top 10 Holdings % 69.72 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: 2.74 %
  • Time Held Top20:15.90 quarters
  • Time Held Top10:9.90 quarters
  • Time Held All:17.81 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: -1.02%
Performance Last 4 Quarters: -0.33%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HERONETTA MANAGEMENT, L.P.
Classified as Hedge Fund
654 MADISON AVENUE SUITE 1505
NEW YORK NY    10065
Country: United States

Business Phone: 212-601-5333
Fax: 212-751-1730
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 0
Total Number of Clients: 29
Amount of client funds and securities by related persons: 105,972,000
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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HERONETTA MANAGEMENT, L.P.

ownership team - last updated 2019-05-01
Name Title Start Date Direct/Indirect % Ownership
BRECK, HENRY, REYNOLDS MANAGING PARTNER 12/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
HERONETTA MANAGEMENT, L.P. MANAGING PARTNER direct 2007-12-01
HERONETTA MANAGEMENT, L.P. MANAGING MEMBER indirect 2008-01-01
ARK ASSET MANAGEMENT CO. INC. CEO, CHAIRMAN, DIRECTOR direct 1989-08-01 2007-04-05
ARK ASSET MANAGEMENT CO., INC. CEO, CHAIRMAN, DIRECTOR indirect 1989-08-01 2007-11-08
ARK ASSET MANAGEMENT CO., INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1989-08-01 2007-11-08
ARK ASSET MANAGEMENT CO., INC. CHAIRMAN EMERITUS indirect 2008-03-01 2008-06-03
ARK ASSET MANAGEMENT CO., INC. CHAIRMAN EMERITUS direct 2008-03-01 2008-09-12
HERONETTA MANAGEMENT, L.P. MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER direct 2007-12-01 2014-05-23
SCOTT, JEFFREY, JOSEPH CHIEF COMPLIANCE OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARK ASSET MANAGEMENT CO., INC. CHIEF OPERATING OFFICER direct 2007-04-01
ARK ASSET MANAGEMENT CO., INC. EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR direct 2007-04-01
ARK ASSET MANAGEMENT CO., INC. PRESIDENT, DIRECTOR direct 2008-03-01
ARK ASSET MANAGEMENT CO., INC. PRESIDENT direct 2008-03-01
UNION BANCAIRE PRIVEE ASSET MANAGEMENT LLC MANAGING DIRECTOR/COO direct 2004-02-01
UNION BANCAIRE PRIVEE ASSET MANAGEMENT LLC SENIOR MANAGING DIRECTOR/COO direct 2004-02-01
HERONETTA MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2015-01-01
BRECK, OWEN, I. PARTNER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HERONETTA MANAGEMENT, L.P. PARTNER direct 2015-03-01
HERONETTA MANAGEMENT, LLC GENERAL PARTNER 01/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
HERONETTA MANAGEMENT, L.P. GENERAL PARTNER direct 2008-01-01
BRECK, HENRY, REYNOLDS MANAGING MEMBER HERONETTA MANAGEMENT, LLC 01/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HERONETTA MANAGEMENT, L.P. MANAGING PARTNER direct 2007-12-01
HERONETTA MANAGEMENT, L.P. MANAGING MEMBER indirect 2008-01-01
ARK ASSET MANAGEMENT CO. INC. CEO, CHAIRMAN, DIRECTOR direct 1989-08-01 2007-04-05
ARK ASSET MANAGEMENT CO., INC. CEO, CHAIRMAN, DIRECTOR indirect 1989-08-01 2007-11-08
ARK ASSET MANAGEMENT CO., INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1989-08-01 2007-11-08
ARK ASSET MANAGEMENT CO., INC. CHAIRMAN EMERITUS indirect 2008-03-01 2008-06-03
ARK ASSET MANAGEMENT CO., INC. CHAIRMAN EMERITUS direct 2008-03-01 2008-09-12
HERONETTA MANAGEMENT, L.P. MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER direct 2007-12-01 2014-05-23

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HERON TOTAL RETURN FUND L.P. United States 805-8291919672 Other Private Fund MLP INVESTMENTS 4,061,835 5,000,000
HERON INCOME FUND L.P. United States 805-5779095005 Other Private Fund MLP INVESTMENTS 102,973,987 1,000,000

HERONETTA MANAGEMENT, L.P.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
BRECK, HENRY, REYNOLDS MANAGING PARTNER 12/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
HERONETTA MANAGEMENT, L.P. MANAGING PARTNER direct 2007-12-01
HERONETTA MANAGEMENT, L.P. MANAGING MEMBER indirect 2008-01-01
ARK ASSET MANAGEMENT CO. INC. CEO, CHAIRMAN, DIRECTOR direct 1989-08-01 2007-04-05
ARK ASSET MANAGEMENT CO., INC. CEO, CHAIRMAN, DIRECTOR indirect 1989-08-01 2007-11-08
ARK ASSET MANAGEMENT CO., INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1989-08-01 2007-11-08
ARK ASSET MANAGEMENT CO., INC. CHAIRMAN EMERITUS indirect 2008-03-01 2008-06-03
ARK ASSET MANAGEMENT CO., INC. CHAIRMAN EMERITUS direct 2008-03-01 2008-09-12
HERONETTA MANAGEMENT, L.P. MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER direct 2007-12-01 2014-05-23
SCOTT, JEFFREY, JOSEPH CHIEF COMPLIANCE OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARK ASSET MANAGEMENT CO., INC. CHIEF OPERATING OFFICER direct 2007-04-01
ARK ASSET MANAGEMENT CO., INC. EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR direct 2007-04-01
ARK ASSET MANAGEMENT CO., INC. PRESIDENT, DIRECTOR direct 2008-03-01
ARK ASSET MANAGEMENT CO., INC. PRESIDENT direct 2008-03-01
UNION BANCAIRE PRIVEE ASSET MANAGEMENT LLC MANAGING DIRECTOR/COO direct 2004-02-01
UNION BANCAIRE PRIVEE ASSET MANAGEMENT LLC SENIOR MANAGING DIRECTOR/COO direct 2004-02-01
HERONETTA MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2015-01-01
BRECK, OWEN, I. PARTNER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HERONETTA MANAGEMENT, L.P. PARTNER direct 2015-03-01
HERONETTA MANAGEMENT, LLC GENERAL PARTNER 01/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
HERONETTA MANAGEMENT, L.P. GENERAL PARTNER direct 2008-01-01
BRECK, HENRY, REYNOLDS MANAGING MEMBER HERONETTA MANAGEMENT, LLC 01/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HERONETTA MANAGEMENT, L.P. MANAGING PARTNER direct 2007-12-01
HERONETTA MANAGEMENT, L.P. MANAGING MEMBER indirect 2008-01-01
ARK ASSET MANAGEMENT CO. INC. CEO, CHAIRMAN, DIRECTOR direct 1989-08-01 2007-04-05
ARK ASSET MANAGEMENT CO., INC. CEO, CHAIRMAN, DIRECTOR indirect 1989-08-01 2007-11-08
ARK ASSET MANAGEMENT CO., INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1989-08-01 2007-11-08
ARK ASSET MANAGEMENT CO., INC. CHAIRMAN EMERITUS indirect 2008-03-01 2008-06-03
ARK ASSET MANAGEMENT CO., INC. CHAIRMAN EMERITUS direct 2008-03-01 2008-09-12
HERONETTA MANAGEMENT, L.P. MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER direct 2007-12-01 2014-05-23

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HERON TOTAL RETURN FUND L.P. United States 805-8291919672 Other Private Fund MLP INVESTMENTS 4,061,835 5,000,000
HERON INCOME FUND L.P. United States 805-5779095005 Other Private Fund MLP INVESTMENTS 102,973,987 1,000,000

HERONETTA MANAGEMENT, L.P.

ownership team - last updated 2018-04-27
Name Title Start Date Direct/Indirect % Ownership
BRECK, HENRY, REYNOLDS MANAGING PARTNER 12/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
HERONETTA MANAGEMENT, L.P. MANAGING PARTNER direct 2007-12-01
HERONETTA MANAGEMENT, L.P. MANAGING MEMBER indirect 2008-01-01
ARK ASSET MANAGEMENT CO. INC. CEO, CHAIRMAN, DIRECTOR direct 1989-08-01 2007-04-05
ARK ASSET MANAGEMENT CO., INC. CEO, CHAIRMAN, DIRECTOR indirect 1989-08-01 2007-11-08
ARK ASSET MANAGEMENT CO., INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1989-08-01 2007-11-08
ARK ASSET MANAGEMENT CO., INC. CHAIRMAN EMERITUS indirect 2008-03-01 2008-06-03
ARK ASSET MANAGEMENT CO., INC. CHAIRMAN EMERITUS direct 2008-03-01 2008-09-12
HERONETTA MANAGEMENT, L.P. MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER direct 2007-12-01 2014-05-23
SCOTT, JEFFREY, JOSEPH CHIEF COMPLIANCE OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARK ASSET MANAGEMENT CO., INC. CHIEF OPERATING OFFICER direct 2007-04-01
ARK ASSET MANAGEMENT CO., INC. EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR direct 2007-04-01
ARK ASSET MANAGEMENT CO., INC. PRESIDENT, DIRECTOR direct 2008-03-01
ARK ASSET MANAGEMENT CO., INC. PRESIDENT direct 2008-03-01
UNION BANCAIRE PRIVEE ASSET MANAGEMENT LLC MANAGING DIRECTOR/COO direct 2004-02-01
UNION BANCAIRE PRIVEE ASSET MANAGEMENT LLC SENIOR MANAGING DIRECTOR/COO direct 2004-02-01
HERONETTA MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2015-01-01
BRECK, OWEN, I. PARTNER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HERONETTA MANAGEMENT, L.P. PARTNER direct 2015-03-01
HERONETTA MANAGEMENT, LLC GENERAL PARTNER 01/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
HERONETTA MANAGEMENT, L.P. GENERAL PARTNER direct 2008-01-01
BRECK, HENRY, REYNOLDS MANAGING MEMBER HERONETTA MANAGEMENT, LLC 01/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HERONETTA MANAGEMENT, L.P. MANAGING PARTNER direct 2007-12-01
HERONETTA MANAGEMENT, L.P. MANAGING MEMBER indirect 2008-01-01
ARK ASSET MANAGEMENT CO. INC. CEO, CHAIRMAN, DIRECTOR direct 1989-08-01 2007-04-05
ARK ASSET MANAGEMENT CO., INC. CEO, CHAIRMAN, DIRECTOR indirect 1989-08-01 2007-11-08
ARK ASSET MANAGEMENT CO., INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1989-08-01 2007-11-08
ARK ASSET MANAGEMENT CO., INC. CHAIRMAN EMERITUS indirect 2008-03-01 2008-06-03
ARK ASSET MANAGEMENT CO., INC. CHAIRMAN EMERITUS direct 2008-03-01 2008-09-12
HERONETTA MANAGEMENT, L.P. MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER direct 2007-12-01 2014-05-23

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HERON TOTAL RETURN FUND L.P. United States 805-8291919672 Other Private Fund MLP INVESTMENTS 17,738,077 5,000,000
HERON INCOME FUND L.P. United States 805-5779095005 Other Private Fund MLP INVESTMENTS 121,296,680 1,000,000

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