Horizon Kinetics LLC

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Horizon Kinetics is based out of New York. Horizon Kinetics is a hedge fund with 2166 clients and discretionary assets under management (AUM) of $5,135,496,997 (Form ADV from 2020-03-30). Whalewisdom has at least 33 13F filings, 6 13D filings, 89 13G filings, and 27 Form 4 filings

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03/31/2020

Top Buys

  • Name% Change

03/31/2020

Top Sells

  • Name% Change

03/31/2020

13F Holdings Summary

No holdings for current quarter

03/31/2020

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $3.062 Billion
  • Prior Market Value $4.11 Billion
  • New Purchases12 stocks
  • Additional Purchases127 stocks
  • Sold out of42 stocks
  • Reduced holdings in257 stocks
  • Top 10 Holdings % 59.41 %
  • Turnover % [1]:11.42%
  • Turnover Alt % [2]: 8.03 %
  • Time Held Top20:12.25 quarters
  • Time Held Top10:9.80 quarters
  • Time Held All:18.56 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 3.05%
Performance Last 4 Quarters: 4.79%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
HORIZON ASSET MANAGEMENT LLC
Kinetics Advisers, LLC
KINETICS ASSET MANAGEMENT LLC
Virtus Investment Advisers, Inc.

View Last Form Adv Compilation Report on Record

HORIZON KINETICS ASSET MANAGEMENT LLC
Classified as Hedge Fund
470 PARK AVENUE SOUTH 4TH FLOOR SOUTH
NEW YORK NY    10016
Country: United States

Business Phone: 646-291-2300
Fax: 646-495-0075
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 82
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Subscription fees,Fixed fees,Performance-based fees
Amount of client funds and securities: 550,837,000
Total Number of Clients: 2166
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures:
Data above was derived from SEC filings.

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HORIZON KINETICS ASSET MANAGEMENT LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CDK FUND LTD Cayman Islands 805-3653864959 Hedge Fund 9,316,763 500,000
HORIZON CREDIT OPPORTUNITIES MASTER FUND LTD. Cayman Islands 805-9597633544 Hedge Fund 8,914,978 0 Master Fund
POLESTAR OFFSHORE FUND LTD Cayman Islands 805-9329552072 Hedge Fund 63,509,459 500,000
HORIZON MULTI-DISCIPLINARY OFFSHORE FUND LTD. Cayman Islands 805-1825214317 Hedge Fund 7,966,627 500,000 Feeder Fund
HORIZON MULTI-STRATEGY FUND, LP United States 805-4668509482 Hedge Fund 64,718,887 500,000
CDK PARTNERS LP United States 805-9929908073 Hedge Fund 3,885,283 500,000
THE KINETICS FUND, INC. Cayman Islands 805-3841646639 Hedge Fund 16,010,182 500,000
KINETICS INSTITUTIONAL PARTNERS LP United States 805-7891428320 Hedge Fund 24,102,529 500,000
KINETICS PARADIGM PARTNERS LP United States 805-1333032989 Hedge Fund 19,304,512 250,000 Feeder Fund
KINETICS PARTNERS LP United States 805-6797675420 Hedge Fund 15,568,660 500,000
HORIZON KINETICS EQUITY OPPORTUNITIES FUND LP United States 805-6286146848 Hedge Fund 63,060,745 25,000
HKJ REAL ESTATE FUND, LP United States 805-2777598290 Hedge Fund 13,708,768 250,000
HORIZON MULTI-DISCIPLINARY FUND LP United States 805-9301815815 Hedge Fund 11,655,347 500,000 Feeder Fund
HORIZON CREDIT OPPORTUNITIES FUND LP United States 805-3168088310 Hedge Fund 6,803,090 500,000 Feeder Fund Fund of Funds
HORIZON MULTI-DISCIPLINARY MASTER FUND LTD. Cayman Islands 805-6825808132 Hedge Fund 19,927,648 0 Master Fund
HORIZON MULTI-STRATEGY OFFSHORE FUND, LTD. Cayman Islands 805-9790716320 Hedge Fund 5,245,795 500,000
HORIZON CREDIT OPPORTUNITIES OFFSHORE FUND LTD. Cayman Islands 805-3018104096 Hedge Fund 1,942,622 500,000 Feeder Fund Fund of Funds
POLESTAR FUND LP United States 805-5544914067 Hedge Fund 183,380,282 500,000
SOUTH LASALLE PARTNERS LP United States 805-4251200795 Hedge Fund 22,108,353 500,000

HORIZON ASSET MANAGEMENT LLC

ownership team - last updated 2019-05-17
Name Title Start Date Direct/Indirect % Ownership
KESSLEN, JAY, HARRIS GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
BREGMAN, STEVEN PRESIDENT AND ELECTED MANAGER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 1994-10-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC DIRECTOR/PRESIDENT direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC PRESIDENT direct 1994-10-01 2016-10-19
KINETICS ASSET MANAGEMENT LLC PRESIDENT direct 2011-04-01 2016-10-19
KINETICS ADVISERS, LLC PRESIDENT direct 2011-04-01 2016-10-19
DOYLE, PETER, BRENDAN MANAGING DIRECTOR AND ELECTED MANAGER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 2000-05-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2002-03-20
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP, SECRETARY direct 1994-10-01 2005-11-29
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP direct 1994-10-01 2010-04-29
KINETICS ASSET MANAGEMENT INC. PRESIDENT, CEO, DIR. & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST direct 2000-05-01 2011-05-03
HORIZON ASSET MANAGEMENT LLC DIRECTOR direct 1994-10-01 2011-05-25
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 1998-04-01 2011-06-14
TOROSO INVESTMENTS, LLC OWNER direct 2012-04-01 2012-06-25
TOROSO INVESTMENTS, LLC NON-MANAGING MEMBER direct 2012-04-01 2015-10-16
EWING, THOMAS, CRIMMINS ELECTED MANAGER 02/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 1996-02-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT INC DIRECTOR direct 1996-02-01 2011-05-25
STAHL, MURRAY CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC CHAIRMAN, TREASURER direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 1994-10-01 2015-04-20
KINETICS ADVISERS, LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
KINETICS ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
ROSS, HUGH, MICHAEL CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT INC CHIEF OPERATING OFFICER direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
HORIZON KINETICS LLC OWNER 04/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER direct 2011-04-01
KINETICS ADVISERS, LLC OWNER direct 2011-04-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-04-01
DOYLE, LAWRENCE, PATRICK ELECTED MANAGER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2000-02-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2000-05-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. SHAREHOLDER direct 2000-02-01 2008-01-29
KINETICS ADVISERS, LLC SHAREHOLDER direct 2000-05-01 2008-01-29
KINETICS ASSET MANAGEMENT INC. CHAIRMAN direct 2000-02-01 2011-05-03
KINETICS ADVISERS, LLC CHAIRMAN direct 2000-05-01 2011-05-03
POLYAKOV, LEONID CHIEF FINANCIAL OFFICER AND ELECTED MANAGER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2000-05-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CFO direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC DIRECTOR & CFO direct 2000-05-01 2011-05-03
KINETICS ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER, PRESIDENT AND ELECTED MANAGER direct 1998-04-01 2011-06-14
GRIMALDI, RUSSELL, WAYNE CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL direct 2017-01-01
KINETICS ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL direct 2017-01-01
KINETICS ADVISERS, LLC CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL direct 2017-01-01
BREGMAN, STEVEN ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 1994-10-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC DIRECTOR/PRESIDENT direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC PRESIDENT direct 1994-10-01 2016-10-19
KINETICS ASSET MANAGEMENT LLC PRESIDENT direct 2011-04-01 2016-10-19
KINETICS ADVISERS, LLC PRESIDENT direct 2011-04-01 2016-10-19
DOYLE, PETER, BRENDAN ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 2000-05-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2002-03-20
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP, SECRETARY direct 1994-10-01 2005-11-29
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP direct 1994-10-01 2010-04-29
KINETICS ASSET MANAGEMENT INC. PRESIDENT, CEO, DIR. & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST direct 2000-05-01 2011-05-03
HORIZON ASSET MANAGEMENT LLC DIRECTOR direct 1994-10-01 2011-05-25
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 1998-04-01 2011-06-14
TOROSO INVESTMENTS, LLC OWNER direct 2012-04-01 2012-06-25
TOROSO INVESTMENTS, LLC NON-MANAGING MEMBER direct 2012-04-01 2015-10-16
EWING, THOMAS, CRIMMINS ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 1996-02-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT INC DIRECTOR direct 1996-02-01 2011-05-25
STAHL, MURRAY CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC CHAIRMAN, TREASURER direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 1994-10-01 2015-04-20
KINETICS ADVISERS, LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
KINETICS ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
DOYLE, LAWRENCE, PATRICK ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2000-02-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2000-05-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. SHAREHOLDER direct 2000-02-01 2008-01-29
KINETICS ADVISERS, LLC SHAREHOLDER direct 2000-05-01 2008-01-29
KINETICS ASSET MANAGEMENT INC. CHAIRMAN direct 2000-02-01 2011-05-03
KINETICS ADVISERS, LLC CHAIRMAN direct 2000-05-01 2011-05-03
POLYAKOV, LEONID ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2000-05-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CFO direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC DIRECTOR & CFO direct 2000-05-01 2011-05-03
KINETICS ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER, PRESIDENT AND ELECTED MANAGER direct 1998-04-01 2011-06-14
HORIZON COMMON INC OWNER HORIZON KINETICS LLC 04/01/2011 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ADVISERS, LLC OWNER indirect 2011-04-01
EMERGING GLOBAL ADVISORS, LLC MEMBER (VOTING AND NON-VOTING LLC UNITS) direct 2011-04-01
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2014-04-01
KINETICS COMMON INC OWNER HORIZON KINETICS LLC 04/01/2011 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ADVISERS, LLC OWNER indirect 2011-04-01
ROSS, HUGH, MICHAEL ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT INC CHIEF OPERATING OFFICER direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KESSLEN, JAY, HARRIS ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
THE KINETICS FUND, INC. Cayman Islands 805-3841646639 Hedge Fund 11,273,416 500,000
KINETICS INSTITUTIONAL PARTNERS LP United States 805-7891428320 Hedge Fund 15,393,864 500,000
KINETICS PARADIGM PARTNERS LP United States 805-1333032989 Hedge Fund 14,728,750 250,000 Feeder Fund
KINETICS PARTNERS LP United States 805-6797675420 Hedge Fund 11,242,035 500,000
HORIZON KINETICS EQUITY OPPORTUNITIES FUND LP United States 805-6286146848 Hedge Fund 31,481,374 25,000
HKJ REAL ESTATE FUND, LP United States 805-2777598290 Hedge Fund 10,633,489 250,000
HORIZON MULTI-DISCIPLINARY FUND LP United States 805-9301815815 Hedge Fund 10,777,996 500,000 Feeder Fund
HORIZON CREDIT OPPORTUNITIES FUND LP United States 805-3168088310 Hedge Fund 7,636,067 500,000 Feeder Fund Fund of Funds
HORIZON MULTI-DISCIPLINARY MASTER FUND LTD. Cayman Islands 805-6825808132 Hedge Fund 19,463,073 0 Master Fund
CDK FUND LTD Cayman Islands 805-3653864959 Hedge Fund 6,697,484 500,000
HORIZON CREDIT OPPORTUNITIES MASTER FUND LTD. Cayman Islands 805-9597633544 Hedge Fund 9,685,382 0 Master Fund
CROUPIER PRIVE PRIVATE EQUITY MASTER FUND LP United States 805-7898395932 Hedge Fund 2,631,022 0 Master Fund
CROUPIER PRIVE PRIVATE EQUITY FUND LP United States 805-9452137959 Hedge Fund 841,342 1,000,000 Feeder Fund
POLESTAR OFFSHORE FUND LTD Cayman Islands 805-9329552072 Hedge Fund 48,752,931 500,000
HORIZON MULTI-DISCIPLINARY OFFSHORE FUND LTD. Cayman Islands 805-1825214317 Hedge Fund 8,293,455 500,000 Feeder Fund
HORIZON MULTI-STRATEGY FUND, LP United States 805-4668509482 Hedge Fund 55,179,745 500,000
CDK PARTNERS LP United States 805-9929908073 Hedge Fund 5,978,737 500,000
HORIZON MULTI-STRATEGY OFFSHORE FUND, LTD. Cayman Islands 805-9790716320 Hedge Fund 4,198,041 500,000
HORIZON CREDIT OPPORTUNITIES OFFSHORE FUND LTD. Cayman Islands 805-3018104096 Hedge Fund 1,871,955 500,000 Feeder Fund Fund of Funds
CROUPIER PRIVE PRIVATE EQUITY OFFSHORE FUND LTD Cayman Islands 805-7047256810 Hedge Fund 1,594,532 1,000,000 Feeder Fund
POLESTAR FUND LP United States 805-5544914067 Hedge Fund 144,162,085 500,000
SOUTH LASALLE PARTNERS LP United States 805-4251200795 Hedge Fund 23,330,743 500,000

HORIZON ASSET MANAGEMENT LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
DOYLE, PETER, BRENDAN MANAGING DIRECTOR AND ELECTED MANAGER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 2000-05-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2002-03-20
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP, SECRETARY direct 1994-10-01 2005-11-29
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP direct 1994-10-01 2010-04-29
KINETICS ASSET MANAGEMENT INC. PRESIDENT, CEO, DIR. & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST direct 2000-05-01 2011-05-03
HORIZON ASSET MANAGEMENT LLC DIRECTOR direct 1994-10-01 2011-05-25
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 1998-04-01 2011-06-14
TOROSO INVESTMENTS, LLC OWNER direct 2012-04-01 2012-06-25
TOROSO INVESTMENTS, LLC NON-MANAGING MEMBER direct 2012-04-01 2015-10-16
BREGMAN, STEVEN PRESIDENT AND ELECTED MANAGER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 1994-10-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC DIRECTOR/PRESIDENT direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC PRESIDENT direct 1994-10-01 2016-10-19
KINETICS ASSET MANAGEMENT LLC PRESIDENT direct 2011-04-01 2016-10-19
KINETICS ADVISERS, LLC PRESIDENT direct 2011-04-01 2016-10-19
EWING, THOMAS, CRIMMINS ELECTED MANAGER 02/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 1996-02-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT INC DIRECTOR direct 1996-02-01 2011-05-25
STAHL, MURRAY CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC CHAIRMAN, TREASURER direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 1994-10-01 2015-04-20
KINETICS ADVISERS, LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
KINETICS ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
ROSS, HUGH, MICHAEL CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT INC CHIEF OPERATING OFFICER direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KESSLEN, JAY, HARRIS GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON KINETICS LLC OWNER 04/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER direct 2011-04-01
KINETICS ADVISERS, LLC OWNER direct 2011-04-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-04-01
DOYLE, LAWRENCE, PATRICK ELECTED MANAGER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2000-02-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2000-05-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. SHAREHOLDER direct 2000-02-01 2008-01-29
KINETICS ADVISERS, LLC SHAREHOLDER direct 2000-05-01 2008-01-29
KINETICS ASSET MANAGEMENT INC. CHAIRMAN direct 2000-02-01 2011-05-03
KINETICS ADVISERS, LLC CHAIRMAN direct 2000-05-01 2011-05-03
POLYAKOV, LEONID CHIEF FINANCIAL OFFICER AND ELECTED MANAGER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2000-05-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CFO direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC DIRECTOR & CFO direct 2000-05-01 2011-05-03
KINETICS ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER, PRESIDENT AND ELECTED MANAGER direct 1998-04-01 2011-06-14
GRIMALDI, RUSSELL, WAYNE CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL direct 2017-01-01
KINETICS ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL direct 2017-01-01
KINETICS ADVISERS, LLC CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL direct 2017-01-01
BREGMAN, STEVEN ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 1994-10-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC DIRECTOR/PRESIDENT direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC PRESIDENT direct 1994-10-01 2016-10-19
KINETICS ASSET MANAGEMENT LLC PRESIDENT direct 2011-04-01 2016-10-19
KINETICS ADVISERS, LLC PRESIDENT direct 2011-04-01 2016-10-19
DOYLE, PETER, BRENDAN ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 2000-05-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2002-03-20
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP, SECRETARY direct 1994-10-01 2005-11-29
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP direct 1994-10-01 2010-04-29
KINETICS ASSET MANAGEMENT INC. PRESIDENT, CEO, DIR. & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST direct 2000-05-01 2011-05-03
HORIZON ASSET MANAGEMENT LLC DIRECTOR direct 1994-10-01 2011-05-25
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 1998-04-01 2011-06-14
TOROSO INVESTMENTS, LLC OWNER direct 2012-04-01 2012-06-25
TOROSO INVESTMENTS, LLC NON-MANAGING MEMBER direct 2012-04-01 2015-10-16
EWING, THOMAS, CRIMMINS ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 1996-02-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT INC DIRECTOR direct 1996-02-01 2011-05-25
STAHL, MURRAY CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC CHAIRMAN, TREASURER direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 1994-10-01 2015-04-20
KINETICS ADVISERS, LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
KINETICS ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
DOYLE, LAWRENCE, PATRICK ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2000-02-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2000-05-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. SHAREHOLDER direct 2000-02-01 2008-01-29
KINETICS ADVISERS, LLC SHAREHOLDER direct 2000-05-01 2008-01-29
KINETICS ASSET MANAGEMENT INC. CHAIRMAN direct 2000-02-01 2011-05-03
KINETICS ADVISERS, LLC CHAIRMAN direct 2000-05-01 2011-05-03
POLYAKOV, LEONID ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2000-05-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CFO direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC DIRECTOR & CFO direct 2000-05-01 2011-05-03
KINETICS ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER, PRESIDENT AND ELECTED MANAGER direct 1998-04-01 2011-06-14
HORIZON COMMON INC OWNER HORIZON KINETICS LLC 04/01/2011 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ADVISERS, LLC OWNER indirect 2011-04-01
EMERGING GLOBAL ADVISORS, LLC MEMBER (VOTING AND NON-VOTING LLC UNITS) direct 2011-04-01
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2014-04-01
KINETICS COMMON INC OWNER HORIZON KINETICS LLC 04/01/2011 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ADVISERS, LLC OWNER indirect 2011-04-01
ROSS, HUGH, MICHAEL ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT INC CHIEF OPERATING OFFICER direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KESSLEN, JAY, HARRIS ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HORIZON MULTI-DISCIPLINARY FUND LP United States 805-9301815815 Hedge Fund 10,777,996 500,000 Feeder Fund
HORIZON CREDIT OPPORTUNITIES FUND LP United States 805-3168088310 Hedge Fund 7,636,067 500,000 Feeder Fund Fund of Funds
HORIZON MULTI-DISCIPLINARY MASTER FUND LTD. Cayman Islands 805-6825808132 Hedge Fund 19,463,073 0 Master Fund
CDK FUND LTD Cayman Islands 805-3653864959 Hedge Fund 6,697,484 500,000
HORIZON CREDIT OPPORTUNITIES MASTER FUND LTD. Cayman Islands 805-9597633544 Hedge Fund 9,685,382 0 Master Fund
CROUPIER PRIVE PRIVATE EQUITY MASTER FUND LP United States 805-7898395932 Hedge Fund 2,631,022 0 Master Fund
CROUPIER PRIVE PRIVATE EQUITY FUND LP United States 805-9452137959 Hedge Fund 841,342 1,000,000 Feeder Fund
POLESTAR OFFSHORE FUND LTD Cayman Islands 805-9329552072 Hedge Fund 48,752,931 500,000
HORIZON MULTI-DISCIPLINARY OFFSHORE FUND LTD. Cayman Islands 805-1825214317 Hedge Fund 8,293,455 500,000 Feeder Fund
HORIZON MULTI-STRATEGY FUND, LP United States 805-4668509482 Hedge Fund 55,179,745 500,000
CDK PARTNERS LP United States 805-9929908073 Hedge Fund 5,978,737 500,000
HORIZON MULTI-STRATEGY OFFSHORE FUND, LTD. Cayman Islands 805-9790716320 Hedge Fund 4,198,041 500,000
HORIZON CREDIT OPPORTUNITIES OFFSHORE FUND LTD. Cayman Islands 805-3018104096 Hedge Fund 1,871,955 500,000 Feeder Fund Fund of Funds
CROUPIER PRIVE PRIVATE EQUITY OFFSHORE FUND LTD Cayman Islands 805-7047256810 Hedge Fund 1,594,532 1,000,000 Feeder Fund
POLESTAR FUND LP United States 805-5544914067 Hedge Fund 144,162,085 500,000
SOUTH LASALLE PARTNERS LP United States 805-4251200795 Hedge Fund 23,330,743 500,000

HORIZON ASSET MANAGEMENT LLC

ownership team - last updated 2018-06-29
Name Title Start Date Direct/Indirect % Ownership
BREGMAN, STEVEN PRESIDENT AND ELECTED MANAGER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 1994-10-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC DIRECTOR/PRESIDENT direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC PRESIDENT direct 1994-10-01 2016-10-19
KINETICS ASSET MANAGEMENT LLC PRESIDENT direct 2011-04-01 2016-10-19
KINETICS ADVISERS, LLC PRESIDENT direct 2011-04-01 2016-10-19
DOYLE, PETER, BRENDAN MANAGING DIRECTOR AND ELECTED MANAGER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 2000-05-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2002-03-20
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP, SECRETARY direct 1994-10-01 2005-11-29
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP direct 1994-10-01 2010-04-29
KINETICS ASSET MANAGEMENT INC. PRESIDENT, CEO, DIR. & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST direct 2000-05-01 2011-05-03
HORIZON ASSET MANAGEMENT LLC DIRECTOR direct 1994-10-01 2011-05-25
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 1998-04-01 2011-06-14
TOROSO INVESTMENTS, LLC OWNER direct 2012-04-01 2012-06-25
TOROSO INVESTMENTS, LLC NON-MANAGING MEMBER direct 2012-04-01 2015-10-16
EWING, THOMAS, CRIMMINS ELECTED MANAGER 02/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 1996-02-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT INC DIRECTOR direct 1996-02-01 2011-05-25
STAHL, MURRAY CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC CHAIRMAN, TREASURER direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 1994-10-01 2015-04-20
KINETICS ADVISERS, LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
KINETICS ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
ROSS, HUGH, MICHAEL CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT INC CHIEF OPERATING OFFICER direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KESSLEN, JAY, HARRIS GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON KINETICS LLC OWNER 04/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER direct 2011-04-01
KINETICS ADVISERS, LLC OWNER direct 2011-04-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-04-01
DOYLE, LAWRENCE, PATRICK ELECTED MANAGER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2000-02-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2000-05-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. SHAREHOLDER direct 2000-02-01 2008-01-29
KINETICS ADVISERS, LLC SHAREHOLDER direct 2000-05-01 2008-01-29
KINETICS ASSET MANAGEMENT INC. CHAIRMAN direct 2000-02-01 2011-05-03
KINETICS ADVISERS, LLC CHAIRMAN direct 2000-05-01 2011-05-03
POLYAKOV, LEONID CHIEF FINANCIAL OFFICER AND ELECTED MANAGER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2000-05-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CFO direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC DIRECTOR & CFO direct 2000-05-01 2011-05-03
KINETICS ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER, PRESIDENT AND ELECTED MANAGER direct 1998-04-01 2011-06-14
GRIMALDI, RUSSELL, WAYNE CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL direct 2017-01-01
KINETICS ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL direct 2017-01-01
KINETICS ADVISERS, LLC CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL direct 2017-01-01
BREGMAN, STEVEN ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 1994-10-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC DIRECTOR/PRESIDENT direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC PRESIDENT direct 1994-10-01 2016-10-19
KINETICS ASSET MANAGEMENT LLC PRESIDENT direct 2011-04-01 2016-10-19
KINETICS ADVISERS, LLC PRESIDENT direct 2011-04-01 2016-10-19
DOYLE, PETER, BRENDAN ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 2000-05-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2002-03-20
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP, SECRETARY direct 1994-10-01 2005-11-29
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP direct 1994-10-01 2010-04-29
KINETICS ASSET MANAGEMENT INC. PRESIDENT, CEO, DIR. & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST direct 2000-05-01 2011-05-03
HORIZON ASSET MANAGEMENT LLC DIRECTOR direct 1994-10-01 2011-05-25
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 1998-04-01 2011-06-14
TOROSO INVESTMENTS, LLC OWNER direct 2012-04-01 2012-06-25
TOROSO INVESTMENTS, LLC NON-MANAGING MEMBER direct 2012-04-01 2015-10-16
EWING, THOMAS, CRIMMINS ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 1996-02-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT INC DIRECTOR direct 1996-02-01 2011-05-25
STAHL, MURRAY CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC CHAIRMAN, TREASURER direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 1994-10-01 2015-04-20
KINETICS ADVISERS, LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
KINETICS ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
DOYLE, LAWRENCE, PATRICK ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2000-02-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2000-05-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. SHAREHOLDER direct 2000-02-01 2008-01-29
KINETICS ADVISERS, LLC SHAREHOLDER direct 2000-05-01 2008-01-29
KINETICS ASSET MANAGEMENT INC. CHAIRMAN direct 2000-02-01 2011-05-03
KINETICS ADVISERS, LLC CHAIRMAN direct 2000-05-01 2011-05-03
POLYAKOV, LEONID ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2000-05-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CFO direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC DIRECTOR & CFO direct 2000-05-01 2011-05-03
KINETICS ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER, PRESIDENT AND ELECTED MANAGER direct 1998-04-01 2011-06-14
HORIZON COMMON INC OWNER HORIZON KINETICS LLC 04/01/2011 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ADVISERS, LLC OWNER indirect 2011-04-01
EMERGING GLOBAL ADVISORS, LLC MEMBER (VOTING AND NON-VOTING LLC UNITS) direct 2011-04-01
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2014-04-01
KINETICS COMMON INC OWNER HORIZON KINETICS LLC 04/01/2011 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ADVISERS, LLC OWNER indirect 2011-04-01
ROSS, HUGH, MICHAEL ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT INC CHIEF OPERATING OFFICER direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KESSLEN, JAY, HARRIS ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ONSHORE H2 United States 805-9929908073 Hedge Fund 7,097,939 500,000
ONSHORE H5 United States 805-9301815815 Hedge Fund 12,471,331 500,000 Feeder Fund
ONSHORE H6 United States 805-3168088310 Hedge Fund 8,599,806 500,000 Feeder Fund Fund of Funds
MASTER H5 Cayman Islands 805-6825808132 Hedge Fund 22,790,701 0 Master Fund
OFFSHORE H2 Cayman Islands 805-3653864959 Hedge Fund 9,474,224 500,000
MASTER H6 Cayman Islands 805-9597633544 Hedge Fund 11,049,514 0 Master Fund
MASTER H7 United States 805-7898395932 Hedge Fund 3,175,507 0 Master Fund
ONSHORE H7 United States 805-9452137959 Hedge Fund 1,044,830 1,000,000 Feeder Fund
OFFSHORE H1 Cayman Islands 805-9329552072 Hedge Fund 59,554,433 500,000
OFFSHORE H5 Cayman Islands 805-1825214317 Hedge Fund 10,167,026 500,000 Feeder Fund
ONSHORE H10 United States 805-4668509482 Hedge Fund 94,975,776 500,000
OFFSHORE H10 Cayman Islands 805-9790716320 Hedge Fund 7,014,577 500,000
OFFSHORE H6 Cayman Islands 805-3018104096 Hedge Fund 2,374,575 500,000 Feeder Fund Fund of Funds
OFFSHORE H7 Cayman Islands 805-7047256810 Hedge Fund 1,749,635 1,000,000 Feeder Fund
ONSHORE H1 United States 805-5544914067 Hedge Fund 165,199,077 500,000
ONSHORE H3 United States 805-4251200795 Hedge Fund 18,664,844 500,000

WhaleScore history for Horizon Kinetics LLC

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