HOWARD CAPITAL MANAGEMENT INC.

HTTP://WWW.HOWARDCM.COM ROSWELL, GA Investment Advisor How do I update this listing?

Howard Capital Management is based out of Roswell. Howard Capital Management is a large advisory firm with 6225 clients and discretionary assets under management (AUM) of $1,367,170,312 (Form ADV from 2019-07-10). Their last reported 13F filing for Q3 2019 included $237,304,000 in managed 13F securities and a top 10 holdings concentration of 93.89%. Howard Capital Management's largest holding is SPDR Bloomberg Barclays Convertible Securities ETF with shares held of 1,261,392. Whalewisdom has at least 8 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $237.304 Million
  • Prior Market Value $225.464 Million
  • New Purchases5 stocks
  • Additional Purchases21 stocks
  • Sold out of6 stocks
  • Reduced holdings in11 stocks
  • Top 10 Holdings % 93.89 %
  • Turnover % [1]:28.95%
  • Turnover Alt % [2]: 42.61 %
  • Time Held Top20:2.50 quarters
  • Time Held Top10:3.10 quarters
  • Time Held All:2.92 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.07%
Performance Last 4 Quarters: -6.14%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HOWARD CAPITAL MANAGEMENT, INC.
1145 HEMBREE RD.
ROSWELL GA    30076
Country: United States

Business Phone: 770-642-4902
Fax: 770-642-4906
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 34
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Subscription fees
Amount of client funds and securities:
Total Number of Clients: 6225
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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HOWARD CAPITAL MANAGEMENT, INC.

ownership team - last updated 2019-05-16
Name Title Start Date Direct/Indirect % Ownership
HOWARD, RONALD, VANCE CEO 05/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CEO indirect 2010-05-01
HOWARD CAPITAL MANAGEMENT, INC. CEO direct 2016-09-01
THE OPTIMIZED RIA ,INC MANAGING MEMBER direct 2015-10-01
HOWARD CM HOLDINGS, INC. SHAREHOLDER 05/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 2010-05-01
Arrington, Lisa CHIEF COMPLIANCE OFFICER 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-02-01
THE OPTIMIZED RIA ,INC CHIEF COMPLIANCE OFFICER direct 2016-02-01
Martin, William, Francis PRESIDENT 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT direct 2016-09-01
HOWARD, KAREN, GUDERIAN CHIEF OPERATING OFFICER 05/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2010-05-01
HOWARD, RONALD, VANCE PRESIDENT/CEO HOWARD CM HOLDINGS, INC. 05/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CEO indirect 2010-05-01
HOWARD CAPITAL MANAGEMENT, INC. CEO direct 2016-09-01
THE OPTIMIZED RIA ,INC MANAGING MEMBER direct 2015-10-01

HOWARD CAPITAL MANAGEMENT, INC.

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
HOWARD, RONALD, VANCE CEO 05/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CEO indirect 2010-05-01
HOWARD CAPITAL MANAGEMENT, INC. CEO direct 2016-09-01
THE OPTIMIZED RIA ,INC MANAGING MEMBER direct 2015-10-01
HOWARD CM HOLDINGS, INC. SHAREHOLDER 05/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 2010-05-01
Arrington, Lisa CHIEF COMPLIANCE OFFICER 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-02-01
THE OPTIMIZED RIA ,INC CHIEF COMPLIANCE OFFICER direct 2016-02-01
Martin, William, Francis PRESIDENT 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT direct 2016-09-01
HOWARD, KAREN, GUDERIAN CHIEF OPERATING OFFICER 05/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2010-05-01
HOWARD, RONALD, VANCE PRESIDENT/CEO HOWARD CM HOLDINGS, INC. 05/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CEO indirect 2010-05-01
HOWARD CAPITAL MANAGEMENT, INC. CEO direct 2016-09-01
THE OPTIMIZED RIA ,INC MANAGING MEMBER direct 2015-10-01

HOWARD CAPITAL MANAGEMENT, INC.

ownership team - last updated 2018-11-09
Name Title Start Date Direct/Indirect % Ownership
HOWARD, RONALD, VANCE CEO 05/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CEO indirect 2010-05-01
HOWARD CAPITAL MANAGEMENT, INC. CEO direct 2016-09-01
THE OPTIMIZED RIA ,INC MANAGING MEMBER direct 2015-10-01
HOWARD CM HOLDINGS, INC. SHAREHOLDER 05/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 2010-05-01
Arrington, Lisa CHIEF COMPLIANCE OFFICER 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-02-01
THE OPTIMIZED RIA ,INC CHIEF COMPLIANCE OFFICER direct 2016-02-01
Martin, William, Francis PRESIDENT 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT direct 2016-09-01
HOWARD, KAREN, GUDERIAN CHIEF OPERATING OFFICER 05/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2010-05-01
HOWARD, RONALD, VANCE PRESIDENT/CEO HOWARD CM HOLDINGS, INC. 05/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CEO indirect 2010-05-01
HOWARD CAPITAL MANAGEMENT, INC. CEO direct 2016-09-01
THE OPTIMIZED RIA ,INC MANAGING MEMBER direct 2015-10-01

HOWARD CAPITAL MANAGEMENT, INC.

ownership team - last updated 2018-05-07
Name Title Start Date Direct/Indirect % Ownership
HOWARD, RONALD, VANCE CEO 05/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CEO indirect 2010-05-01
HOWARD CAPITAL MANAGEMENT, INC. CEO direct 2016-09-01
THE OPTIMIZED RIA ,INC MANAGING MEMBER direct 2015-10-01
HOWARD CM HOLDINGS, INC. SHAREHOLDER 05/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 2010-05-01
Arrington, Lisa CHIEF COMPLIANCE OFFICER 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-02-01
THE OPTIMIZED RIA ,INC CHIEF COMPLIANCE OFFICER direct 2016-02-01
Martin, William, Francis PRESIDENT 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT direct 2016-09-01
HOWARD, KAREN, GUDERIAN CHIEF OPERATING OFFICER 05/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2010-05-01
HOWARD, RONALD, VANCE PRESIDENT/CEO HOWARD CM HOLDINGS, INC. 05/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT direct 2000-11-01
HOWARD CAPITAL MANAGEMENT, INC. PRESIDENT/CEO indirect 2010-05-01
HOWARD CAPITAL MANAGEMENT, INC. CEO direct 2016-09-01
THE OPTIMIZED RIA ,INC MANAGING MEMBER direct 2015-10-01

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