IEQ CAPITAL, LLC

https://www.linkedin.com/company/ieqcapital/ FOSTER CITY, CA Investment Advisor How do I update this listing?

IEQ Capital is based out of Foster City. IEQ Capital is a large advisory firm with 668 clients and discretionary assets under management (AUM) of $9,275,695,087 (Form ADV from 2020-06-03). Their last reported 13F filing for Q2 2020 included $1,540,608,000 in managed 13F securities and a top 10 holdings concentration of 48.67%. IEQ Capital's largest holding is iShares S&P 100 ETF with shares held of 970,334. Whalewisdom has at least 4 13F filings

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06/30/2020

13F Activity

  • Market Value $1.541 Billion
  • Prior Market Value $1.246 Billion
  • New Purchases42 stocks
  • Additional Purchases69 stocks
  • Sold out of92 stocks
  • Reduced holdings in175 stocks
  • Top 10 Holdings % 48.67 %
  • Turnover % [1]:42.01%
  • Turnover Alt % [2]: 19.64 %
  • Time Held Top20:1.30 quarters
  • Time Held Top10:1.00 quarters
  • Time Held All:1.76 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 34.14%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

IEQ CAPITAL, LLC
950 TOWER LANE SUITE 1800
FOSTER CITY CA    94404
Country: United States

Business Phone: 650-581-9807
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 60
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 9,554,810,000
Total Number of Clients: 668
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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IEQ CAPITAL, LLC

ownership team - last updated 2020-06-03
Name Title Start Date Direct/Indirect % Ownership
LIEBERMAN, MICHAEL, ALEXANDER CHIEF COMPLIANCE OFFICER & CHIEF TECHNOLOGY OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IEQ CAPITAL, LLC CHIEF COMPLIANCE OFFICER & CHIEF TECHNOLOGY OFFICER direct 2019-06-01
HORWITZ, DEAN, ISAAC CHIEF OPERATIONS OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IEQ CAPITAL, LLC CHIEF OPERATIONS OFFICER direct 2019-06-01
ZAFRAN, ALAN CO - PRESIDENT & MANAGING MEMBER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LUMINOUS CAPITAL PARTNERS, LLC PARTNER direct 2008-05-01
HARRISON, ERIC, SCOTT CO - PRESIDENT & MANAGING MEMBER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LUMINOUS CAPITAL, LLC PARTNER direct 2009-01-01
SKINNER, ROBERT, JOHN CO - PRESIDENT & MANAGING MEMBER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LUMINOUS CAPITAL PARTNERS, LLC PARTNER direct 2008-05-01
IEQ HOLDINGS, LLC MEMBER 06/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
IEQ CAPITAL, LLC MEMBER direct 2019-06-01
PETERSON, BETHANY, JANE CHIEF FINANCIAL OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IEQ CAPITAL, LLC CHIEF FINANCIAL OFFICER direct 2019-06-01
SKINNER, ROBERT, JOHN MANAGING MEMBER IEQ HOLDINGS, LLC 06/01/2019 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LUMINOUS CAPITAL PARTNERS, LLC PARTNER direct 2008-05-01

IEQ CAPITAL, LLC

ownership team - last updated 2020-03-11
Name Title Start Date Direct/Indirect % Ownership

IEQ CAPITAL, LLC

ownership team - last updated 2019-09-06
Name Title Start Date Direct/Indirect % Ownership
LIEBERMAN, MICHAEL, ALEXANDER CHIEF COMPLIANCE OFFICER & CHIEF TECHNOLOGY OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IEQ CAPITAL, LLC CHIEF COMPLIANCE OFFICER & CHIEF TECHNOLOGY OFFICER direct 2019-06-01
HORWITZ, DEAN, ISAAC CHIEF OPERATIONS OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IEQ CAPITAL, LLC CHIEF OPERATIONS OFFICER direct 2019-06-01
ZAFRAN, ALAN CO - PRESIDENT & MANAGING MEMBER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LUMINOUS CAPITAL PARTNERS, LLC PARTNER direct 2008-05-01
HARRISON, ERIC, SCOTT CO - PRESIDENT & MANAGING MEMBER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LUMINOUS CAPITAL, LLC PARTNER direct 2009-01-01
SKINNER, ROBERT, JOHN CO - PRESIDENT & MANAGING MEMBER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LUMINOUS CAPITAL PARTNERS, LLC PARTNER direct 2008-05-01
IEQ HOLDINGS, LLC MEMBER 06/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
IEQ CAPITAL, LLC MEMBER direct 2019-06-01
PETERSON, BETHANY, JANE CHIEF FINANCIAL OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IEQ CAPITAL, LLC CHIEF FINANCIAL OFFICER direct 2019-06-01
SKINNER, ROBERT, JOHN MANAGING MEMBER IEQ HOLDINGS, LLC 06/01/2019 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LUMINOUS CAPITAL PARTNERS, LLC PARTNER direct 2008-05-01

IEQ CAPITAL, LLC

ownership team - last updated 2019-06-04
Name Title Start Date Direct/Indirect % Ownership
LIEBERMAN, MICHAEL, ALEXANDER CHIEF COMPLIANCE OFFICER & CHIEF TECHNOLOGY OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IEQ CAPITAL, LLC CHIEF COMPLIANCE OFFICER & CHIEF TECHNOLOGY OFFICER direct 2019-06-01
HORWITZ, DEAN, ISAAC CHIEF OPERATIONS OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IEQ CAPITAL, LLC CHIEF OPERATIONS OFFICER direct 2019-06-01
ZAFRAN, ALAN CO - PRESIDENT & MANAGING MEMBER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LUMINOUS CAPITAL PARTNERS, LLC PARTNER direct 2008-05-01
HARRISON, ERIC, SCOTT CO - PRESIDENT & MANAGING MEMBER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LUMINOUS CAPITAL, LLC PARTNER direct 2009-01-01
SKINNER, ROBERT, JOHN CO - PRESIDENT & MANAGING MEMBER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LUMINOUS CAPITAL PARTNERS, LLC PARTNER direct 2008-05-01
IEQ HOLDINGS, LLC MEMBER 06/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
IEQ CAPITAL, LLC MEMBER direct 2019-06-01
PETERSON, BETHANY, JANE CHIEF FINANCIAL OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IEQ CAPITAL, LLC CHIEF FINANCIAL OFFICER direct 2019-06-01
SKINNER, ROBERT, JOHN MANAGING MEMBER IEQ HOLDINGS, LLC 06/01/2019 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LUMINOUS CAPITAL PARTNERS, LLC PARTNER direct 2008-05-01

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