IRONWOOD WEALTH MANAGEMENT, LLC.

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Ironwood Wealth Management is based out of Phoenix. Ironwood Wealth Management is a large advisory firm with 357 clients and discretionary assets under management (AUM) of $171,380,108 (Form ADV from 2019-02-19). Their last reported 13F filing for Q3 2019 included $134,052,000 in managed 13F securities and a top 10 holdings concentration of 80.74%. Ironwood Wealth Management's largest holding is Invesco BulletShares 2020 Corporate Bd E with shares held of 913,553. Whalewisdom has at least 7 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $134.052 Million
  • Prior Market Value $130.659 Million
  • New Purchases1 stock
  • Additional Purchases24 stocks
  • Sold out of4 stocks
  • Reduced holdings in18 stocks
  • Top 10 Holdings % 80.74 %
  • Turnover % [1]:9.26%
  • Turnover Alt % [2]: 8.11 %
  • Time Held Top20:3.95 quarters
  • Time Held Top10:3.50 quarters
  • Time Held All:4.48 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.63%
Performance Last 4 Quarters: -2.52%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

IRONWOOD FINANCIAL, LLC
1926 E. FT. LOWELL ROAD SUITE 100
TUCSON AZ    85719
Country: United States

Business Phone: 888-271-4646
Fax: 520-318-4604
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: AZ
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 357
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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IRONWOOD WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-03-20
Name Title Start Date Direct/Indirect % Ownership
KENEFICK-ROGERS, CEAN, NICHOLAS MANAGER, MEMBER AND CHIEF COMPLIANCE OFFICER 04/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGER, MEMBER AND CHIEF COMPLIANCE OFFICER direct 2015-04-01
MAREK, ALEXANDER, DAVID MANAGER, MEMBER 04/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC PARTNER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGER, MEMBER direct 2015-04-01
CASE, RYDAN, DURANT MANAGER, MEMBER 04/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC PARTNER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGER, MEMBER direct 2015-04-01

IRONWOOD FINANCIAL, LLC

ownership team - last updated 2019-02-19
Name Title Start Date Direct/Indirect % Ownership
PARRS, ALEXANDER, DEVEREAUX MANAGING MEMBER 07/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC PARTNER direct 2009-07-01
IRONWOOD FINANCIAL, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD FINANCIAL, LLC OWNER indirect 2014-03-01
NENTL, DANIEL, SHAY MANAGING MEMBER 07/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC PARTNER direct 2009-07-01
IRONWOOD FINANCIAL, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD FINANCIAL, LLC OWNER indirect 2015-01-01
DOLEZAL, ROBIN, RODGERS CHIEF COMPLIANCE OFFICER 09/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
IRONWOOD FINANCIAL, LLC OWNER indirect 2015-07-01
IRONWOOD FINANCIAL, LLC OWNER indirect 2015-07-01

IRONWOOD WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-10-05
Name Title Start Date Direct/Indirect % Ownership
KENEFICK-ROGERS, CEAN, NICHOLAS MANAGER, MEMBER AND CHIEF COMPLIANCE OFFICER 04/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGER, MEMBER AND CHIEF COMPLIANCE OFFICER direct 2015-04-01
MAREK, ALEXANDER, DAVID MANAGER, MEMBER 04/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC PARTNER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGER, MEMBER direct 2015-04-01
CASE, RYDAN, DURANT MANAGER, MEMBER 04/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC PARTNER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGER, MEMBER direct 2015-04-01

IRONWOOD WEALTH MANAGEMENT, LLC

ownership team - last updated 2017-09-11
Name Title Start Date Direct/Indirect % Ownership
CASE, RYDAN, DURANT MANAGER, MEMBER 04/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC PARTNER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGER, MEMBER direct 2015-04-01
MAREK, ALEXANDER, DAVID MANAGER, MEMBER 04/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC PARTNER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGER, MEMBER direct 2015-04-01
KENEFICK-ROGERS, CEAN, NICHOLAS MANAGER, MEMBER AND CHIEF COMPLIANCE OFFICER 04/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2009-07-01
IRONWOOD WEALTH MANAGEMENT, LLC MANAGER, MEMBER AND CHIEF COMPLIANCE OFFICER direct 2015-04-01

IRONWOOD FINANCIAL, LLC

ownership team - last updated 2017-03-10
Name Title Start Date Direct/Indirect % Ownership
PARRS, ALEXANDER, DEVEREAUX MANAGING MEMBER 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC PARTNER direct 2009-07-01
IRONWOOD FINANCIAL, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD FINANCIAL, LLC OWNER indirect 2014-03-01
NENTL, DANIEL, SHAY MANAGING MEMBER 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC PARTNER direct 2009-07-01
IRONWOOD FINANCIAL, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD FINANCIAL, LLC OWNER indirect 2015-01-01
DOLEZAL, ROBIN, RODGERS CHIEF COMPLIANCE OFFICER 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
IRONWOOD FINANCIAL, LLC OWNER indirect 2015-07-01
IRONWOOD FINANCIAL, LLC OWNER indirect 2015-07-01
ALEX PARRS, PLLC MEMBER 08/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD FINANCIAL, LLC MEMBER indirect 2015-08-01
IRONWOOD FINANCIAL, LLC MEMBER direct 2015-08-01
DAN NENTL, PLLC MEMBER 08/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
IRONWOOD FINANCIAL, LLC MEMBER indirect 2015-08-01
IRONWOOD FINANCIAL, LLC MEMBER direct 2015-08-01
DOLEZAL WEALTH MANAGEMENT, LLC MEMBER 07/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
IRONWOOD FINANCIAL, LLC MEMBER direct 2009-07-01
IRONWOOD FINANCIAL, LLC MEMBER indirect 2015-08-01
DOLEZAL, ROBIN, RODGERS OWNER DOLEZAL WEALTH MANAGEMENT, LLC 07/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
IRONWOOD FINANCIAL, LLC OWNER indirect 2015-07-01
IRONWOOD FINANCIAL, LLC OWNER indirect 2015-07-01
NENTL, DANIEL, SHAY OWNER DAN NENTL PLLC 01/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC PARTNER direct 2009-07-01
IRONWOOD FINANCIAL, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD FINANCIAL, LLC OWNER indirect 2015-01-01
PARRS, ALEXANDER, DEVEREAUX OWNER ALEX PARRS PLLC 03/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
IRONWOOD WEALTH MANAGEMENT, LLC PARTNER direct 2009-07-01
IRONWOOD FINANCIAL, LLC MANAGING MEMBER direct 2009-07-01
IRONWOOD FINANCIAL, LLC OWNER indirect 2014-03-01

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