JP MORGAN INVESTMENT MANAGEMENT INC

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JP Morgan Investment Management is based out of New York. JP Morgan Investment Management is a hedge fund with 37196 clients and discretionary assets under management (AUM) of $1,396,510,918,283 (Form ADV from 2018-10-01).

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Contact Info

jp morgan investment management inc
245 PARK AVENUE
NEW YORK NY    10167

Business Phone: 2126481999
SEC SIC CODE:
6189-ASSET-BACKED SECURITIES

View Last Form Adv Compilation Report on Record

J.P. MORGAN ASSET MANAGEMENT
383 MADISON AVENUE
NEW YORK NY    10179-0001
Country: United States

Business Phone: 800-343-1113
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company,Pension consultant
Form of Organization: Corporation
Organized in: DE
Number of employees: 3082
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 19,012,600,000
Total Number of Clients: 37196
Amount of client funds and securities by related persons: 834,128,000,000
Total Number of clients from related persons: 22354
Disclosures: 11.A (1).,11.A (2),11.C (2),11.C (4),11.C (5),11.D (2),11.D (4),11.E (2),11.H (1).(b)
Data above was derived from SEC filings.

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J.P. MORGAN INVESTMENT MANAGEMENT INC.

ownership team - last updated 2019-12-17
Name Title Start Date Direct/Indirect % Ownership
GATCH, GEORGE, CROSBY WHITE DIRECTOR/CHAIRMAN/MANAGING DIRECTOR 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR/MANAGING DIRECTOR direct 2001-02-01
ROBERT FLEMING INC. DIRECTOR/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. PRESIDENT direct 2011-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CHAIRMAN/MANAGING DIRECTOR direct 2012-06-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR direct 2001-02-01 2002-07-19
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2002-10-01 2010-06-04
J.P. MORGAN INVESTMENT MANAGEMENT INC. PRESIDENT/DIRECTOR/CEO direct 2010-08-01 2011-02-28
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/CEO direct 2010-08-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. DIRECTOR direct 2010-07-01 2011-04-29
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CEO/PRESIDENT/MANAGING DIRECTOR direct 2010-08-01 2012-12-17
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CHAIRMANT/MANAGING DIRECTOR direct 2012-06-01 2014-11-19
UNREIN, LAWRENCE, MARK DIRECTOR/CIO- AND GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR 02/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
DVCMM LLC MANAGING DIRECTOR direct 2000-06-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CIO- AND GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR direct 2003-02-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01
ROBERT FLEMING INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR direct 2008-06-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR direct 2003-02-01 2003-03-31
ROBERT FLEMING INC. DIRECTOR direct 2003-02-01 2003-03-31
BEAR STEARNS ASSET MANAGEMENT INC CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2008-06-01 2008-07-07
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01 2009-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01 2011-02-28
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/CIO-GLOBAL HEAD OF PRIVATE EQUITY direct 2003-02-01 2011-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER OF THE BOARD OF MANAGERS direct 2004-12-01 2011-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECTOR direct 2003-06-01 2013-10-18
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CIO-GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR direct 2003-02-01 2017-03-31
BEAR STEARNS ASSET MANAGEMENT INC DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2008-06-01 2017-05-09
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. SHAREHOLDER 10/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RICHTER, SCOTT, EDWARD SECRETARY / MANAGING DIRECTOR 05/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF LEGAL OFFICER direct 2005-11-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY / MANAGING DIRECTOR direct 2007-05-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF LEGAL OFFICER direct 2005-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY / MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY/CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. MANAGING DIRECTOR/SECRETARY direct 2007-05-01
JPMORGAN INVESTMENT ADVISORS INC. SECRETARY direct 2007-05-01
JPMORGAN HIGH YIELD PARTNERS LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2005-07-01
PACHOLDER & CO LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2006-08-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC. SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC SECRETARY/MANAGING DIRECTOR direct 2008-10-01
QUINSEE, PAUL, ANTHONY DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR direct 2017-01-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
POWELL, ANDREW, RICHARD DIRECTOR/MANAGING DIRECTOR / SENIOR BUSINESS MANAGER 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR / SENIOR BUSINESS MANAGER direct 2015-02-01
DONOHUE, JOHN, THOMAS DIRECTOR / PRESIDENT / CEO / MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / PRESIDENT / CEO / MANAGING DIRECTOR direct 2015-02-01
DOWD, JOY, CATHERINE DIRECTOR / HEAD OF CLIENT SERVICES / MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY VICE PRESIDENT INVESTMENTS INTERNAL AUDIT direct 2007-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CONTROL OFFICER EXECUTIVE / MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / HEAD OF ASSET MANAGEMENT OVERSIGHT AND CONTROL/ MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / HEAD OF CLIENT SERVICES / MANAGING DIRECTOR direct 2015-02-01
MICHELE, ROBERT, CHARLES DIRECTOR /CIO AND HEAD OF GLOBAL FIXED INCOME, CURRENCY & COMMODITIES/ MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR /CIO AND HEAD OF GLOBAL FIXED INCOME, CURRENCY & COMMODITIES/ MANAGING DIRECTOR direct 2015-02-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC DIRECTOR, MANAGING DIRECTOR direct 1999-06-01 2001-07-20
JPMORGAN ASSET MANAGEMENT (UK) LIMITED DIRECTOR direct 2009-03-01 2012-03-30
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / INVESTMENT TEAM HEAD / MANAGING DIRECTOR direct 2015-02-01 2017-03-31
O'BRIEN, MICHAEL, JOHN DIRECTOR / CO-HEAD OF ASSET MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / GLOBAL PRODUCT HEAD / MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CO-HEAD OF ASSET MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CO-HEAD OF GLOBAL INVESTMENT MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR direct 2015-02-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED CHIEF EXECUTIVE OFFICER/DIRECTOR direct 2014-12-01
JPMORGAN FUNDS LIMITED DIRECTOR/CHIEF EXECUTIVE OFFICER direct 2014-12-01
EGERT, MARK, ALAN CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\EXECUTIVE DIRECTOR direct 2016-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR direct 2016-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR direct 2017-02-01
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT CHIEF COMPLIANCE OFFICER direct 2011-09-01
COWEN ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-08-01
CAMACHO, MICHAEL, ALAN DIRECTOR/GLOBAL HEAD OF BETA STRATEGIES/MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF BETA STRATEGIES/MANAGING DIRECTOR direct 2017-01-01
JPMORGAN SOLUTIONS LLC CHAIRMAN, PRESIDENT AND DIRECTOR direct 2006-04-01
PIL, ANTON, CYRIEL DIRECTOR/GLOBAL HEAD OF ALTERNATIVES/MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR direct 2017-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR direct 2017-01-01
MCCLELLAN, MEGAN, ANN DIRECTOR/ TREASURER/ CFO/ MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2017-01-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/ TREASURER/ CFO/ MANAGING DIRECTOR direct 2017-01-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR direct 2017-06-01
JPMORGAN CHASE & CO. 100% SHAREHHOLDER JPMORGAN CHASE HOLDINGS LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
JPMORGAN STRUCTURED SOLUTIONS LLC DIRECT PARENT, SOLE MEMBER direct 2005-02-01
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2006-07-01
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER OF APPLICANTS DIRECT PARENT indirect 2008-06-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01
WAMU INVESTMENTS, INC. INDIRECT PARENT indirect 2008-09-01
J.P. MORGAN IN-DX LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PARTNERS, LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN SECURITIES LLC STOCK HOLDER indirect 2016-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 63% OF CHASE SECURITIES INC. direct 2001-01-01 2001-04-06
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
JARDINE FLEMING INTERNATIONAL MANAGEMENT INC SHAREHOLDER indirect 2001-01-01 2001-06-06
CHASE FLEMING ASSET MANAGEMENT (LONDON) LTD. PARENT indirect 1996-04-01 2001-08-22
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 48% OF J.P. MORGAN SECURITIES INC. direct 2001-05-01 2001-09-04
J. P. MORGAN SECURITIES INC. SEE QUESTION #1 indirect 2001-05-01 2001-09-04
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2001-09-28
DVCMM LLC 100% SHAREHOLDER OF JPMIM direct 2000-06-01 2001-09-28
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01 2001-12-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-01-01 2002-02-20
ROBERT FLEMING INC. STOCKHOLDER indirect 2000-08-01 2002-06-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-11-01 2002-10-29
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 1996-04-01 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2000-12-01 2003-10-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF J.P. MORGAN SECURITIES HOLDINGS INC. indirect 2001-05-01 2004-03-15
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2002-11-01 2004-07-23
BANC ONE HIGH YIELD PARTNERS LLC 100% indirect 2004-07-01 2004-08-20
BANC ONE INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2004-07-01 2004-10-29
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED INDIRECT OWNER indirect 2004-07-01 2004-11-08
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-03-31
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01 2005-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-06-28
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2004-07-01 2005-06-29
PLEXUS GROUP, INC. SHAREHOLDER indirect 1995-09-01 2005-12-12
PACHOLDER & CO LLC SHAREHOLDER indirect 2004-07-01 2006-01-09
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2006-02-17
PMG ASSET MANAGEMENT INC INDIRECT PARENT indirect 2004-07-01 2006-03-22
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2005-07-01 2006-03-31
HANGAR 4 PARTNERS, LLC 100% OWNER indirect 1999-12-01 2006-09-22
H&Q VENTURE MANAGEMENT LLC OWNER indirect 1999-12-01 2007-08-03
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED OWNER indirect 2004-11-01 2007-12-03
JPMORGAN INVESTMENT ADVISORS INC. OWNER indirect 2004-11-01 2008-02-13
BEAR, STEARNS SECURITIES CORP. STOCK HOLDER direct 2008-07-01 2008-10-03
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER indirect 2008-06-01 2009-01-30
J.P.MORGAN SECURITIES INC. STOCK HOLDER direct 2008-07-01 2010-09-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01 2011-03-25
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER indirect 1998-01-01 2011-03-30
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 1998-01-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01 2011-03-31
IRVING PLACE CAPITAL MANAGEMENT, L.P. OWNER indirect 2008-05-01 2016-01-25
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC SHAREHOLDER indirect 2003-10-01 2016-01-27
J.P. MORGAN IN-DX LLC MEMBER direct 2005-02-01 2016-03-23
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2001-01-01 2016-08-15
J.P. MORGAN PARTNERS, LLC SOLE SHAREHOLDER indirect 2001-01-01 2017-02-09
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-05-01 2017-03-31
JPMORGAN FUNDS LIMITED PARENT indirect 2000-06-01 2017-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2017-03-31
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01 2017-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2003-10-01 2017-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2003-10-01 2017-03-31
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER indirect 2004-11-01 2017-03-31
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
2018 PRIVATE EQUITY FUND L.P. United States 805-2307419145 Private Equity Fund 10,800,079 0
IIF CANADIAN 1 HEDGED LP Canada 805-1754425551 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 510,223,111 10,000,000
ALL COUNTRY INTERNATIONAL EQUITY 3(C)(7) FUND, LLC United States 805-4630342978 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 119,029,000 10,000,000
U.S. LARGE CAP 130/30 FUND, LLC United States 805-4197473121 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 671,084,000 5,000,000
PEG DIGITAL GROWTH FUND, L.P. United States 805-9857087485 Private Equity Fund 39,199,979 1,000,000
PEG HO PRIVATE EQUITY FUND L.P. United States 805-6605794847 Private Equity Fund 82,970,422 1,265,000
PEG SECONDARY PRIVATE EQUITY INVESTORS II AIV L.P. Cayman Islands 805-1928519336 Other Private Fund FUND OF FUNDS 52,362,117 0 Fund of Funds
IIF US HOLDING 2 LP United States 805-7267130410 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 2,496,131,512 0
CMDB II Mauritius 805-8848220596 Private Equity Fund 284,143,376 0 Master Fund
JPMIM NIAGARA CP, LLC United States 805-1936101396 Real Estate Fund 9,590,951 0
JOYFUL PROSPECT FUND II L.P. Cayman Islands 805-3870932516 Private Equity Fund 9,475,617 0
PEG DIRECT GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-1213147142 Private Equity Fund 188,683,714 10,000,000 Feeder Fund
PEG GLOBAL PRIVATE EQUITY VII OFFSHORE SPECIAL L.P. Cayman Islands 805-1610472795 Other Private Fund FUND OF FUNDS 60,998,622 10,000,000 Feeder Fund Fund of Funds
PEG ASIA PRIVATE EQUITY FUND LLC United States 805-9402648718 Private Equity Fund 1,758,571 10,000,000 Master Fund
MAVIS PRIVATE EQUITY LP Cayman Islands 805-1731249005 Other Private Fund FUND OF FUNDS 50,771,850 0 Fund of Funds
IIF CANADIAN 2 LP Canada 805-3556045277 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,923,728,294 10,000,000
PEG POOLED CORPORATE FINANCE PRIVATE INVESTORS LLC United States 805-4238868198 Other Private Fund FUND OF FUNDS 3,469,825 250,000 Fund of Funds
JPMIM GOLDEN INVESTOR 2, LLC United States 805-7564628484 Real Estate Fund 3,770,412 0
PEG WELBORN PRIVATE EQUITY FUND L.P. United States 805-3773994571 Other Private Fund FUND OF FUNDS 58,548,019 2,300,000 Fund of Funds
ACCESS GROWTH FUND CS LTD Cayman Islands 805-2384060482 Other Private Fund CONTROLLED FOREIGN CORPORATION 123,159 0
IIF TAX-EXEMPT LP United States 805-7825353367 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 295,352,225 10,000,000
TAHOE PRIVATE EQUITY FUND L.P. United States 805-8956292778 Other Private Fund FUND OF FUNDS 56,747,719 0 Fund of Funds
U.S. REAL ESTATE INCOME AND GROWTH GMBH & CO. GESCHLOSSENE INVESTMENT-KG Germany 805-9478852307 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 113,659,780 10,000,000
ALTERNATIVE PROPERTY FUND DOMESTIC II, LP United States 805-4729879519 Real Estate Fund 3,075,236 0
JOYFUL PROSPECT FEEDER FUND L.P. Cayman Islands 805-1199278148 Other Private Fund FUND OF FUNDS 231,143,686 0 Feeder Fund Fund of Funds
PEG SECONDARY PRIVATE EQUITY INVESTORS III L.P. United States 805-4925083960 Other Private Fund FUND OF FUNDS 210,990,418 250,000 Master Fund Fund of Funds
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS IV LLC United States 805-9946529988 Private Equity Fund 979,612,021 10,000,000
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC United States 805-2076933068 Private Equity Fund 808,605,615 10,000,000
GMIF II CIP CAYMAN, L.P. Cayman Islands 805-2247814948 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 23,664,835 0 Feeder Fund
AIRRO INDIA SIDECAR FUND CAYMAN, L.P. Cayman Islands 805-8063231444 Real Estate Fund 0 10,000,000 Feeder Fund
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC United States 805-8604582470 Private Equity Fund 363,751,578 10,000,000
U.S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP (CAYMAN) Cayman Islands 805-8914803177 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 121,212,806 10,000,000
PEG INSTITUTIONAL INVESTORS OFFSHORE SPECIAL L.P Cayman Islands 805-7515179598 Other Private Fund FUND OF FUNDS 64,216,688 1,000,000 Feeder Fund Fund of Funds
PEG VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-7467276928 Private Equity Fund 3,488,445 10,000,000 Master Fund
JPMIM 4TH STREET INVESTOR, LLC United States 805-6123048617 Real Estate Fund 3,973,256 0
JPMIM REGENCY 1 INVESTOR, LLC United States 805-1235573886 Real Estate Fund 711,336 0
STAFFODSHIRE PRIVATE EQUITY LP Cayman Islands 805-6791046561 Other Private Fund FUND OF FUNDS 50,771,850 0 Fund of Funds
PEG U.S. CORPORATE FINANCE INSTITUTIONAL OFFSHORE INVESTORS V LP Cayman Islands 805-4385301701 Private Equity Fund 49,148,255 10,000,000 Fund of Funds
PARKCAL II, LLC United States 805-1210893815 Real Estate Fund 307,368,787 0
PENINSULA PRIVATE EQUITY FUND L.P. United States 805-9139835131 Private Equity Fund 19,991,803 1,898,000
PEG INDIA CO-INVESTMENT, L.P. Cayman Islands 805-8434527195 Other Private Fund FUND OF FUNDS 67,219,278 0 Feeder Fund Fund of Funds
IIF LP United States 805-1545665851 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,113,232,361 10,000,000
JPMIM FRONT RANGE CARRY, LLC United States 805-9569639181 Real Estate Fund 34,706 0
COVINGTON ENTERPRISES LLC United States 805-5641709258 Other Private Fund FUND OF FUNDS 3,285,616 0 Fund of Funds
PEG U.S. POOLED CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-7347638611 Other Private Fund FUND OF FUNDS 185,902,956 10,000,000 Feeder Fund Fund of Funds
PEG EUROPEAN POOLED CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-6409218625 Other Private Fund FUND OF FUNDS 29,189,505 10,000,000 Feeder Fund Fund of Funds
RED RIVER VENTURE CAPITAL FUND II L.P. United States 805-6442368613 Other Private Fund FUND OF FUNDS 76,306,663 2,500,000 Fund of Funds
GLOBAL EMERGING MARKETS DISCOVERY FUND, LLC United States 805-2342506618 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 697,232,000 1,000,000
FLORIDA SUNSHINE STATE FUND L.P. United States 805-9684128036 Private Equity Fund 0 0
U.S. REAL ESTATE INCOME & GROWTH DIRECT LP United States 805-5509059902 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 513,104,607 10,000,000
RED RIVER VENTURE CAPITAL FUND, L.P. Cayman Islands 805-7506920390 Other Private Fund FUND OF FUNDS 267,667,364 0 Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS III LLC United States 805-6656568771 Private Equity Fund 21,541,778 10,000,000
NUTMEG OPPORTUNITIES FUND II LLC United States 805-1932476984 Other Private Fund FUND OF FUNDS 32,696,605 0 Fund of Funds
JOYFUL PROSPECT FUND L.P. Cayman Islands 805-6691031237 Private Equity Fund 238,170,454 0 Master Fund
PEG FD LLC United States 805-1929525463 Private Equity Fund 17,328,108 4,999,715
IIF USSC LP United States 805-3456561966 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 23,111,385 10,000,000
PEG POOLED GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-8737399857 Other Private Fund FUND OF FUNDS 276,083,041 10,000,000 Feeder Fund Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE VI SELECT L.P. United States 805-9237304059 Other Private Fund FUND OF FUNDS 9,589,670 10,000,000 Fund of Funds
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-2214832980 Private Equity Fund 12,799,649 10,000,000 Master Fund
HARDING PRIVATE EQUITY LLC United States 805-4320911838 Other Private Fund FUND OF FUNDS 5,384,153 0 Fund of Funds
COURIER FEEDER FUND L.P. Cayman Islands 805-4774217725 Private Equity Fund 25,818,434 0 Feeder Fund
GLOBAL TRANSPORT INCOME FUND FEEDER LLC United States 805-6684792058 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 250,599,288 10,000,000 Feeder Fund
IIF CANADIAN 4 LP Canada 805-5368697779 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 685,842,833 10,000,000
PEG SECONDARY PRIVATE EQUITY INVESTORS II L.P. United States 805-6328530481 Other Private Fund FUND OF FUNDS 618,095,780 500,000 Fund of Funds
JPMIM RIVERPOINT CARRY, LLC United States 805-6383685833 Real Estate Fund 32,786 0
PEG DIRECT GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-3791726838 Private Equity Fund 74,348,031 750,000 Feeder Fund Fund of Funds
TEAMSTERS JOINT COUNCIL NO. 83 OF VIRGINIA PENSION FUND PRIVATE EQUITY FUND L.P United States 805-8105855754 Other Private Fund FUND OF FUNDS 69,901,156 0 Fund of Funds
PRIVATE EQUITY INTERMEDIATE CAYMAN L.P. Cayman Islands 805-3402040799 Other Private Fund FUND OF FUNDS 390,941,695 1,000,000 Master Fund Fund of Funds
SYSTEMATIC ALPHA FUND LP Cayman Islands 805-5270995056 Hedge Fund 164,339,937 5,000,000 Feeder Fund
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI OFFSHORE SPECIAL L.P. Cayman Islands 805-4684630680 Other Private Fund FUND OF FUNDS 66,281,995 1,500,000 Feeder Fund Fund of Funds
IIF CANADIAN 1 LP Canada 805-9052748730 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 908,162,044 10,000,000
SMF GLOBAL LP United States 805-6243381693 Real Estate Fund 1,852,361,302 0
JPMAMA RE GP 3LP United Kingdom 805-3393890041 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 54,882,896 0 Feeder Fund
GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC United States 805-1774371066 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 152,931,778 1,000,000
DIVERSIFIED ALTERNATIVES FUND CS LTD Cayman Islands 805-4161974336 Other Private Fund CONTROLLED FOREIGN CORPORATION 194,362,448 0
PEG GLOBAL PRIVATE EQUITY VII L.P. United States 805-1078074969 Other Private Fund FUND OF FUNDS 36,198,879 10,000,000 Master Fund Fund of Funds
U.S. REAL ESTATE INCOME & GROWTH FINANCE CORP (CAYMAN) Cayman Islands 805-3753746316 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 56,777,673 10,000,000
REGENCY REDWOOD, LLC United States 805-4194595712 Real Estate Fund 3,877,209 0
GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V OFFSHORE SPECIAL L.P. Cayman Islands 805-5667114652 Private Equity Fund 47,023,914 500,000 Feeder Fund Fund of Funds
U.S. REAL ESTATE INCOME & GROWTH DOMESTIC LP United States 805-5135362762 Other Private Fund NOT A HEDGE FUND, LIQUIDITY FUND, PRIVATE EQUITY FUND, REAL ESTATE FUND, SECURITIZED ASSET FUND OR VENTURE CAPITAL FUND 1,961,004,915 10,000,000
EXCELSIOR II LLC United States 805-5833745393 Real Estate Fund 45,970,435 50,000,000
COURIER PRIVATE EQUITY FUND L.P. Cayman Islands 805-8879893326 Private Equity Fund 25,437,397 0 Master Fund
IIF CAYMAN 1 HEDGED LTD Cayman Islands 805-9586774173 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 108,904,244 10,000,000
PIONEER PRIVATE EQUITY LLC United States 805-4300754739 Other Private Fund FUND OF FUNDS 13,491,448 0 Fund of Funds
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-8199098193 Private Equity Fund 6,580,324 10,000,000 Feeder Fund
PEG EUROPEAN CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-9327707608 Private Equity Fund 7,853,896 10,000,000 Master Fund
IIF UK 1 LP United Kingdom 805-5651832720 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 3,255,070,176 10,000,000
GLOBAL MARITIME INVESTMENT FUND FEEDER, LLC United States 805-7725226053 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 13,085,689 10,000,000 Feeder Fund
HARDING PRIVATE EQUITY LP Cayman Islands 805-2716328307 Other Private Fund FUND OF FUNDS 50,771,850 0 Fund of Funds
REGENCY VISTA PARK, LLC United States 805-1315461402 Real Estate Fund 154,603,022 0
PEG U.S. CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-5111117506 Private Equity Fund 12,192,466 10,000,000 Master Fund
PEG CHINA PRIVATE INVESTORS OFFSHORE L.P. United States 805-4431861398 Other Private Fund FUND OF FUNDS 113,277,082 250,000 Feeder Fund Fund of Funds
JPMIM FRONT RANGE INVESTOR, LLC United States 805-1273482407 Real Estate Fund 34,706 0
JPMORGAN GREATER CHINA PROPERTY FUND, LLC United States 805-6242026137 Real Estate Fund 0 10,000,000 Feeder Fund
BPRP II BOATHOUSE HOLDCO LP United States 805-9786160735 Real Estate Fund 27,550,407 0
PEG U.S. CORPORATE FINANCE VI SELECT L.P. United States 805-8414708804 Other Private Fund FUND OF FUNDS 15,153,601 10,000,000 Feeder Fund Fund of Funds
NUTMEG OPPORTUNITIES FUND LP Cayman Islands 805-3376315589 Other Private Fund FUND OF FUNDS 96,377,056 0 Fund of Funds
PEG SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE SPECIAL III L.P. Cayman Islands 805-1057051551 Other Private Fund FUND OF FUNDS 90,321,673 250,000 Feeder Fund Fund of Funds
IIF DUTCH 1 CAYMAN L.P. Cayman Islands 805-6391380395 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 471,948,200 10,000,000
GLOBAL MARITIME INVESTMENT FUND II FEEDER LLC United States 805-6832208917 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 404,423,000 10,000,000 Feeder Fund
JPM MEZZ DEBT REIT LLC United States 805-4846364476 Real Estate Fund 181,707,469 0
SYSTEMATIC ALPHA MASTER FUND LP Cayman Islands 805-2765188157 Hedge Fund 479,025,427 5,000,000 Master Fund
PEG POOLED GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-3528517755 Other Private Fund FUND OF FUNDS 87,221,427 750,000 Feeder Fund Fund of Funds
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-8019367050 Private Equity Fund 9,617,411 750,000 Master Fund Fund of Funds
STAR LAKE FUND I, LLC United States 805-8797971462 Real Estate Fund 282,316,042 0
CMDB I Mauritius 805-3215850163 Other Private Fund FUND OF FUNDS 284,629,936 0 Feeder Fund Fund of Funds
IIF CANADIAN 3 LP Canada 805-5618079764 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 295,820,152 10,000,000
J-CAL United States 805-5711088039 Real Estate Fund 488,299,073 0
BAYVIEW MARKET SQUARE LP United States 805-8537909880 Real Estate Fund 550,423,060 0
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN CORP. Cayman Islands 805-9640231300 Real Estate Fund 0 10,000,000 Feeder Fund
STAR LAKE FUND II, LLC United States 805-2311143162 Real Estate Fund 392,231,800 0
SANDY SPRINGS ACQUISITION HOLDING, LLC United States 805-6844172231 Real Estate Fund 10,372,142 0
TAMPICO HOLDINGS LLC United States 805-6377836489 Other Private Fund FUND OF FUNDS 2,115,420 0 Fund of Funds
SYSTEMATIC ALPHA FUND CS LTD. Cayman Islands 805-5846601791 Other Private Fund CONTROLLED FOREIGN CORPORATION 56,246,634 0
DIGITAL GROWTH CO-INVESTMENT 2, L.P. United States 805-8755050199 Private Equity Fund 333 250,000
PEG ASIA DIRECT PRIVATE EQUITY FUND LLC United States 805-2175949414 Private Equity Fund 6,409,687 10,000,000 Feeder Fund
PEG DIRECT GLOBAL PRIVATE EQUITY VII L.P. United States 805-1318877849 Other Private Fund FUND OF FUNDS 61,313,064 10,000,000 Feeder Fund Fund of Funds
PARKCAL, LLC United States 805-5729486616 Real Estate Fund 359,128,721 0
IIF US HOLDING LP United States 805-6310306237 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 919,900,029 0
MANAGED FUTURES FUND CS Cayman Islands 805-9126055303 Other Private Fund CONTROLLED FOREIGN CORPORATION 51,126,027 0
GLOBAL MARITIME INVESTMENT FUND LP United Kingdom 805-6633765983 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 548,129,841 10,000,000 Master Fund
SYSTEMATIC ALPHA FUND LTD Cayman Islands 805-1781961145 Hedge Fund 265,823,145 5,000,000 Feeder Fund
ACCESS BALANCED FUND CS LTD. Cayman Islands 805-6543805909 Other Private Fund CONTROLLED FOREIGN CORPORATION 122,320 0
PRIME LIQUIDITY FUND LLC United States 805-6650321970 Liquidity Fund 2,339,515,000 10,000,000
SHOLLAR HOLDINGS LLC United States 805-7727000494 Other Private Fund FUND OF FUNDS 1,186,631 0 Fund of Funds
ADVANCED CITY FUND GLOBAL LP United States 805-7701136746 Real Estate Fund 290,281,159 0
JPMAM RE CIP 2 L.P. United Kingdom 805-3494848472 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 26,014,856 0 Feeder Fund
JPMAM G1 CIP LP Cayman Islands 805-1519443996 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 3,275,299 0 Feeder Fund
JPMIM RIVERPOINT INVESTOR LLC United States 805-7650081204 Real Estate Fund 32,786 0
EOIV CAYMAN CIP LP Cayman Islands 805-7235364796 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 4,454,575 0 Feeder Fund
FRONTIER GLOBAL BUYOUT PRIVATE INVESTORS OFFSHORE, L.P. Cayman Islands 805-4493135669 Other Private Fund FUND OF FUNDS 34,515,042 0 Fund of Funds
U.S. REAL ESTATE INCOME & GROWTH CORP (CAYMAN) Cayman Islands 805-6694504527 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 79,302,071 10,000,000
IIF INT'L HOLDING L.P. Cayman Islands 805-2450165714 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 7,203,922,195 0
PEG POOLED VENTURE CAPITAL PRIVATE INVESTORS LLC United States 805-9662204277 Other Private Fund FUND OF FUNDS 4,985,284 1,000,000 Fund of Funds
VILLANOVA PRIVATE ASSETS FUND L.P. United States 805-4136976603 Other Private Fund FUND OF FUNDS 69,400,699 0 Fund of Funds
IIF UK 1 HEDGED LP United Kingdom 805-4889690382 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,207,054,871 10,000,000
IIF CAYMAN 1 LTD. Cayman Islands 805-3842897700 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 302,405,624 10,000,000
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-4552543900 Private Equity Fund 80,646,209 10,000,000 Feeder Fund
JPMIM 4TH STREET GP LLC United States 805-8197459485 Real Estate Fund 552,509 0
JPMIM GOLDEN CARRY 2, LLC United States 805-7600679221 Real Estate Fund 3,770,412 0
PEG ASIA POOLED PRIVATE EQUITY FUND LLC United States 805-3180900358 Other Private Fund FUND OF FUNDS 87,017,783 10,000,000 Feeder Fund Fund of Funds
GLOBAL MARITIME INVESTMENT FUND INTERMEDIATE LP United Kingdom 805-1892523846 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 13,082,435 0 Feeder Fund
PEG DIGITAL GROWTH FUND II, L.P. United States 805-3515289551 Private Equity Fund 1,810,620,621 1,000,000
IIF AUSTRALIAN 1 TRUST Australia 805-9600426190 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 336,361,300 10,000,000 Master Fund
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-4412119603 Private Equity Fund 28,577,145 10,000,000 Feeder Fund
ALTERNATIVE PROPERTY FUND DOMESTIC I, LP United States 805-3811054444 Real Estate Fund 3,756,369 0
JPMIM REGENCY 1 CARRY, LLC United States 805-8242596467 Real Estate Fund 711,336 0
PEG WEWORK LLC United States 805-9545504373 Private Equity Fund 605,214,340 0
IIF HEDGED LP United States 805-8840460276 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 350,276,421 10,000,000
IIF ERISA LP United States 805-6367270795 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 739,091,039 10,000,000
PEG MZ 2016 L.P. United States 805-3209257363 Private Equity Fund 47,421,747 250,000
AARP INNOVATION FUND L.P. United States 805-9198022936 Other Private Fund FUND OF FUNDS 15,966,291 0 Fund of Funds
GLOBAL MARITIME INVESTMENT FUND FEEDER LP United Kingdom 805-8532187380 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 6,176,192 10,000,000 Feeder Fund
JPMIM NIAGARA CP, II LLC United States 805-3274690002 Real Estate Fund 14,552,831 0
EUROPEAN OPPORTUNISTIC PROPERTY FUND III FEEDER LLC United States 805-5298928416 Real Estate Fund 111,032,470 0 Feeder Fund
BYRNES PARK REALTY PARTNERS II, LP United States 805-2705753872 Real Estate Fund 136,983,340 0
PEG CHINA PRIVATE INVESTORS LLC United States 805-4738774279 Other Private Fund FUND OF FUNDS 166,729,411 250,000 Feeder Fund Fund of Funds
PEG POOLED VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-3403976334 Other Private Fund FUND OF FUNDS 121,229,658 10,000,000 Feeder Fund Fund of Funds
SPECIALTY EQUITY STRATEGY I FEEDER LP United States 805-8233118182 Real Estate Fund 161,066 0

J.P. MORGAN INVESTMENT MANAGEMENT INC.

ownership team - last updated 2019-07-09
Name Title Start Date Direct/Indirect % Ownership
GATCH, GEORGE, CROSBY WHITE DIRECTOR/CHAIRMAN/MANAGING DIRECTOR 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR/MANAGING DIRECTOR direct 2001-02-01
ROBERT FLEMING INC. DIRECTOR/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. PRESIDENT direct 2011-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CHAIRMAN/MANAGING DIRECTOR direct 2012-06-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR direct 2001-02-01 2002-07-19
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2002-10-01 2010-06-04
J.P. MORGAN INVESTMENT MANAGEMENT INC. PRESIDENT/DIRECTOR/CEO direct 2010-08-01 2011-02-28
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/CEO direct 2010-08-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. DIRECTOR direct 2010-07-01 2011-04-29
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CEO/PRESIDENT/MANAGING DIRECTOR direct 2010-08-01 2012-12-17
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CHAIRMANT/MANAGING DIRECTOR direct 2012-06-01 2014-11-19
UNREIN, LAWRENCE, MARK DIRECTOR/CIO- AND GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR 02/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
DVCMM LLC MANAGING DIRECTOR direct 2000-06-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CIO- AND GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR direct 2003-02-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01
ROBERT FLEMING INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR direct 2008-06-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR direct 2003-02-01 2003-03-31
ROBERT FLEMING INC. DIRECTOR direct 2003-02-01 2003-03-31
BEAR STEARNS ASSET MANAGEMENT INC CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2008-06-01 2008-07-07
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01 2009-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01 2011-02-28
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/CIO-GLOBAL HEAD OF PRIVATE EQUITY direct 2003-02-01 2011-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER OF THE BOARD OF MANAGERS direct 2004-12-01 2011-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECTOR direct 2003-06-01 2013-10-18
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CIO-GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR direct 2003-02-01 2017-03-31
BEAR STEARNS ASSET MANAGEMENT INC DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2008-06-01 2017-05-09
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. SHAREHOLDER 10/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RICHTER, SCOTT, EDWARD SECRETARY / MANAGING DIRECTOR 05/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF LEGAL OFFICER direct 2005-11-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY / MANAGING DIRECTOR direct 2007-05-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF LEGAL OFFICER direct 2005-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY / MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY/CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. MANAGING DIRECTOR/SECRETARY direct 2007-05-01
JPMORGAN INVESTMENT ADVISORS INC. SECRETARY direct 2007-05-01
JPMORGAN HIGH YIELD PARTNERS LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2005-07-01
PACHOLDER & CO LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2006-08-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC. SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC SECRETARY/MANAGING DIRECTOR direct 2008-10-01
QUINSEE, PAUL, ANTHONY DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR direct 2017-01-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
POWELL, ANDREW, RICHARD DIRECTOR/MANAGING DIRECTOR / SENIOR BUSINESS MANAGER 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR / SENIOR BUSINESS MANAGER direct 2015-02-01
DONOHUE, JOHN, THOMAS DIRECTOR / PRESIDENT / CEO / MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / PRESIDENT / CEO / MANAGING DIRECTOR direct 2015-02-01
DOWD, JOY, CATHERINE DIRECTOR / HEAD OF CLIENT SERVICES / MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY VICE PRESIDENT INVESTMENTS INTERNAL AUDIT direct 2007-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CONTROL OFFICER EXECUTIVE / MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / HEAD OF ASSET MANAGEMENT OVERSIGHT AND CONTROL/ MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / HEAD OF CLIENT SERVICES / MANAGING DIRECTOR direct 2015-02-01
MICHELE, ROBERT, CHARLES DIRECTOR /CIO AND HEAD OF GLOBAL FIXED INCOME, CURRENCY & COMMODITIES/ MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR /CIO AND HEAD OF GLOBAL FIXED INCOME, CURRENCY & COMMODITIES/ MANAGING DIRECTOR direct 2015-02-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC DIRECTOR, MANAGING DIRECTOR direct 1999-06-01 2001-07-20
JPMORGAN ASSET MANAGEMENT (UK) LIMITED DIRECTOR direct 2009-03-01 2012-03-30
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / INVESTMENT TEAM HEAD / MANAGING DIRECTOR direct 2015-02-01 2017-03-31
O'BRIEN, MICHAEL, JOHN DIRECTOR / CO-HEAD OF ASSET MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / GLOBAL PRODUCT HEAD / MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CO-HEAD OF ASSET MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CO-HEAD OF GLOBAL INVESTMENT MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR direct 2015-02-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED CHIEF EXECUTIVE OFFICER/DIRECTOR direct 2014-12-01
JPMORGAN FUNDS LIMITED DIRECTOR/CHIEF EXECUTIVE OFFICER direct 2014-12-01
EGERT, MARK, ALAN CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\EXECUTIVE DIRECTOR direct 2016-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR direct 2016-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR direct 2017-02-01
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT CHIEF COMPLIANCE OFFICER direct 2011-09-01
COWEN ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-08-01
CAMACHO, MICHAEL, ALAN DIRECTOR/GLOBAL HEAD OF BETA STRATEGIES/MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF BETA STRATEGIES/MANAGING DIRECTOR direct 2017-01-01
JPMORGAN SOLUTIONS LLC CHAIRMAN, PRESIDENT AND DIRECTOR direct 2006-04-01
PIL, ANTON, CYRIEL DIRECTOR/GLOBAL HEAD OF ALTERNATIVES/MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR direct 2017-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR direct 2017-01-01
MCCLELLAN, MEGAN, ANN DIRECTOR/ TREASURER/ CFO/ MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2017-01-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/ TREASURER/ CFO/ MANAGING DIRECTOR direct 2017-01-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR direct 2017-06-01
JPMORGAN CHASE & CO. 100% SHAREHHOLDER JPMORGAN CHASE HOLDINGS LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
JPMORGAN STRUCTURED SOLUTIONS LLC DIRECT PARENT, SOLE MEMBER direct 2005-02-01
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2006-07-01
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER OF APPLICANTS DIRECT PARENT indirect 2008-06-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01
WAMU INVESTMENTS, INC. INDIRECT PARENT indirect 2008-09-01
J.P. MORGAN IN-DX LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PARTNERS, LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN SECURITIES LLC STOCK HOLDER indirect 2016-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 63% OF CHASE SECURITIES INC. direct 2001-01-01 2001-04-06
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
JARDINE FLEMING INTERNATIONAL MANAGEMENT INC SHAREHOLDER indirect 2001-01-01 2001-06-06
CHASE FLEMING ASSET MANAGEMENT (LONDON) LTD. PARENT indirect 1996-04-01 2001-08-22
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 48% OF J.P. MORGAN SECURITIES INC. direct 2001-05-01 2001-09-04
J. P. MORGAN SECURITIES INC. SEE QUESTION #1 indirect 2001-05-01 2001-09-04
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2001-09-28
DVCMM LLC 100% SHAREHOLDER OF JPMIM direct 2000-06-01 2001-09-28
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01 2001-12-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-01-01 2002-02-20
ROBERT FLEMING INC. STOCKHOLDER indirect 2000-08-01 2002-06-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-11-01 2002-10-29
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 1996-04-01 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2000-12-01 2003-10-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF J.P. MORGAN SECURITIES HOLDINGS INC. indirect 2001-05-01 2004-03-15
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2002-11-01 2004-07-23
BANC ONE HIGH YIELD PARTNERS LLC 100% indirect 2004-07-01 2004-08-20
BANC ONE INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2004-07-01 2004-10-29
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED INDIRECT OWNER indirect 2004-07-01 2004-11-08
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-03-31
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01 2005-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-06-28
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2004-07-01 2005-06-29
PLEXUS GROUP, INC. SHAREHOLDER indirect 1995-09-01 2005-12-12
PACHOLDER & CO LLC SHAREHOLDER indirect 2004-07-01 2006-01-09
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2006-02-17
PMG ASSET MANAGEMENT INC INDIRECT PARENT indirect 2004-07-01 2006-03-22
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2005-07-01 2006-03-31
HANGAR 4 PARTNERS, LLC 100% OWNER indirect 1999-12-01 2006-09-22
H&Q VENTURE MANAGEMENT LLC OWNER indirect 1999-12-01 2007-08-03
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED OWNER indirect 2004-11-01 2007-12-03
JPMORGAN INVESTMENT ADVISORS INC. OWNER indirect 2004-11-01 2008-02-13
BEAR, STEARNS SECURITIES CORP. STOCK HOLDER direct 2008-07-01 2008-10-03
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER indirect 2008-06-01 2009-01-30
J.P.MORGAN SECURITIES INC. STOCK HOLDER direct 2008-07-01 2010-09-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01 2011-03-25
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER indirect 1998-01-01 2011-03-30
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 1998-01-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01 2011-03-31
IRVING PLACE CAPITAL MANAGEMENT, L.P. OWNER indirect 2008-05-01 2016-01-25
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC SHAREHOLDER indirect 2003-10-01 2016-01-27
J.P. MORGAN IN-DX LLC MEMBER direct 2005-02-01 2016-03-23
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2001-01-01 2016-08-15
J.P. MORGAN PARTNERS, LLC SOLE SHAREHOLDER indirect 2001-01-01 2017-02-09
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-05-01 2017-03-31
JPMORGAN FUNDS LIMITED PARENT indirect 2000-06-01 2017-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2017-03-31
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01 2017-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2003-10-01 2017-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2003-10-01 2017-03-31
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER indirect 2004-11-01 2017-03-31
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
JPMAM G1 CIP LP Cayman Islands 805-1519443996 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 3,275,299 0 Feeder Fund
JPMIM RIVERPOINT INVESTOR LLC United States 805-7650081204 Real Estate Fund 32,786 0
EOIV CAYMAN CIP LP Cayman Islands 805-7235364796 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 4,454,575 0 Feeder Fund
JPMAM RE CIP 2 L.P. United Kingdom 805-3494848472 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 26,014,856 0 Feeder Fund
GMIF II CIP CAYMAN, L.P. Cayman Islands 805-2247814948 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 23,664,835 0 Feeder Fund
JPMIM GOLDEN CARRY 2, LLC United States 805-7600679221 Real Estate Fund 3,770,412 0
GLOBAL MARITIME INVESTMENT FUND FEEDER LP United Kingdom 805-8532187380 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 6,176,192 10,000,000 Feeder Fund
PEG EUROPEAN POOLED CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-6409218625 Other Private Fund FUND OF FUNDS 29,189,505 10,000,000 Feeder Fund Fund of Funds
PEG SECONDARY PRIVATE EQUITY INVESTORS II AIV L.P. Cayman Islands 805-1928519336 Other Private Fund FUND OF FUNDS 52,362,117 0 Fund of Funds
PEG MZ 2016 L.P. United States 805-3209257363 Private Equity Fund 47,421,747 250,000
PEG U.S. POOLED CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-7347638611 Other Private Fund FUND OF FUNDS 185,902,956 10,000,000 Feeder Fund Fund of Funds
IIF LP United States 805-1545665851 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,113,232,361 10,000,000
JPMIM FRONT RANGE CARRY, LLC United States 805-9569639181 Real Estate Fund 34,706 0
PEG U.S. CORPORATE FINANCE INSTITUTIONAL OFFSHORE INVESTORS V LP Cayman Islands 805-4385301701 Private Equity Fund 49,148,255 10,000,000 Fund of Funds
PENINSULA PRIVATE EQUITY FUND L.P. United States 805-9139835131 Private Equity Fund 19,991,803 1,898,000
RED RIVER VENTURE CAPITAL FUND II L.P. United States 805-6442368613 Other Private Fund FUND OF FUNDS 76,306,663 2,500,000 Fund of Funds
ACCESS GROWTH FUND CS LTD Cayman Islands 805-2384060482 Other Private Fund CONTROLLED FOREIGN CORPORATION 123,159 0
IIF TAX-EXEMPT LP United States 805-7825353367 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 295,352,225 10,000,000
BYRNES PARK REALTY PARTNERS II, LP United States 805-2705753872 Real Estate Fund 136,983,340 0
SPECIALTY EQUITY STRATEGY I FEEDER LP United States 805-8233118182 Real Estate Fund 161,066 0
TAHOE PRIVATE EQUITY FUND L.P. United States 805-8956292778 Other Private Fund FUND OF FUNDS 56,747,719 0 Fund of Funds
GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC United States 805-1774371066 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 152,931,778 1,000,000
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI OFFSHORE SPECIAL L.P. Cayman Islands 805-4684630680 Other Private Fund FUND OF FUNDS 66,281,995 1,500,000 Feeder Fund Fund of Funds
PEG U.S. CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-5111117506 Private Equity Fund 12,192,466 10,000,000 Master Fund
SYSTEMATIC ALPHA FUND LP Cayman Islands 805-5270995056 Hedge Fund 164,339,937 5,000,000 Feeder Fund
FRONTIER GLOBAL BUYOUT PRIVATE INVESTORS OFFSHORE, L.P. Cayman Islands 805-4493135669 Other Private Fund FUND OF FUNDS 34,515,042 0 Fund of Funds
PEG CHINA PRIVATE INVESTORS OFFSHORE L.P. United States 805-4431861398 Other Private Fund FUND OF FUNDS 113,277,082 250,000 Feeder Fund Fund of Funds
JPMIM FRONT RANGE INVESTOR, LLC United States 805-1273482407 Real Estate Fund 34,706 0
PRIVATE EQUITY INTERMEDIATE CAYMAN L.P. Cayman Islands 805-3402040799 Other Private Fund FUND OF FUNDS 390,941,695 1,000,000 Master Fund Fund of Funds
PEG DIRECT GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-3791726838 Private Equity Fund 74,348,031 750,000 Feeder Fund Fund of Funds
U.S. LARGE CAP 130/30 FUND, LLC United States 805-4197473121 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 671,084,000 5,000,000
PEG DIGITAL GROWTH FUND, L.P. United States 805-9857087485 Private Equity Fund 39,199,979 1,000,000
IIF US HOLDING 2 LP United States 805-7267130410 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 2,496,131,512 0
ALL COUNTRY INTERNATIONAL EQUITY 3(C)(7) FUND, LLC United States 805-4630342978 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 119,029,000 10,000,000
CMDB II Mauritius 805-8848220596 Private Equity Fund 284,143,376 0 Master Fund
PEG INSTITUTIONAL INVESTORS OFFSHORE SPECIAL L.P Cayman Islands 805-7515179598 Other Private Fund FUND OF FUNDS 64,216,688 1,000,000 Feeder Fund Fund of Funds
PEG HO PRIVATE EQUITY FUND L.P. United States 805-6605794847 Private Equity Fund 82,970,422 1,265,000
JPMIM 4TH STREET INVESTOR, LLC United States 805-6123048617 Real Estate Fund 3,973,256 0
U.S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP (CAYMAN) Cayman Islands 805-8914803177 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 121,212,806 10,000,000
JPMIM REGENCY 1 INVESTOR, LLC United States 805-1235573886 Real Estate Fund 711,336 0
STAFFODSHIRE PRIVATE EQUITY LP Cayman Islands 805-6791046561 Other Private Fund FUND OF FUNDS 50,771,850 0 Fund of Funds
PEG VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-7467276928 Private Equity Fund 3,488,445 10,000,000 Master Fund
JPMIM NIAGARA CP, LLC United States 805-1936101396 Real Estate Fund 9,590,951 0
JOYFUL PROSPECT FUND II L.P. Cayman Islands 805-3870932516 Private Equity Fund 9,475,617 0
JPMIM REGENCY 1 CARRY, LLC United States 805-8242596467 Real Estate Fund 711,336 0
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-4552543900 Private Equity Fund 80,646,209 10,000,000 Feeder Fund
PEG WEWORK LLC United States 805-9545504373 Private Equity Fund 605,214,340 0
PEG SECONDARY PRIVATE EQUITY INVESTORS III L.P. United States 805-4925083960 Other Private Fund FUND OF FUNDS 210,990,418 250,000 Master Fund Fund of Funds
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-2214832980 Private Equity Fund 12,799,649 10,000,000 Master Fund
HARDING PRIVATE EQUITY LLC United States 805-4320911838 Other Private Fund FUND OF FUNDS 5,384,153 0 Fund of Funds
U.S. REAL ESTATE INCOME AND GROWTH GMBH & CO. GESCHLOSSENE INVESTMENT-KG Germany 805-9478852307 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 113,659,780 10,000,000
COVINGTON ENTERPRISES LLC United States 805-5641709258 Other Private Fund FUND OF FUNDS 3,285,616 0 Fund of Funds
PEG WELBORN PRIVATE EQUITY FUND L.P. United States 805-3773994571 Other Private Fund FUND OF FUNDS 58,548,019 2,300,000 Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC United States 805-2076933068 Private Equity Fund 808,605,615 10,000,000
PEG INDIA CO-INVESTMENT, L.P. Cayman Islands 805-8434527195 Other Private Fund FUND OF FUNDS 67,219,278 0 Feeder Fund Fund of Funds
JOYFUL PROSPECT FEEDER FUND L.P. Cayman Islands 805-1199278148 Other Private Fund FUND OF FUNDS 231,143,686 0 Feeder Fund Fund of Funds
PARKCAL II, LLC United States 805-1210893815 Real Estate Fund 307,368,787 0
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS III LLC United States 805-6656568771 Private Equity Fund 21,541,778 10,000,000
ALTERNATIVE PROPERTY FUND DOMESTIC II, LP United States 805-4729879519 Real Estate Fund 3,075,236 0
PEG POOLED VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-3403976334 Other Private Fund FUND OF FUNDS 121,229,658 10,000,000 Feeder Fund Fund of Funds
PEG ASIA DIRECT PRIVATE EQUITY FUND LLC United States 805-2175949414 Private Equity Fund 6,409,687 10,000,000 Feeder Fund
PEG DIRECT GLOBAL PRIVATE EQUITY VII L.P. United States 805-1318877849 Other Private Fund FUND OF FUNDS 61,313,064 10,000,000 Feeder Fund Fund of Funds
IIF HEDGED LP United States 805-8840460276 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 350,276,421 10,000,000
2018 PRIVATE EQUITY FUND L.P. United States 805-2307419145 Private Equity Fund 10,800,079 0
IIF CANADIAN 1 HEDGED LP Canada 805-1754425551 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 510,223,111 10,000,000
GLOBAL MARITIME INVESTMENT FUND FEEDER, LLC United States 805-7725226053 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 13,085,689 10,000,000 Feeder Fund
JPMIM GOLDEN INVESTOR 2, LLC United States 805-7564628484 Real Estate Fund 3,770,412 0
PEG POOLED VENTURE CAPITAL PRIVATE INVESTORS LLC United States 805-9662204277 Other Private Fund FUND OF FUNDS 4,985,284 1,000,000 Fund of Funds
PEG POOLED CORPORATE FINANCE PRIVATE INVESTORS LLC United States 805-4238868198 Other Private Fund FUND OF FUNDS 3,469,825 250,000 Fund of Funds
TEAMSTERS JOINT COUNCIL NO. 83 OF VIRGINIA PENSION FUND PRIVATE EQUITY FUND L.P United States 805-8105855754 Other Private Fund FUND OF FUNDS 69,901,156 0 Fund of Funds
JPMIM NIAGARA CP, II LLC United States 805-3274690002 Real Estate Fund 14,552,831 0
JPMIM 4TH STREET GP LLC United States 805-8197459485 Real Estate Fund 552,509 0
DIGITAL GROWTH CO-INVESTMENT 2, L.P. United States 805-8755050199 Private Equity Fund 333 250,000
IIF ERISA LP United States 805-6367270795 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 739,091,039 10,000,000
JPMAMA RE GP 3LP United Kingdom 805-3393890041 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 54,882,896 0 Feeder Fund
EUROPEAN OPPORTUNISTIC PROPERTY FUND III FEEDER LLC United States 805-5298928416 Real Estate Fund 111,032,470 0 Feeder Fund
PEG DIRECT GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-1213147142 Private Equity Fund 188,683,714 10,000,000 Feeder Fund
PEG GLOBAL PRIVATE EQUITY VII OFFSHORE SPECIAL L.P. Cayman Islands 805-1610472795 Other Private Fund FUND OF FUNDS 60,998,622 10,000,000 Feeder Fund Fund of Funds
PEG ASIA PRIVATE EQUITY FUND LLC United States 805-9402648718 Private Equity Fund 1,758,571 10,000,000 Master Fund
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC United States 805-8604582470 Private Equity Fund 363,751,578 10,000,000
GLOBAL MARITIME INVESTMENT FUND II FEEDER LLC United States 805-6832208917 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 404,423,000 10,000,000 Feeder Fund
STAR LAKE FUND II, LLC United States 805-2311143162 Real Estate Fund 392,231,800 0
IIF DUTCH 1 CAYMAN L.P. Cayman Islands 805-6391380395 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 471,948,200 10,000,000
PEG POOLED GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-3528517755 Other Private Fund FUND OF FUNDS 87,221,427 750,000 Feeder Fund Fund of Funds
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-8019367050 Private Equity Fund 9,617,411 750,000 Master Fund Fund of Funds
JPM MEZZ DEBT REIT LLC United States 805-4846364476 Real Estate Fund 181,707,469 0
STAR LAKE FUND I, LLC United States 805-8797971462 Real Estate Fund 282,316,042 0
PARKCAL, LLC United States 805-5729486616 Real Estate Fund 359,128,721 0
AIRRO INDIA SIDECAR FUND CAYMAN, L.P. Cayman Islands 805-8063231444 Real Estate Fund 0 10,000,000 Feeder Fund
CMDB I Mauritius 805-3215850163 Other Private Fund FUND OF FUNDS 284,629,936 0 Feeder Fund Fund of Funds
BAYVIEW MARKET SQUARE LP United States 805-8537909880 Real Estate Fund 550,423,060 0
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN CORP. Cayman Islands 805-9640231300 Real Estate Fund 0 10,000,000 Feeder Fund
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-8199098193 Private Equity Fund 6,580,324 10,000,000 Feeder Fund
SYSTEMATIC ALPHA MASTER FUND LP Cayman Islands 805-2765188157 Hedge Fund 479,025,427 5,000,000 Master Fund
PEG EUROPEAN CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-9327707608 Private Equity Fund 7,853,896 10,000,000 Master Fund
IIF UK 1 LP United Kingdom 805-5651832720 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 3,255,070,176 10,000,000
PIONEER PRIVATE EQUITY LLC United States 805-4300754739 Other Private Fund FUND OF FUNDS 13,491,448 0 Fund of Funds
IIF CANADIAN 2 LP Canada 805-3556045277 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,923,728,294 10,000,000
GLOBAL MARITIME INVESTMENT FUND INTERMEDIATE LP United Kingdom 805-1892523846 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 13,082,435 0 Feeder Fund
PEG DIGITAL GROWTH FUND II, L.P. United States 805-3515289551 Private Equity Fund 1,810,620,621 1,000,000
MAVIS PRIVATE EQUITY LP Cayman Islands 805-1731249005 Other Private Fund FUND OF FUNDS 50,771,850 0 Fund of Funds
ALTERNATIVE PROPERTY FUND DOMESTIC I, LP United States 805-3811054444 Real Estate Fund 3,756,369 0
J-CAL United States 805-5711088039 Real Estate Fund 488,299,073 0
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-4412119603 Private Equity Fund 28,577,145 10,000,000 Feeder Fund
SMF GLOBAL LP United States 805-6243381693 Real Estate Fund 1,852,361,302 0
PEG ASIA POOLED PRIVATE EQUITY FUND LLC United States 805-3180900358 Other Private Fund FUND OF FUNDS 87,017,783 10,000,000 Feeder Fund Fund of Funds
GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V OFFSHORE SPECIAL L.P. Cayman Islands 805-5667114652 Private Equity Fund 47,023,914 500,000 Feeder Fund Fund of Funds
U.S. REAL ESTATE INCOME & GROWTH FINANCE CORP (CAYMAN) Cayman Islands 805-3753746316 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 56,777,673 10,000,000
IIF CANADIAN 3 LP Canada 805-5618079764 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 295,820,152 10,000,000
IIF CAYMAN 1 LTD. Cayman Islands 805-3842897700 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 302,405,624 10,000,000
IIF AUSTRALIAN 1 TRUST Australia 805-9600426190 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 336,361,300 10,000,000 Master Fund
AARP INNOVATION FUND L.P. United States 805-9198022936 Other Private Fund FUND OF FUNDS 15,966,291 0 Fund of Funds
TAMPICO HOLDINGS LLC United States 805-6377836489 Other Private Fund FUND OF FUNDS 2,115,420 0 Fund of Funds
SYSTEMATIC ALPHA FUND CS LTD. Cayman Islands 805-5846601791 Other Private Fund CONTROLLED FOREIGN CORPORATION 56,246,634 0
U.S. REAL ESTATE INCOME & GROWTH DOMESTIC LP United States 805-5135362762 Other Private Fund NOT A HEDGE FUND, LIQUIDITY FUND, PRIVATE EQUITY FUND, REAL ESTATE FUND, SECURITIZED ASSET FUND OR VENTURE CAPITAL FUND 1,961,004,915 10,000,000
SANDY SPRINGS ACQUISITION HOLDING, LLC United States 805-6844172231 Real Estate Fund 10,372,142 0
EXCELSIOR II LLC United States 805-5833745393 Real Estate Fund 45,970,435 50,000,000
PEG GLOBAL PRIVATE EQUITY VII L.P. United States 805-1078074969 Other Private Fund FUND OF FUNDS 36,198,879 10,000,000 Master Fund Fund of Funds
COURIER PRIVATE EQUITY FUND L.P. Cayman Islands 805-8879893326 Private Equity Fund 25,437,397 0 Master Fund
COURIER FEEDER FUND L.P. Cayman Islands 805-4774217725 Private Equity Fund 25,818,434 0 Feeder Fund
GLOBAL TRANSPORT INCOME FUND FEEDER LLC United States 805-6684792058 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 250,599,288 10,000,000 Feeder Fund
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS IV LLC United States 805-9946529988 Private Equity Fund 979,612,021 10,000,000
JPMIM RIVERPOINT CARRY, LLC United States 805-6383685833 Real Estate Fund 32,786 0
PEG CHINA PRIVATE INVESTORS LLC United States 805-4738774279 Other Private Fund FUND OF FUNDS 166,729,411 250,000 Feeder Fund Fund of Funds
IIF UK 1 HEDGED LP United Kingdom 805-4889690382 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,207,054,871 10,000,000
IIF CANADIAN 4 LP Canada 805-5368697779 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 685,842,833 10,000,000
IIF CAYMAN 1 HEDGED LTD Cayman Islands 805-9586774173 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 108,904,244 10,000,000
IIF INT'L HOLDING L.P. Cayman Islands 805-2450165714 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 7,203,922,195 0
U.S. REAL ESTATE INCOME & GROWTH CORP (CAYMAN) Cayman Islands 805-6694504527 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 79,302,071 10,000,000
REGENCY REDWOOD, LLC United States 805-4194595712 Real Estate Fund 3,877,209 0
HARDING PRIVATE EQUITY LP Cayman Islands 805-2716328307 Other Private Fund FUND OF FUNDS 50,771,850 0 Fund of Funds
REGENCY VISTA PARK, LLC United States 805-1315461402 Real Estate Fund 154,603,022 0
FLORIDA SUNSHINE STATE FUND L.P. United States 805-9684128036 Private Equity Fund 0 0
U.S. REAL ESTATE INCOME & GROWTH DIRECT LP United States 805-5509059902 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 513,104,607 10,000,000
IIF USSC LP United States 805-3456561966 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 23,111,385 10,000,000
GLOBAL EMERGING MARKETS DISCOVERY FUND, LLC United States 805-2342506618 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 697,232,000 1,000,000
PEG POOLED GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-8737399857 Other Private Fund FUND OF FUNDS 276,083,041 10,000,000 Feeder Fund Fund of Funds
RED RIVER VENTURE CAPITAL FUND, L.P. Cayman Islands 805-7506920390 Other Private Fund FUND OF FUNDS 267,667,364 0 Fund of Funds
JOYFUL PROSPECT FUND L.P. Cayman Islands 805-6691031237 Private Equity Fund 238,170,454 0 Master Fund
PEG SECONDARY PRIVATE EQUITY INVESTORS II L.P. United States 805-6328530481 Other Private Fund FUND OF FUNDS 618,095,780 500,000 Fund of Funds
NUTMEG OPPORTUNITIES FUND II LLC United States 805-1932476984 Other Private Fund FUND OF FUNDS 32,696,605 0 Fund of Funds
PEG FD LLC United States 805-1929525463 Private Equity Fund 17,328,108 4,999,715
PEG U.S. DIRECT CORPORATE FINANCE VI SELECT L.P. United States 805-9237304059 Other Private Fund FUND OF FUNDS 9,589,670 10,000,000 Fund of Funds
MANAGED FUTURES FUND CS Cayman Islands 805-9126055303 Other Private Fund CONTROLLED FOREIGN CORPORATION 51,126,027 0
BPRP II BOATHOUSE HOLDCO LP United States 805-9786160735 Real Estate Fund 27,550,407 0
PEG U.S. CORPORATE FINANCE VI SELECT L.P. United States 805-8414708804 Other Private Fund FUND OF FUNDS 15,153,601 10,000,000 Feeder Fund Fund of Funds
NUTMEG OPPORTUNITIES FUND LP Cayman Islands 805-3376315589 Other Private Fund FUND OF FUNDS 96,377,056 0 Fund of Funds
JPMORGAN GREATER CHINA PROPERTY FUND, LLC United States 805-6242026137 Real Estate Fund 0 10,000,000 Feeder Fund
PEG SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE SPECIAL III L.P. Cayman Islands 805-1057051551 Other Private Fund FUND OF FUNDS 90,321,673 250,000 Feeder Fund Fund of Funds
IIF CANADIAN 1 LP Canada 805-9052748730 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 908,162,044 10,000,000
DIVERSIFIED ALTERNATIVES FUND CS LTD Cayman Islands 805-4161974336 Other Private Fund CONTROLLED FOREIGN CORPORATION 194,362,448 0
IIF US HOLDING LP United States 805-6310306237 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 919,900,029 0
VILLANOVA PRIVATE ASSETS FUND L.P. United States 805-4136976603 Other Private Fund FUND OF FUNDS 69,400,699 0 Fund of Funds
SYSTEMATIC ALPHA FUND LTD Cayman Islands 805-1781961145 Hedge Fund 265,823,145 5,000,000 Feeder Fund
ACCESS BALANCED FUND CS LTD. Cayman Islands 805-6543805909 Other Private Fund CONTROLLED FOREIGN CORPORATION 122,320 0
PRIME LIQUIDITY FUND LLC United States 805-6650321970 Liquidity Fund 2,339,515,000 10,000,000
GLOBAL MARITIME INVESTMENT FUND LP United Kingdom 805-6633765983 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 548,129,841 10,000,000 Master Fund
SHOLLAR HOLDINGS LLC United States 805-7727000494 Other Private Fund FUND OF FUNDS 1,186,631 0 Fund of Funds
ADVANCED CITY FUND GLOBAL LP United States 805-7701136746 Real Estate Fund 290,281,159 0

J.P. MORGAN INVESTMENT MANAGEMENT INC.

ownership team - last updated 2019-05-06
Name Title Start Date Direct/Indirect % Ownership
GATCH, GEORGE, CROSBY WHITE DIRECTOR/CHAIRMAN/MANAGING DIRECTOR 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR/MANAGING DIRECTOR direct 2001-02-01
ROBERT FLEMING INC. DIRECTOR/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. PRESIDENT direct 2011-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CHAIRMAN/MANAGING DIRECTOR direct 2012-06-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR direct 2001-02-01 2002-07-19
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2002-10-01 2010-06-04
J.P. MORGAN INVESTMENT MANAGEMENT INC. PRESIDENT/DIRECTOR/CEO direct 2010-08-01 2011-02-28
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/CEO direct 2010-08-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. DIRECTOR direct 2010-07-01 2011-04-29
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CEO/PRESIDENT/MANAGING DIRECTOR direct 2010-08-01 2012-12-17
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CHAIRMANT/MANAGING DIRECTOR direct 2012-06-01 2014-11-19
UNREIN, LAWRENCE, MARK DIRECTOR/CIO- AND GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR 02/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
DVCMM LLC MANAGING DIRECTOR direct 2000-06-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CIO- AND GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR direct 2003-02-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01
ROBERT FLEMING INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR direct 2008-06-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR direct 2003-02-01 2003-03-31
ROBERT FLEMING INC. DIRECTOR direct 2003-02-01 2003-03-31
BEAR STEARNS ASSET MANAGEMENT INC CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2008-06-01 2008-07-07
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01 2009-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01 2011-02-28
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/CIO-GLOBAL HEAD OF PRIVATE EQUITY direct 2003-02-01 2011-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER OF THE BOARD OF MANAGERS direct 2004-12-01 2011-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECTOR direct 2003-06-01 2013-10-18
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CIO-GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR direct 2003-02-01 2017-03-31
BEAR STEARNS ASSET MANAGEMENT INC DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2008-06-01 2017-05-09
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. SHAREHOLDER 10/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RICHTER, SCOTT, EDWARD SECRETARY / MANAGING DIRECTOR 05/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF LEGAL OFFICER direct 2005-11-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY / MANAGING DIRECTOR direct 2007-05-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF LEGAL OFFICER direct 2005-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY / MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY/CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. MANAGING DIRECTOR/SECRETARY direct 2007-05-01
JPMORGAN INVESTMENT ADVISORS INC. SECRETARY direct 2007-05-01
JPMORGAN HIGH YIELD PARTNERS LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2005-07-01
PACHOLDER & CO LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2006-08-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC. SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC SECRETARY/MANAGING DIRECTOR direct 2008-10-01
QUINSEE, PAUL, ANTHONY DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR direct 2017-01-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
POWELL, ANDREW, RICHARD DIRECTOR/MANAGING DIRECTOR / SENIOR BUSINESS MANAGER 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR / SENIOR BUSINESS MANAGER direct 2015-02-01
DONOHUE, JOHN, THOMAS DIRECTOR / PRESIDENT / CEO / MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / PRESIDENT / CEO / MANAGING DIRECTOR direct 2015-02-01
DOWD, JOY, CATHERINE DIRECTOR / HEAD OF CLIENT SERVICES / MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY VICE PRESIDENT INVESTMENTS INTERNAL AUDIT direct 2007-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CONTROL OFFICER EXECUTIVE / MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / HEAD OF ASSET MANAGEMENT OVERSIGHT AND CONTROL/ MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / HEAD OF CLIENT SERVICES / MANAGING DIRECTOR direct 2015-02-01
MICHELE, ROBERT, CHARLES DIRECTOR /CIO AND HEAD OF GLOBAL FIXED INCOME, CURRENCY & COMMODITIES/ MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR /CIO AND HEAD OF GLOBAL FIXED INCOME, CURRENCY & COMMODITIES/ MANAGING DIRECTOR direct 2015-02-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC DIRECTOR, MANAGING DIRECTOR direct 1999-06-01 2001-07-20
JPMORGAN ASSET MANAGEMENT (UK) LIMITED DIRECTOR direct 2009-03-01 2012-03-30
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / INVESTMENT TEAM HEAD / MANAGING DIRECTOR direct 2015-02-01 2017-03-31
O'BRIEN, MICHAEL, JOHN DIRECTOR / CO-HEAD OF ASSET MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / GLOBAL PRODUCT HEAD / MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CO-HEAD OF ASSET MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CO-HEAD OF GLOBAL INVESTMENT MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR direct 2015-02-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED CHIEF EXECUTIVE OFFICER/DIRECTOR direct 2014-12-01
JPMORGAN FUNDS LIMITED DIRECTOR/CHIEF EXECUTIVE OFFICER direct 2014-12-01
EGERT, MARK, ALAN CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\EXECUTIVE DIRECTOR direct 2016-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR direct 2016-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR direct 2017-02-01
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT CHIEF COMPLIANCE OFFICER direct 2011-09-01
COWEN ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-08-01
CAMACHO, MICHAEL, ALAN DIRECTOR/GLOBAL HEAD OF BETA STRATEGIES/MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF BETA STRATEGIES/MANAGING DIRECTOR direct 2017-01-01
JPMORGAN SOLUTIONS LLC CHAIRMAN, PRESIDENT AND DIRECTOR direct 2006-04-01
PIL, ANTON, CYRIEL DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR direct 2017-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR direct 2017-01-01
MCCLELLAN, MEGAN, ANN DIRECTOR/ TREASURER/ CFO/ MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2017-01-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/ TREASURER/ CFO/ MANAGING DIRECTOR direct 2017-01-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR direct 2017-06-01
JPMORGAN CHASE & CO. 100% SHAREHHOLDER JPMORGAN CHASE HOLDINGS LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
JPMORGAN STRUCTURED SOLUTIONS LLC DIRECT PARENT, SOLE MEMBER direct 2005-02-01
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2006-07-01
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER OF APPLICANTS DIRECT PARENT indirect 2008-06-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01
WAMU INVESTMENTS, INC. INDIRECT PARENT indirect 2008-09-01
J.P. MORGAN IN-DX LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PARTNERS, LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN SECURITIES LLC STOCK HOLDER indirect 2016-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 63% OF CHASE SECURITIES INC. direct 2001-01-01 2001-04-06
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
JARDINE FLEMING INTERNATIONAL MANAGEMENT INC SHAREHOLDER indirect 2001-01-01 2001-06-06
CHASE FLEMING ASSET MANAGEMENT (LONDON) LTD. PARENT indirect 1996-04-01 2001-08-22
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 48% OF J.P. MORGAN SECURITIES INC. direct 2001-05-01 2001-09-04
J. P. MORGAN SECURITIES INC. SEE QUESTION #1 indirect 2001-05-01 2001-09-04
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2001-09-28
DVCMM LLC 100% SHAREHOLDER OF JPMIM direct 2000-06-01 2001-09-28
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01 2001-12-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-01-01 2002-02-20
ROBERT FLEMING INC. STOCKHOLDER indirect 2000-08-01 2002-06-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-11-01 2002-10-29
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 1996-04-01 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2000-12-01 2003-10-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF J.P. MORGAN SECURITIES HOLDINGS INC. indirect 2001-05-01 2004-03-15
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2002-11-01 2004-07-23
BANC ONE HIGH YIELD PARTNERS LLC 100% indirect 2004-07-01 2004-08-20
BANC ONE INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2004-07-01 2004-10-29
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED INDIRECT OWNER indirect 2004-07-01 2004-11-08
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-03-31
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01 2005-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-06-28
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2004-07-01 2005-06-29
PLEXUS GROUP, INC. SHAREHOLDER indirect 1995-09-01 2005-12-12
PACHOLDER & CO LLC SHAREHOLDER indirect 2004-07-01 2006-01-09
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2006-02-17
PMG ASSET MANAGEMENT INC INDIRECT PARENT indirect 2004-07-01 2006-03-22
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2005-07-01 2006-03-31
HANGAR 4 PARTNERS, LLC 100% OWNER indirect 1999-12-01 2006-09-22
H&Q VENTURE MANAGEMENT LLC OWNER indirect 1999-12-01 2007-08-03
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED OWNER indirect 2004-11-01 2007-12-03
JPMORGAN INVESTMENT ADVISORS INC. OWNER indirect 2004-11-01 2008-02-13
BEAR, STEARNS SECURITIES CORP. STOCK HOLDER direct 2008-07-01 2008-10-03
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER indirect 2008-06-01 2009-01-30
J.P.MORGAN SECURITIES INC. STOCK HOLDER direct 2008-07-01 2010-09-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01 2011-03-25
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER indirect 1998-01-01 2011-03-30
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 1998-01-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01 2011-03-31
IRVING PLACE CAPITAL MANAGEMENT, L.P. OWNER indirect 2008-05-01 2016-01-25
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC SHAREHOLDER indirect 2003-10-01 2016-01-27
J.P. MORGAN IN-DX LLC MEMBER direct 2005-02-01 2016-03-23
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2001-01-01 2016-08-15
J.P. MORGAN PARTNERS, LLC SOLE SHAREHOLDER indirect 2001-01-01 2017-02-09
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-05-01 2017-03-31
JPMORGAN FUNDS LIMITED PARENT indirect 2000-06-01 2017-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2017-03-31
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01 2017-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2003-10-01 2017-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2003-10-01 2017-03-31
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER indirect 2004-11-01 2017-03-31
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EUROPEAN OPPORTUNISTIC PROPERTY FUND III FEEDER LLC United States 805-5298928416 Real Estate Fund 111,032,470 0 Feeder Fund
JPMIM GOLDEN INVESTOR 2, LLC United States 805-7564628484 Real Estate Fund 3,770,412 0
PEG POOLED VENTURE CAPITAL PRIVATE INVESTORS LLC United States 805-9662204277 Other Private Fund FUND OF FUNDS 4,985,284 1,000,000 Fund of Funds
JPMIM 4TH STREET GP LLC United States 805-8197459485 Real Estate Fund 552,509 0
PEG ASIA PRIVATE EQUITY FUND LLC United States 805-9402648718 Private Equity Fund 1,758,571 10,000,000 Master Fund
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC United States 805-8604582470 Private Equity Fund 363,751,578 10,000,000
GLOBAL MARITIME INVESTMENT FUND II FEEDER LLC United States 805-6832208917 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 404,423,000 10,000,000 Feeder Fund
STAR LAKE FUND II, LLC United States 805-2311143162 Real Estate Fund 392,231,800 0
IIF DUTCH 1 CAYMAN L.P. Cayman Islands 805-6391380395 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 471,948,200 10,000,000
PARKCAL, LLC United States 805-5729486616 Real Estate Fund 359,128,721 0
CMDB I Mauritius 805-3215850163 Other Private Fund FUND OF FUNDS 284,629,936 0 Feeder Fund Fund of Funds
BAYVIEW MARKET SQUARE LP United States 805-8537909880 Real Estate Fund 550,423,060 0
IIF USSC LP United States 805-3456561966 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 23,111,385 10,000,000
GLOBAL EMERGING MARKETS DISCOVERY FUND, LLC United States 805-2342506618 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 697,232,000 1,000,000
PEG POOLED GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-8737399857 Other Private Fund FUND OF FUNDS 276,083,041 10,000,000 Feeder Fund Fund of Funds
RED RIVER VENTURE CAPITAL FUND, L.P. Cayman Islands 805-7506920390 Other Private Fund FUND OF FUNDS 267,667,364 0 Fund of Funds
JOYFUL PROSPECT FUND L.P. Cayman Islands 805-6691031237 Private Equity Fund 238,170,454 0 Master Fund
FRONTIER GLOBAL BUYOUT PRIVATE INVESTORS OFFSHORE, L.P. Cayman Islands 805-4493135669 Other Private Fund FUND OF FUNDS 34,515,042 0 Fund of Funds
PEG CHINA PRIVATE INVESTORS OFFSHORE L.P. United States 805-4431861398 Other Private Fund FUND OF FUNDS 113,277,082 250,000 Feeder Fund Fund of Funds
JPMIM FRONT RANGE INVESTOR, LLC United States 805-1273482407 Real Estate Fund 34,706 0
PRIVATE EQUITY INTERMEDIATE CAYMAN L.P. Cayman Islands 805-3402040799 Other Private Fund FUND OF FUNDS 390,941,695 1,000,000 Master Fund Fund of Funds
PEG DIRECT GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-3791726838 Private Equity Fund 74,348,031 750,000 Feeder Fund Fund of Funds
PEG SECONDARY PRIVATE EQUITY INVESTORS III L.P. United States 805-4925083960 Other Private Fund FUND OF FUNDS 210,990,418 250,000 Master Fund Fund of Funds
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-2214832980 Private Equity Fund 12,799,649 10,000,000 Master Fund
HARDING PRIVATE EQUITY LLC United States 805-4320911838 Other Private Fund FUND OF FUNDS 5,384,153 0 Fund of Funds
U.S. REAL ESTATE INCOME AND GROWTH GMBH & CO. GESCHLOSSENE INVESTMENT-KG Germany 805-9478852307 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 113,659,780 10,000,000
COVINGTON ENTERPRISES LLC United States 805-5641709258 Other Private Fund FUND OF FUNDS 3,285,616 0 Fund of Funds
PEG WELBORN PRIVATE EQUITY FUND L.P. United States 805-3773994571 Other Private Fund FUND OF FUNDS 58,548,019 2,300,000 Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC United States 805-2076933068 Private Equity Fund 808,605,615 10,000,000
PEG INDIA CO-INVESTMENT, L.P. Cayman Islands 805-8434527195 Other Private Fund FUND OF FUNDS 67,219,278 0 Feeder Fund Fund of Funds
JOYFUL PROSPECT FEEDER FUND L.P. Cayman Islands 805-1199278148 Other Private Fund FUND OF FUNDS 231,143,686 0 Feeder Fund Fund of Funds
PARKCAL II, LLC United States 805-1210893815 Real Estate Fund 307,368,787 0
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS III LLC United States 805-6656568771 Private Equity Fund 21,541,778 10,000,000
PEG SECONDARY PRIVATE EQUITY INVESTORS II L.P. United States 805-6328530481 Other Private Fund FUND OF FUNDS 618,095,780 500,000 Fund of Funds
NUTMEG OPPORTUNITIES FUND II LLC United States 805-1932476984 Other Private Fund FUND OF FUNDS 32,696,605 0 Fund of Funds
PEG FD LLC United States 805-1929525463 Private Equity Fund 17,328,108 4,999,715
PEG U.S. DIRECT CORPORATE FINANCE VI SELECT L.P. United States 805-9237304059 Other Private Fund FUND OF FUNDS 9,589,670 10,000,000 Fund of Funds
MANAGED FUTURES FUND CS Cayman Islands 805-9126055303 Other Private Fund CONTROLLED FOREIGN CORPORATION 51,126,027 0
BPRP II BOATHOUSE HOLDCO LP United States 805-9786160735 Real Estate Fund 27,550,407 0
PEG U.S. CORPORATE FINANCE VI SELECT L.P. United States 805-8414708804 Other Private Fund FUND OF FUNDS 15,153,601 10,000,000 Feeder Fund Fund of Funds
NUTMEG OPPORTUNITIES FUND LP Cayman Islands 805-3376315589 Other Private Fund FUND OF FUNDS 96,377,056 0 Fund of Funds
JPMORGAN GREATER CHINA PROPERTY FUND, LLC United States 805-6242026137 Real Estate Fund 0 10,000,000 Feeder Fund
PEG SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE SPECIAL III L.P. Cayman Islands 805-1057051551 Other Private Fund FUND OF FUNDS 90,321,673 250,000 Feeder Fund Fund of Funds
IIF CANADIAN 1 LP Canada 805-9052748730 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 908,162,044 10,000,000
DIVERSIFIED ALTERNATIVES FUND CS LTD Cayman Islands 805-4161974336 Other Private Fund CONTROLLED FOREIGN CORPORATION 194,362,448 0
IIF US HOLDING LP United States 805-6310306237 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 919,900,029 0
VILLANOVA PRIVATE ASSETS FUND L.P. United States 805-4136976603 Other Private Fund FUND OF FUNDS 69,400,699 0 Fund of Funds
SYSTEMATIC ALPHA FUND LTD Cayman Islands 805-1781961145 Hedge Fund 265,823,145 5,000,000 Feeder Fund
SYSTEMATIC ALPHA FUND LP Cayman Islands 805-5270995056 Hedge Fund 164,339,937 5,000,000 Feeder Fund
ACCESS BALANCED FUND CS LTD. Cayman Islands 805-6543805909 Other Private Fund CONTROLLED FOREIGN CORPORATION 122,320 0
PRIME LIQUIDITY FUND LLC United States 805-6650321970 Liquidity Fund 2,339,515,000 10,000,000
GLOBAL MARITIME INVESTMENT FUND LP United Kingdom 805-6633765983 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 548,129,841 10,000,000 Master Fund
SHOLLAR HOLDINGS LLC United States 805-7727000494 Other Private Fund FUND OF FUNDS 1,186,631 0 Fund of Funds
ADVANCED CITY FUND GLOBAL LP United States 805-7701136746 Real Estate Fund 290,281,159 0
JPMAM G1 CIP LP Cayman Islands 805-1519443996 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 3,275,299 0 Feeder Fund
JPMIM RIVERPOINT INVESTOR LLC United States 805-7650081204 Real Estate Fund 32,786 0
EOIV CAYMAN CIP LP Cayman Islands 805-7235364796 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 4,454,575 0 Feeder Fund
JPMAM RE CIP 2 L.P. United Kingdom 805-3494848472 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 26,014,856 0 Feeder Fund
GMIF II CIP CAYMAN, L.P. Cayman Islands 805-2247814948 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 23,664,835 0 Feeder Fund
JPMIM GOLDEN CARRY 2, LLC United States 805-7600679221 Real Estate Fund 3,770,412 0
GLOBAL MARITIME INVESTMENT FUND FEEDER LP United Kingdom 805-8532187380 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 6,176,192 10,000,000 Feeder Fund
PEG EUROPEAN POOLED CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-6409218625 Other Private Fund FUND OF FUNDS 29,189,505 10,000,000 Feeder Fund Fund of Funds
PEG SECONDARY PRIVATE EQUITY INVESTORS II AIV L.P. Cayman Islands 805-1928519336 Other Private Fund FUND OF FUNDS 52,362,117 0 Fund of Funds
PEG MZ 2016 L.P. United States 805-3209257363 Private Equity Fund 47,421,747 250,000
PEG U.S. POOLED CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-7347638611 Other Private Fund FUND OF FUNDS 185,902,956 10,000,000 Feeder Fund Fund of Funds
IIF LP United States 805-1545665851 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,113,232,361 10,000,000
JPMIM FRONT RANGE CARRY, LLC United States 805-9569639181 Real Estate Fund 34,706 0
PEG U.S. CORPORATE FINANCE INSTITUTIONAL OFFSHORE INVESTORS V LP Cayman Islands 805-4385301701 Private Equity Fund 49,148,255 10,000,000 Fund of Funds
PENINSULA PRIVATE EQUITY FUND L.P. United States 805-9139835131 Private Equity Fund 19,991,803 1,898,000
RED RIVER VENTURE CAPITAL FUND II L.P. United States 805-6442368613 Other Private Fund FUND OF FUNDS 76,306,663 2,500,000 Fund of Funds
ACCESS GROWTH FUND CS LTD Cayman Islands 805-2384060482 Other Private Fund CONTROLLED FOREIGN CORPORATION 123,159 0
IIF TAX-EXEMPT LP United States 805-7825353367 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 295,352,225 10,000,000
BYRNES PARK REALTY PARTNERS II, LP United States 805-2705753872 Real Estate Fund 136,983,340 0
SPECIALTY EQUITY STRATEGY I FEEDER LP United States 805-8233118182 Real Estate Fund 161,066 0
TAHOE PRIVATE EQUITY FUND L.P. United States 805-8956292778 Other Private Fund FUND OF FUNDS 56,747,719 0 Fund of Funds
GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC United States 805-1774371066 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 152,931,778 1,000,000
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI OFFSHORE SPECIAL L.P. Cayman Islands 805-4684630680 Other Private Fund FUND OF FUNDS 66,281,995 1,500,000 Feeder Fund Fund of Funds
PEG U.S. CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-5111117506 Private Equity Fund 12,192,466 10,000,000 Master Fund
STAFFODSHIRE PRIVATE EQUITY LP Cayman Islands 805-6791046561 Other Private Fund FUND OF FUNDS 50,771,850 0 Fund of Funds
PEG VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-7467276928 Private Equity Fund 3,488,445 10,000,000 Master Fund
JPMIM NIAGARA CP, LLC United States 805-1936101396 Real Estate Fund 9,590,951 0
IIF US HOLDING 2 LP United States 805-7267130410 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 2,496,131,512 0
ALL COUNTRY INTERNATIONAL EQUITY 3(C)(7) FUND, LLC United States 805-4630342978 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 119,029,000 10,000,000
JPMIM REGENCY 1 INVESTOR, LLC United States 805-1235573886 Real Estate Fund 711,336 0
PEG DIGITAL GROWTH FUND, L.P. United States 805-9857087485 Private Equity Fund 39,199,979 1,000,000
CMDB II Mauritius 805-8848220596 Private Equity Fund 284,143,376 0 Master Fund
PEG INSTITUTIONAL INVESTORS OFFSHORE SPECIAL L.P Cayman Islands 805-7515179598 Other Private Fund FUND OF FUNDS 64,216,688 1,000,000 Feeder Fund Fund of Funds
PEG HO PRIVATE EQUITY FUND L.P. United States 805-6605794847 Private Equity Fund 82,970,422 1,265,000
JPMIM 4TH STREET INVESTOR, LLC United States 805-6123048617 Real Estate Fund 3,973,256 0
U.S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP (CAYMAN) Cayman Islands 805-8914803177 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 121,212,806 10,000,000
ALTERNATIVE PROPERTY FUND DOMESTIC II, LP United States 805-4729879519 Real Estate Fund 3,075,236 0
PEG POOLED VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-3403976334 Other Private Fund FUND OF FUNDS 121,229,658 10,000,000 Feeder Fund Fund of Funds
U.S. LARGE CAP 130/30 FUND, LLC United States 805-4197473121 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 671,084,000 5,000,000
PEG DIRECT GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-1213147142 Private Equity Fund 188,683,714 10,000,000 Feeder Fund
PEG GLOBAL PRIVATE EQUITY VII OFFSHORE SPECIAL L.P. Cayman Islands 805-1610472795 Other Private Fund FUND OF FUNDS 60,998,622 10,000,000 Feeder Fund Fund of Funds
PEG POOLED GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-3528517755 Other Private Fund FUND OF FUNDS 87,221,427 750,000 Feeder Fund Fund of Funds
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-8019367050 Private Equity Fund 9,617,411 750,000 Master Fund Fund of Funds
JPM MEZZ DEBT REIT LLC United States 805-4846364476 Real Estate Fund 181,707,469 0
STAR LAKE FUND I, LLC United States 805-8797971462 Real Estate Fund 282,316,042 0
GLOBAL MARITIME INVESTMENT FUND FEEDER, LLC United States 805-7725226053 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 13,085,689 10,000,000 Feeder Fund
AIRRO INDIA SIDECAR FUND CAYMAN, L.P. Cayman Islands 805-8063231444 Real Estate Fund 0 10,000,000 Feeder Fund
JOYFUL PROSPECT FUND II L.P. Cayman Islands 805-3870932516 Private Equity Fund 9,475,617 0
JPMIM REGENCY 1 CARRY, LLC United States 805-8242596467 Real Estate Fund 711,336 0
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-4552543900 Private Equity Fund 80,646,209 10,000,000 Feeder Fund
PEG WEWORK LLC United States 805-9545504373 Private Equity Fund 605,214,340 0
PEG ASIA DIRECT PRIVATE EQUITY FUND LLC United States 805-2175949414 Private Equity Fund 6,409,687 10,000,000 Feeder Fund
PEG DIRECT GLOBAL PRIVATE EQUITY VII L.P. United States 805-1318877849 Other Private Fund FUND OF FUNDS 61,313,064 10,000,000 Feeder Fund Fund of Funds
IIF HEDGED LP United States 805-8840460276 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 350,276,421 10,000,000
2018 PRIVATE EQUITY FUND L.P. United States 805-2307419145 Private Equity Fund 10,800,079 0
IIF CANADIAN 1 HEDGED LP Canada 805-1754425551 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 510,223,111 10,000,000
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN CORP. Cayman Islands 805-9640231300 Real Estate Fund 0 10,000,000 Feeder Fund
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-8199098193 Private Equity Fund 6,580,324 10,000,000 Feeder Fund
IIF UK 1 LP United Kingdom 805-5651832720 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 3,255,070,176 10,000,000
PIONEER PRIVATE EQUITY LLC United States 805-4300754739 Other Private Fund FUND OF FUNDS 13,491,448 0 Fund of Funds
IIF CANADIAN 2 LP Canada 805-3556045277 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,923,728,294 10,000,000
GLOBAL MARITIME INVESTMENT FUND INTERMEDIATE LP United Kingdom 805-1892523846 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 13,082,435 0 Feeder Fund
PEG DIGITAL GROWTH FUND II, L.P. United States 805-3515289551 Private Equity Fund 1,810,620,621 1,000,000
MAVIS PRIVATE EQUITY LP Cayman Islands 805-1731249005 Other Private Fund FUND OF FUNDS 50,771,850 0 Fund of Funds
ALTERNATIVE PROPERTY FUND DOMESTIC I, LP United States 805-3811054444 Real Estate Fund 3,756,369 0
J-CAL United States 805-5711088039 Real Estate Fund 488,299,073 0
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-4412119603 Private Equity Fund 28,577,145 10,000,000 Feeder Fund
SMF GLOBAL LP United States 805-6243381693 Real Estate Fund 1,852,361,302 0
PEG ASIA POOLED PRIVATE EQUITY FUND LLC United States 805-3180900358 Other Private Fund FUND OF FUNDS 87,017,783 10,000,000 Feeder Fund Fund of Funds
GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V OFFSHORE SPECIAL L.P. Cayman Islands 805-5667114652 Private Equity Fund 47,023,914 500,000 Feeder Fund Fund of Funds
U.S. REAL ESTATE INCOME & GROWTH FINANCE CORP (CAYMAN) Cayman Islands 805-3753746316 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 56,777,673 10,000,000
IIF CANADIAN 3 LP Canada 805-5618079764 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 295,820,152 10,000,000
IIF CAYMAN 1 LTD. Cayman Islands 805-3842897700 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 302,405,624 10,000,000
IIF AUSTRALIAN 1 TRUST Australia 805-9600426190 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 336,361,300 10,000,000 Master Fund
AARP INNOVATION FUND L.P. United States 805-9198022936 Other Private Fund FUND OF FUNDS 15,966,291 0 Fund of Funds
TAMPICO HOLDINGS LLC United States 805-6377836489 Other Private Fund FUND OF FUNDS 2,115,420 0 Fund of Funds
SYSTEMATIC ALPHA FUND CS LTD. Cayman Islands 805-5846601791 Other Private Fund CONTROLLED FOREIGN CORPORATION 56,246,634 0
EXCELSIOR II LLC United States 805-5833745393 Real Estate Fund 45,970,435 50,000,000
PEG GLOBAL PRIVATE EQUITY VII L.P. United States 805-1078074969 Other Private Fund FUND OF FUNDS 36,198,879 10,000,000 Master Fund Fund of Funds
COURIER PRIVATE EQUITY FUND L.P. Cayman Islands 805-8879893326 Private Equity Fund 25,437,397 0 Master Fund
COURIER FEEDER FUND L.P. Cayman Islands 805-4774217725 Private Equity Fund 25,818,434 0 Feeder Fund
IIF CAYMAN 1 HEDGED LTD Cayman Islands 805-9586774173 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 108,904,244 10,000,000
REGENCY VISTA PARK, LLC United States 805-1315461402 Real Estate Fund 154,603,022 0
FLORIDA SUNSHINE STATE FUND L.P. United States 805-9684128036 Private Equity Fund 0 0
U.S. REAL ESTATE INCOME & GROWTH DIRECT LP United States 805-5509059902 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 513,104,607 10,000,000
IIF UK 1 HEDGED LP United Kingdom 805-4889690382 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,207,054,871 10,000,000
IIF CANADIAN 4 LP Canada 805-5368697779 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 685,842,833 10,000,000
IIF INT'L HOLDING L.P. Cayman Islands 805-2450165714 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 7,203,922,195 0
U.S. REAL ESTATE INCOME & GROWTH CORP (CAYMAN) Cayman Islands 805-6694504527 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 79,302,071 10,000,000
REGENCY REDWOOD, LLC United States 805-4194595712 Real Estate Fund 3,877,209 0
HARDING PRIVATE EQUITY LP Cayman Islands 805-2716328307 Other Private Fund FUND OF FUNDS 50,771,850 0 Fund of Funds
GLOBAL TRANSPORT INCOME FUND FEEDER LLC United States 805-6684792058 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 250,599,288 10,000,000 Feeder Fund
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS IV LLC United States 805-9946529988 Private Equity Fund 979,612,021 10,000,000
SYSTEMATIC ALPHA MASTER FUND LP Cayman Islands 805-2765188157 Hedge Fund 479,025,427 5,000,000 Master Fund
PEG EUROPEAN CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-9327707608 Private Equity Fund 7,853,896 10,000,000 Master Fund
U.S. REAL ESTATE INCOME & GROWTH DOMESTIC LP United States 805-5135362762 Other Private Fund NOT A HEDGE FUND, LIQUIDITY FUND, PRIVATE EQUITY FUND, REAL ESTATE FUND, SECURITIZED ASSET FUND OR VENTURE CAPITAL FUND 1,961,004,915 10,000,000
SANDY SPRINGS ACQUISITION HOLDING, LLC United States 805-6844172231 Real Estate Fund 10,372,142 0
JPMIM RIVERPOINT CARRY, LLC United States 805-6383685833 Real Estate Fund 32,786 0
PEG CHINA PRIVATE INVESTORS LLC United States 805-4738774279 Other Private Fund FUND OF FUNDS 166,729,411 250,000 Feeder Fund Fund of Funds
PEG POOLED CORPORATE FINANCE PRIVATE INVESTORS LLC United States 805-4238868198 Other Private Fund FUND OF FUNDS 3,469,825 250,000 Fund of Funds
TEAMSTERS JOINT COUNCIL NO. 83 OF VIRGINIA PENSION FUND PRIVATE EQUITY FUND L.P United States 805-8105855754 Other Private Fund FUND OF FUNDS 69,901,156 0 Fund of Funds
JPMIM NIAGARA CP, II LLC United States 805-3274690002 Real Estate Fund 14,552,831 0
DIGITAL GROWTH CO-INVESTMENT 2, L.P. United States 805-8755050199 Private Equity Fund 333 250,000
IIF ERISA LP United States 805-6367270795 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 739,091,039 10,000,000
JPMAMA RE GP 3LP United Kingdom 805-3393890041 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 54,882,896 0 Feeder Fund

J.P. MORGAN INVESTMENT MANAGEMENT INC.

ownership team - last updated 2019-03-31
Name Title Start Date Direct/Indirect % Ownership
GATCH, GEORGE, CROSBY WHITE DIRECTOR/CHAIRMAN/MANAGING DIRECTOR 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR/MANAGING DIRECTOR direct 2001-02-01
ROBERT FLEMING INC. DIRECTOR/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. PRESIDENT direct 2011-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CHAIRMAN/MANAGING DIRECTOR direct 2012-06-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR direct 2001-02-01 2002-07-19
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2002-10-01 2010-06-04
J.P. MORGAN INVESTMENT MANAGEMENT INC. PRESIDENT/DIRECTOR/CEO direct 2010-08-01 2011-02-28
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/CEO direct 2010-08-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. DIRECTOR direct 2010-07-01 2011-04-29
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CEO/PRESIDENT/MANAGING DIRECTOR direct 2010-08-01 2012-12-17
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CHAIRMANT/MANAGING DIRECTOR direct 2012-06-01 2014-11-19
UNREIN, LAWRENCE, MARK DIRECTOR/CIO- AND GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR 02/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
DVCMM LLC MANAGING DIRECTOR direct 2000-06-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CIO- AND GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR direct 2003-02-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01
ROBERT FLEMING INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR direct 2008-06-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR direct 2003-02-01 2003-03-31
ROBERT FLEMING INC. DIRECTOR direct 2003-02-01 2003-03-31
BEAR STEARNS ASSET MANAGEMENT INC CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2008-06-01 2008-07-07
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01 2009-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01 2011-02-28
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/CIO-GLOBAL HEAD OF PRIVATE EQUITY direct 2003-02-01 2011-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER OF THE BOARD OF MANAGERS direct 2004-12-01 2011-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECTOR direct 2003-06-01 2013-10-18
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CIO-GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR direct 2003-02-01 2017-03-31
BEAR STEARNS ASSET MANAGEMENT INC DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2008-06-01 2017-05-09
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. SHAREHOLDER 10/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RICHTER, SCOTT, EDWARD SECRETARY / MANAGING DIRECTOR 05/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF LEGAL OFFICER direct 2005-11-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY / MANAGING DIRECTOR direct 2007-05-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF LEGAL OFFICER direct 2005-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY / MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY/CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. MANAGING DIRECTOR/SECRETARY direct 2007-05-01
JPMORGAN INVESTMENT ADVISORS INC. SECRETARY direct 2007-05-01
JPMORGAN HIGH YIELD PARTNERS LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2005-07-01
PACHOLDER & CO LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2006-08-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC. SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC SECRETARY/MANAGING DIRECTOR direct 2008-10-01
QUINSEE, PAUL, ANTHONY DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR direct 2017-01-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
POWELL, ANDREW, RICHARD DIRECTOR/MANAGING DIRECTOR / SENIOR BUSINESS MANAGER 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR / SENIOR BUSINESS MANAGER direct 2015-02-01
DONOHUE, JOHN, THOMAS DIRECTOR / PRESIDENT / CEO / MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / PRESIDENT / CEO / MANAGING DIRECTOR direct 2015-02-01
DOWD, JOY, CATHERINE DIRECTOR / HEAD OF CLIENT SERVICES / MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY VICE PRESIDENT INVESTMENTS INTERNAL AUDIT direct 2007-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CONTROL OFFICER EXECUTIVE / MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / HEAD OF ASSET MANAGEMENT OVERSIGHT AND CONTROL/ MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / HEAD OF CLIENT SERVICES / MANAGING DIRECTOR direct 2015-02-01
MICHELE, ROBERT, CHARLES DIRECTOR /CIO AND HEAD OF GLOBAL FIXED INCOME, CURRENCY & COMMODITIES/ MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR /CIO AND HEAD OF GLOBAL FIXED INCOME, CURRENCY & COMMODITIES/ MANAGING DIRECTOR direct 2015-02-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC DIRECTOR, MANAGING DIRECTOR direct 1999-06-01 2001-07-20
JPMORGAN ASSET MANAGEMENT (UK) LIMITED DIRECTOR direct 2009-03-01 2012-03-30
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / INVESTMENT TEAM HEAD / MANAGING DIRECTOR direct 2015-02-01 2017-03-31
O'BRIEN, MICHAEL, JOHN DIRECTOR / CO-HEAD OF ASSET MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / GLOBAL PRODUCT HEAD / MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CO-HEAD OF ASSET MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CO-HEAD OF GLOBAL INVESTMENT MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR direct 2015-02-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED CHIEF EXECUTIVE OFFICER/DIRECTOR direct 2014-12-01
JPMORGAN FUNDS LIMITED DIRECTOR/CHIEF EXECUTIVE OFFICER direct 2014-12-01
EGERT, MARK, ALAN CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\EXECUTIVE DIRECTOR direct 2016-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR direct 2016-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR direct 2017-02-01
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT CHIEF COMPLIANCE OFFICER direct 2011-09-01
COWEN ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-08-01
CAMACHO, MICHAEL, ALAN DIRECTOR/GLOBAL HEAD OF BETA STRATEGIES/MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF BETA STRATEGIES/MANAGING DIRECTOR direct 2017-01-01
JPMORGAN SOLUTIONS LLC CHAIRMAN, PRESIDENT AND DIRECTOR direct 2006-04-01
PIL, ANTON, CYRIEL DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR direct 2017-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR direct 2017-01-01
MCCLELLAN, MEGAN, ANN DIRECTOR/ TREASURER/ CFO/ MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2017-01-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/ TREASURER/ CFO/ MANAGING DIRECTOR direct 2017-01-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR direct 2017-06-01
JPMORGAN CHASE & CO. 100% SHAREHHOLDER JPMORGAN CHASE HOLDINGS LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
JPMORGAN STRUCTURED SOLUTIONS LLC DIRECT PARENT, SOLE MEMBER direct 2005-02-01
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2006-07-01
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER OF APPLICANTS DIRECT PARENT indirect 2008-06-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01
WAMU INVESTMENTS, INC. INDIRECT PARENT indirect 2008-09-01
J.P. MORGAN IN-DX LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PARTNERS, LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN SECURITIES LLC STOCK HOLDER indirect 2016-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 63% OF CHASE SECURITIES INC. direct 2001-01-01 2001-04-06
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
JARDINE FLEMING INTERNATIONAL MANAGEMENT INC SHAREHOLDER indirect 2001-01-01 2001-06-06
CHASE FLEMING ASSET MANAGEMENT (LONDON) LTD. PARENT indirect 1996-04-01 2001-08-22
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 48% OF J.P. MORGAN SECURITIES INC. direct 2001-05-01 2001-09-04
J. P. MORGAN SECURITIES INC. SEE QUESTION #1 indirect 2001-05-01 2001-09-04
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2001-09-28
DVCMM LLC 100% SHAREHOLDER OF JPMIM direct 2000-06-01 2001-09-28
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01 2001-12-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-01-01 2002-02-20
ROBERT FLEMING INC. STOCKHOLDER indirect 2000-08-01 2002-06-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-11-01 2002-10-29
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 1996-04-01 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2000-12-01 2003-10-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF J.P. MORGAN SECURITIES HOLDINGS INC. indirect 2001-05-01 2004-03-15
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2002-11-01 2004-07-23
BANC ONE HIGH YIELD PARTNERS LLC 100% indirect 2004-07-01 2004-08-20
BANC ONE INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2004-07-01 2004-10-29
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED INDIRECT OWNER indirect 2004-07-01 2004-11-08
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-03-31
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01 2005-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-06-28
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2004-07-01 2005-06-29
PLEXUS GROUP, INC. SHAREHOLDER indirect 1995-09-01 2005-12-12
PACHOLDER & CO LLC SHAREHOLDER indirect 2004-07-01 2006-01-09
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2006-02-17
PMG ASSET MANAGEMENT INC INDIRECT PARENT indirect 2004-07-01 2006-03-22
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2005-07-01 2006-03-31
HANGAR 4 PARTNERS, LLC 100% OWNER indirect 1999-12-01 2006-09-22
H&Q VENTURE MANAGEMENT LLC OWNER indirect 1999-12-01 2007-08-03
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED OWNER indirect 2004-11-01 2007-12-03
JPMORGAN INVESTMENT ADVISORS INC. OWNER indirect 2004-11-01 2008-02-13
BEAR, STEARNS SECURITIES CORP. STOCK HOLDER direct 2008-07-01 2008-10-03
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER indirect 2008-06-01 2009-01-30
J.P.MORGAN SECURITIES INC. STOCK HOLDER direct 2008-07-01 2010-09-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01 2011-03-25
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER indirect 1998-01-01 2011-03-30
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 1998-01-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01 2011-03-31
IRVING PLACE CAPITAL MANAGEMENT, L.P. OWNER indirect 2008-05-01 2016-01-25
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC SHAREHOLDER indirect 2003-10-01 2016-01-27
J.P. MORGAN IN-DX LLC MEMBER direct 2005-02-01 2016-03-23
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2001-01-01 2016-08-15
J.P. MORGAN PARTNERS, LLC SOLE SHAREHOLDER indirect 2001-01-01 2017-02-09
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-05-01 2017-03-31
JPMORGAN FUNDS LIMITED PARENT indirect 2000-06-01 2017-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2017-03-31
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01 2017-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2003-10-01 2017-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2003-10-01 2017-03-31
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER indirect 2004-11-01 2017-03-31
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PEG POOLED VENTURE CAPITAL PRIVATE INVESTORS LLC United States 805-9662204277 Other Private Fund FUND OF FUNDS 4,985,284 1,000,000 Fund of Funds
PEG POOLED CORPORATE FINANCE PRIVATE INVESTORS LLC United States 805-4238868198 Other Private Fund FUND OF FUNDS 3,469,825 250,000 Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS III LLC United States 805-6656568771 Private Equity Fund 21,541,778 10,000,000
NUTMEG OPPORTUNITIES FUND LP Cayman Islands 805-3376315589 Other Private Fund FUND OF FUNDS 96,377,056 0 Fund of Funds
JOYFUL PROSPECT FUND L.P. Cayman Islands 805-6691031237 Private Equity Fund 238,170,454 0 Master Fund
RED RIVER VENTURE CAPITAL FUND, L.P. Cayman Islands 805-7506920390 Other Private Fund FUND OF FUNDS 267,667,364 0 Fund of Funds
PEG DIGITAL GROWTH FUND, L.P. United States 805-9857087485 Private Equity Fund 39,199,979 1,000,000
GLOBAL EMERGING MARKETS DISCOVERY FUND, LLC United States 805-2342506618 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 697,232,000 1,000,000
ALL COUNTRY INTERNATIONAL EQUITY 3(C)(7) FUND, LLC United States 805-4630342978 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 119,029,000 10,000,000
U.S. LARGE CAP 130/30 FUND, LLC United States 805-4197473121 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 671,084,000 5,000,000
PEG ASIA PRIVATE EQUITY FUND LLC United States 805-9402648718 Private Equity Fund 1,758,571 10,000,000 Master Fund
U.S. REAL ESTATE INCOME & GROWTH DIRECT LP United States 805-5509059902 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 513,104,607 10,000,000
U.S. REAL ESTATE INCOME & GROWTH DOMESTIC LP United States 805-5135362762 Other Private Fund NOT A HEDGE FUND, LIQUIDITY FUND, PRIVATE EQUITY FUND, REAL ESTATE FUND, SECURITIZED ASSET FUND OR VENTURE CAPITAL FUND 1,961,004,915 10,000,000
U.S. REAL ESTATE INCOME & GROWTH CORP (CAYMAN) Cayman Islands 805-6694504527 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 79,302,071 10,000,000
IIF LP United States 805-1545665851 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,113,232,361 10,000,000
IIF ERISA LP United States 805-6367270795 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 739,091,039 10,000,000
IIF TAX-EXEMPT LP United States 805-7825353367 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 295,352,225 10,000,000
IIF USSC LP United States 805-3456561966 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 23,111,385 10,000,000
IIF CANADIAN 1 LP Canada 805-9052748730 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 908,162,044 10,000,000
IIF CANADIAN 2 LP Canada 805-3556045277 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,923,728,294 10,000,000
IIF CANADIAN 3 LP Canada 805-5618079764 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 295,820,152 10,000,000
IIF CAYMAN 1 LTD. Cayman Islands 805-3842897700 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 302,405,624 10,000,000
IIF UK 1 LP United Kingdom 805-5651832720 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 3,255,070,176 10,000,000
IIF DUTCH 1 CAYMAN L.P. Cayman Islands 805-6391380395 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 471,948,200 10,000,000
IIF US HOLDING LP United States 805-6310306237 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 919,900,029 0
U.S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP (CAYMAN) Cayman Islands 805-8914803177 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 121,212,806 10,000,000
IIF US HOLDING 2 LP United States 805-7267130410 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 2,496,131,512 0
IIF INT'L HOLDING L.P. Cayman Islands 805-2450165714 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 7,203,922,195 0
SMF GLOBAL LP United States 805-6243381693 Real Estate Fund 1,852,361,302 0
STAR LAKE FUND I, LLC United States 805-8797971462 Real Estate Fund 282,316,042 0
U.S. REAL ESTATE INCOME & GROWTH FINANCE CORP (CAYMAN) Cayman Islands 805-3753746316 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 56,777,673 10,000,000
U.S. REAL ESTATE INCOME AND GROWTH GMBH & CO. GESCHLOSSENE INVESTMENT-KG Germany 805-9478852307 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 113,659,780 10,000,000
JPMIM NIAGARA CP, LLC United States 805-1936101396 Real Estate Fund 9,590,951 0
ALTERNATIVE PROPERTY FUND DOMESTIC I, LP United States 805-3811054444 Real Estate Fund 3,756,369 0
ALTERNATIVE PROPERTY FUND DOMESTIC II, LP United States 805-4729879519 Real Estate Fund 3,075,236 0
EXCELSIOR II LLC United States 805-5833745393 Real Estate Fund 45,970,435 50,000,000
JPMORGAN GREATER CHINA PROPERTY FUND, LLC United States 805-6242026137 Real Estate Fund 0 10,000,000 Feeder Fund
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN CORP. Cayman Islands 805-9640231300 Real Estate Fund 0 10,000,000 Feeder Fund
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS IV LLC United States 805-9946529988 Private Equity Fund 979,612,021 10,000,000
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC United States 805-2076933068 Private Equity Fund 808,605,615 10,000,000
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC United States 805-8604582470 Private Equity Fund 363,751,578 10,000,000
FRONTIER GLOBAL BUYOUT PRIVATE INVESTORS OFFSHORE, L.P. Cayman Islands 805-4493135669 Other Private Fund FUND OF FUNDS 34,515,042 0 Fund of Funds
JOYFUL PROSPECT FEEDER FUND L.P. Cayman Islands 805-1199278148 Other Private Fund FUND OF FUNDS 231,143,686 0 Feeder Fund Fund of Funds
JOYFUL PROSPECT FUND II L.P. Cayman Islands 805-3870932516 Private Equity Fund 9,475,617 0
PEG ASIA DIRECT PRIVATE EQUITY FUND LLC United States 805-2175949414 Private Equity Fund 6,409,687 10,000,000 Feeder Fund
PEG ASIA POOLED PRIVATE EQUITY FUND LLC United States 805-3180900358 Other Private Fund FUND OF FUNDS 87,017,783 10,000,000 Feeder Fund Fund of Funds
PEG SECONDARY PRIVATE EQUITY INVESTORS II L.P. United States 805-6328530481 Other Private Fund FUND OF FUNDS 618,095,780 500,000 Fund of Funds
SHOLLAR HOLDINGS LLC United States 805-7727000494 Other Private Fund FUND OF FUNDS 1,186,631 0 Fund of Funds
TAMPICO HOLDINGS LLC United States 805-6377836489 Other Private Fund FUND OF FUNDS 2,115,420 0 Fund of Funds
COVINGTON ENTERPRISES LLC United States 805-5641709258 Other Private Fund FUND OF FUNDS 3,285,616 0 Fund of Funds
HARDING PRIVATE EQUITY LLC United States 805-4320911838 Other Private Fund FUND OF FUNDS 5,384,153 0 Fund of Funds
PIONEER PRIVATE EQUITY LLC United States 805-4300754739 Other Private Fund FUND OF FUNDS 13,491,448 0 Fund of Funds
MAVIS PRIVATE EQUITY LP Cayman Islands 805-1731249005 Other Private Fund FUND OF FUNDS 50,771,850 0 Fund of Funds
STAFFODSHIRE PRIVATE EQUITY LP Cayman Islands 805-6791046561 Other Private Fund FUND OF FUNDS 50,771,850 0 Fund of Funds
HARDING PRIVATE EQUITY LP Cayman Islands 805-2716328307 Other Private Fund FUND OF FUNDS 50,771,850 0 Fund of Funds
PEG CHINA PRIVATE INVESTORS LLC United States 805-4738774279 Other Private Fund FUND OF FUNDS 166,729,411 250,000 Feeder Fund Fund of Funds
PEG CHINA PRIVATE INVESTORS OFFSHORE L.P. United States 805-4431861398 Other Private Fund FUND OF FUNDS 113,277,082 250,000 Feeder Fund Fund of Funds
PEG INSTITUTIONAL INVESTORS OFFSHORE SPECIAL L.P Cayman Islands 805-7515179598 Other Private Fund FUND OF FUNDS 64,216,688 1,000,000 Feeder Fund Fund of Funds
PRIVATE EQUITY INTERMEDIATE CAYMAN L.P. Cayman Islands 805-3402040799 Other Private Fund FUND OF FUNDS 390,941,695 1,000,000 Master Fund Fund of Funds
GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC United States 805-1774371066 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 152,931,778 1,000,000
ACCESS BALANCED FUND CS LTD. Cayman Islands 805-6543805909 Other Private Fund CONTROLLED FOREIGN CORPORATION 122,320 0
ACCESS GROWTH FUND CS LTD Cayman Islands 805-2384060482 Other Private Fund CONTROLLED FOREIGN CORPORATION 123,159 0
SYSTEMATIC ALPHA FUND CS LTD. Cayman Islands 805-5846601791 Other Private Fund CONTROLLED FOREIGN CORPORATION 56,246,634 0
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-2214832980 Private Equity Fund 12,799,649 10,000,000 Master Fund
PEG U.S. CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-5111117506 Private Equity Fund 12,192,466 10,000,000 Master Fund
PEG EUROPEAN CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-9327707608 Private Equity Fund 7,853,896 10,000,000 Master Fund
AIRRO INDIA SIDECAR FUND CAYMAN, L.P. Cayman Islands 805-8063231444 Real Estate Fund 0 10,000,000 Feeder Fund
ADVANCED CITY FUND GLOBAL LP United States 805-7701136746 Real Estate Fund 290,281,159 0
JPMIM RIVERPOINT INVESTOR LLC United States 805-7650081204 Real Estate Fund 32,786 0
SYSTEMATIC ALPHA MASTER FUND LP Cayman Islands 805-2765188157 Hedge Fund 479,025,427 5,000,000 Master Fund
SYSTEMATIC ALPHA FUND LP Cayman Islands 805-5270995056 Hedge Fund 164,339,937 5,000,000 Feeder Fund
SYSTEMATIC ALPHA FUND LTD Cayman Islands 805-1781961145 Hedge Fund 265,823,145 5,000,000 Feeder Fund
GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V OFFSHORE SPECIAL L.P. Cayman Islands 805-5667114652 Private Equity Fund 47,023,914 500,000 Feeder Fund Fund of Funds
PEG VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-7467276928 Private Equity Fund 3,488,445 10,000,000 Master Fund
STAR LAKE FUND II, LLC United States 805-2311143162 Real Estate Fund 392,231,800 0
JPMIM NIAGARA CP, II LLC United States 805-3274690002 Real Estate Fund 14,552,831 0
BYRNES PARK REALTY PARTNERS II, LP United States 805-2705753872 Real Estate Fund 136,983,340 0
JPMIM 4TH STREET GP LLC United States 805-8197459485 Real Estate Fund 552,509 0
JPM MEZZ DEBT REIT LLC United States 805-4846364476 Real Estate Fund 181,707,469 0
SANDY SPRINGS ACQUISITION HOLDING, LLC United States 805-6844172231 Real Estate Fund 10,372,142 0
PEG U.S. CORPORATE FINANCE INSTITUTIONAL OFFSHORE INVESTORS V LP Cayman Islands 805-4385301701 Private Equity Fund 49,148,255 10,000,000 Fund of Funds
VILLANOVA PRIVATE ASSETS FUND L.P. United States 805-4136976603 Other Private Fund FUND OF FUNDS 69,400,699 0 Fund of Funds
PEG DIGITAL GROWTH FUND II, L.P. United States 805-3515289551 Private Equity Fund 1,810,620,621 1,000,000
DIGITAL GROWTH CO-INVESTMENT 2, L.P. United States 805-8755050199 Private Equity Fund 333 250,000
JPMIM FRONT RANGE INVESTOR, LLC United States 805-1273482407 Real Estate Fund 34,706 0
JPMIM FRONT RANGE CARRY, LLC United States 805-9569639181 Real Estate Fund 34,706 0
JPMIM RIVERPOINT CARRY, LLC United States 805-6383685833 Real Estate Fund 32,786 0
JPMIM REGENCY 1 INVESTOR, LLC United States 805-1235573886 Real Estate Fund 711,336 0
JPMIM REGENCY 1 CARRY, LLC United States 805-8242596467 Real Estate Fund 711,336 0
GLOBAL MARITIME INVESTMENT FUND LP United Kingdom 805-6633765983 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 548,129,841 10,000,000 Master Fund
GLOBAL MARITIME INVESTMENT FUND FEEDER LP United Kingdom 805-8532187380 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 6,176,192 10,000,000 Feeder Fund
GLOBAL MARITIME INVESTMENT FUND FEEDER, LLC United States 805-7725226053 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 13,085,689 10,000,000 Feeder Fund
GLOBAL MARITIME INVESTMENT FUND INTERMEDIATE LP United Kingdom 805-1892523846 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 13,082,435 0 Feeder Fund
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-8199098193 Private Equity Fund 6,580,324 10,000,000 Feeder Fund
PARKCAL, LLC United States 805-5729486616 Real Estate Fund 359,128,721 0
BAYVIEW MARKET SQUARE LP United States 805-8537909880 Real Estate Fund 550,423,060 0
IIF CANADIAN 4 LP Canada 805-5368697779 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 685,842,833 10,000,000
IIF AUSTRALIAN 1 TRUST Australia 805-9600426190 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 336,361,300 10,000,000 Master Fund
AARP INNOVATION FUND L.P. United States 805-9198022936 Other Private Fund FUND OF FUNDS 15,966,291 0 Fund of Funds
CMDB I Mauritius 805-3215850163 Other Private Fund FUND OF FUNDS 284,629,936 0 Feeder Fund Fund of Funds
CMDB II Mauritius 805-8848220596 Private Equity Fund 284,143,376 0 Master Fund
TEAMSTERS JOINT COUNCIL NO. 83 OF VIRGINIA PENSION FUND PRIVATE EQUITY FUND L.P United States 805-8105855754 Other Private Fund FUND OF FUNDS 69,901,156 0 Fund of Funds
TAHOE PRIVATE EQUITY FUND L.P. United States 805-8956292778 Other Private Fund FUND OF FUNDS 56,747,719 0 Fund of Funds
PEG DIRECT GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-1213147142 Private Equity Fund 188,683,714 10,000,000 Feeder Fund
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-4412119603 Private Equity Fund 28,577,145 10,000,000 Feeder Fund
PEG EUROPEAN POOLED CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-6409218625 Other Private Fund FUND OF FUNDS 29,189,505 10,000,000 Feeder Fund Fund of Funds
PEG INDIA CO-INVESTMENT, L.P. Cayman Islands 805-8434527195 Other Private Fund FUND OF FUNDS 67,219,278 0 Feeder Fund Fund of Funds
PEG WEWORK LLC United States 805-9545504373 Private Equity Fund 605,214,340 0
PEG U.S. POOLED CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-7347638611 Other Private Fund FUND OF FUNDS 185,902,956 10,000,000 Feeder Fund Fund of Funds
PEG POOLED GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-8737399857 Other Private Fund FUND OF FUNDS 276,083,041 10,000,000 Feeder Fund Fund of Funds
PEG POOLED VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-3403976334 Other Private Fund FUND OF FUNDS 121,229,658 10,000,000 Feeder Fund Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-4552543900 Private Equity Fund 80,646,209 10,000,000 Feeder Fund
PEG SECONDARY PRIVATE EQUITY INVESTORS II AIV L.P. Cayman Islands 805-1928519336 Other Private Fund FUND OF FUNDS 52,362,117 0 Fund of Funds
PRIME LIQUIDITY FUND LLC United States 805-6650321970 Liquidity Fund 2,339,515,000 10,000,000
PEG DIRECT GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-3791726838 Private Equity Fund 74,348,031 750,000 Feeder Fund Fund of Funds
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-8019367050 Private Equity Fund 9,617,411 750,000 Master Fund Fund of Funds
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI OFFSHORE SPECIAL L.P. Cayman Islands 805-4684630680 Other Private Fund FUND OF FUNDS 66,281,995 1,500,000 Feeder Fund Fund of Funds
PEG POOLED GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-3528517755 Other Private Fund FUND OF FUNDS 87,221,427 750,000 Feeder Fund Fund of Funds
PEG SECONDARY PRIVATE EQUITY INVESTORS III L.P. United States 805-4925083960 Other Private Fund FUND OF FUNDS 210,990,418 250,000 Master Fund Fund of Funds
PEG SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE SPECIAL III L.P. Cayman Islands 805-1057051551 Other Private Fund FUND OF FUNDS 90,321,673 250,000 Feeder Fund Fund of Funds
PEG WELBORN PRIVATE EQUITY FUND L.P. United States 805-3773994571 Other Private Fund FUND OF FUNDS 58,548,019 2,300,000 Fund of Funds
RED RIVER VENTURE CAPITAL FUND II L.P. United States 805-6442368613 Other Private Fund FUND OF FUNDS 76,306,663 2,500,000 Fund of Funds
PEG FD LLC United States 805-1929525463 Private Equity Fund 17,328,108 4,999,715
PEG MZ 2016 L.P. United States 805-3209257363 Private Equity Fund 47,421,747 250,000
PEG HO PRIVATE EQUITY FUND L.P. United States 805-6605794847 Private Equity Fund 82,970,422 1,265,000
PENINSULA PRIVATE EQUITY FUND L.P. United States 805-9139835131 Private Equity Fund 19,991,803 1,898,000
JPMIM 4TH STREET INVESTOR, LLC United States 805-6123048617 Real Estate Fund 3,973,256 0
GLOBAL MARITIME INVESTMENT FUND II FEEDER LLC United States 805-6832208917 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 404,423,000 10,000,000 Feeder Fund
SPECIALTY EQUITY STRATEGY I FEEDER LP United States 805-8233118182 Real Estate Fund 161,066 0
DIVERSIFIED ALTERNATIVES FUND CS LTD Cayman Islands 805-4161974336 Other Private Fund CONTROLLED FOREIGN CORPORATION 194,362,448 0
BPRP II BOATHOUSE HOLDCO LP United States 805-9786160735 Real Estate Fund 27,550,407 0
NUTMEG OPPORTUNITIES FUND II LLC United States 805-1932476984 Other Private Fund FUND OF FUNDS 32,696,605 0 Fund of Funds
MANAGED FUTURES FUND CS Cayman Islands 805-9126055303 Other Private Fund CONTROLLED FOREIGN CORPORATION 51,126,027 0
REGENCY REDWOOD, LLC United States 805-4194595712 Real Estate Fund 3,877,209 0
JPMIM GOLDEN INVESTOR 2, LLC United States 805-7564628484 Real Estate Fund 3,770,412 0
JPMIM GOLDEN CARRY 2, LLC United States 805-7600679221 Real Estate Fund 3,770,412 0
PEG U.S. CORPORATE FINANCE VI SELECT L.P. United States 805-8414708804 Other Private Fund FUND OF FUNDS 15,153,601 10,000,000 Feeder Fund Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE VI SELECT L.P. United States 805-9237304059 Other Private Fund FUND OF FUNDS 9,589,670 10,000,000 Fund of Funds
EUROPEAN OPPORTUNISTIC PROPERTY FUND III FEEDER LLC United States 805-5298928416 Real Estate Fund 111,032,470 0 Feeder Fund
GMIF II CIP CAYMAN, L.P. Cayman Islands 805-2247814948 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 23,664,835 0 Feeder Fund
JPMAM G1 CIP LP Cayman Islands 805-1519443996 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 3,275,299 0 Feeder Fund
EOIV CAYMAN CIP LP Cayman Islands 805-7235364796 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 4,454,575 0 Feeder Fund
JPMAM RE CIP 2 L.P. United Kingdom 805-3494848472 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 26,014,856 0 Feeder Fund
JPMAMA RE GP 3LP United Kingdom 805-3393890041 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 54,882,896 0 Feeder Fund
PEG GLOBAL PRIVATE EQUITY VII L.P. United States 805-1078074969 Other Private Fund FUND OF FUNDS 36,198,879 10,000,000 Master Fund Fund of Funds
PEG GLOBAL PRIVATE EQUITY VII OFFSHORE SPECIAL L.P. Cayman Islands 805-1610472795 Other Private Fund FUND OF FUNDS 60,998,622 10,000,000 Feeder Fund Fund of Funds
PEG DIRECT GLOBAL PRIVATE EQUITY VII L.P. United States 805-1318877849 Other Private Fund FUND OF FUNDS 61,313,064 10,000,000 Feeder Fund Fund of Funds
2018 PRIVATE EQUITY FUND L.P. United States 805-2307419145 Private Equity Fund 10,800,079 0
COURIER PRIVATE EQUITY FUND L.P. Cayman Islands 805-8879893326 Private Equity Fund 25,437,397 0 Master Fund
COURIER FEEDER FUND L.P. Cayman Islands 805-4774217725 Private Equity Fund 25,818,434 0 Feeder Fund
FLORIDA SUNSHINE STATE FUND L.P. United States 805-9684128036 Private Equity Fund 0 0
REGENCY VISTA PARK, LLC United States 805-1315461402 Real Estate Fund 154,603,022 0
PARKCAL II, LLC United States 805-1210893815 Real Estate Fund 307,368,787 0
J-CAL United States 805-5711088039 Real Estate Fund 488,299,073 0
IIF HEDGED LP United States 805-8840460276 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 350,276,421 10,000,000
IIF CANADIAN 1 HEDGED LP Canada 805-1754425551 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 510,223,111 10,000,000
IIF CAYMAN 1 HEDGED LTD Cayman Islands 805-9586774173 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 108,904,244 10,000,000
IIF UK 1 HEDGED LP United Kingdom 805-4889690382 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,207,054,871 10,000,000
GLOBAL TRANSPORT INCOME FUND FEEDER LLC United States 805-6684792058 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 250,599,288 10,000,000 Feeder Fund

J.P. MORGAN INVESTMENT MANAGEMENT INC.

ownership team - last updated 2018-12-06
Name Title Start Date Direct/Indirect % Ownership
GATCH, GEORGE, CROSBY WHITE DIRECTOR/CHAIRMAN/MANAGING DIRECTOR 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR/MANAGING DIRECTOR direct 2001-02-01
ROBERT FLEMING INC. DIRECTOR/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. PRESIDENT direct 2011-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CHAIRMAN/MANAGING DIRECTOR direct 2012-06-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR direct 2001-02-01 2002-07-19
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2002-10-01 2010-06-04
J.P. MORGAN INVESTMENT MANAGEMENT INC. PRESIDENT/DIRECTOR/CEO direct 2010-08-01 2011-02-28
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/CEO direct 2010-08-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. DIRECTOR direct 2010-07-01 2011-04-29
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CEO/PRESIDENT/MANAGING DIRECTOR direct 2010-08-01 2012-12-17
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CHAIRMANT/MANAGING DIRECTOR direct 2012-06-01 2014-11-19
UNREIN, LAWRENCE, MARK DIRECTOR/CIO- AND GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR 02/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
DVCMM LLC MANAGING DIRECTOR direct 2000-06-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CIO- AND GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR direct 2003-02-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01
ROBERT FLEMING INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR direct 2008-06-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR direct 2003-02-01 2003-03-31
ROBERT FLEMING INC. DIRECTOR direct 2003-02-01 2003-03-31
BEAR STEARNS ASSET MANAGEMENT INC CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2008-06-01 2008-07-07
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01 2009-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01 2011-02-28
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/CIO-GLOBAL HEAD OF PRIVATE EQUITY direct 2003-02-01 2011-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER OF THE BOARD OF MANAGERS direct 2004-12-01 2011-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECTOR direct 2003-06-01 2013-10-18
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CIO-GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR direct 2003-02-01 2017-03-31
BEAR STEARNS ASSET MANAGEMENT INC DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2008-06-01 2017-05-09
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. SHAREHOLDER 10/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RICHTER, SCOTT, EDWARD SECRETARY / MANAGING DIRECTOR 05/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF LEGAL OFFICER direct 2005-11-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY / MANAGING DIRECTOR direct 2007-05-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF LEGAL OFFICER direct 2005-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY / MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY/CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. MANAGING DIRECTOR/SECRETARY direct 2007-05-01
JPMORGAN INVESTMENT ADVISORS INC. SECRETARY direct 2007-05-01
JPMORGAN HIGH YIELD PARTNERS LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2005-07-01
PACHOLDER & CO LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2006-08-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC. SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC SECRETARY/MANAGING DIRECTOR direct 2008-10-01
QUINSEE, PAUL, ANTHONY DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR direct 2017-01-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
POWELL, ANDREW, RICHARD DIRECTOR/MANAGING DIRECTOR / SENIOR BUSINESS MANAGER 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR / SENIOR BUSINESS MANAGER direct 2015-02-01
DONOHUE, JOHN, THOMAS DIRECTOR / PRESIDENT / CEO / MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / PRESIDENT / CEO / MANAGING DIRECTOR direct 2015-02-01
DOWD, JOY, CATHERINE DIRECTOR / HEAD OF CLIENT SERVICES / MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY VICE PRESIDENT INVESTMENTS INTERNAL AUDIT direct 2007-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CONTROL OFFICER EXECUTIVE / MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / HEAD OF ASSET MANAGEMENT OVERSIGHT AND CONTROL/ MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / HEAD OF CLIENT SERVICES / MANAGING DIRECTOR direct 2015-02-01
MICHELE, ROBERT, CHARLES DIRECTOR /CIO AND HEAD OF GLOBAL FIXED INCOME, CURRENCY & COMMODITIES/ MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR /CIO AND HEAD OF GLOBAL FIXED INCOME, CURRENCY & COMMODITIES/ MANAGING DIRECTOR direct 2015-02-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC DIRECTOR, MANAGING DIRECTOR direct 1999-06-01 2001-07-20
JPMORGAN ASSET MANAGEMENT (UK) LIMITED DIRECTOR direct 2009-03-01 2012-03-30
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / INVESTMENT TEAM HEAD / MANAGING DIRECTOR direct 2015-02-01 2017-03-31
O'BRIEN, MICHAEL, JOHN DIRECTOR / CO-HEAD OF ASSET MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / GLOBAL PRODUCT HEAD / MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CO-HEAD OF ASSET MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CO-HEAD OF GLOBAL INVESTMENT MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR direct 2015-02-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED CHIEF EXECUTIVE OFFICER/DIRECTOR direct 2014-12-01
JPMORGAN FUNDS LIMITED DIRECTOR/CHIEF EXECUTIVE OFFICER direct 2014-12-01
EGERT, MARK, ALAN CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\EXECUTIVE DIRECTOR direct 2016-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR direct 2016-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR direct 2017-02-01
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT CHIEF COMPLIANCE OFFICER direct 2011-09-01
COWEN ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-08-01
CAMACHO, MICHAEL, ALAN DIRECTOR/GLOBAL HEAD OF BETA STRATEGIES/MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF BETA STRATEGIES/MANAGING DIRECTOR direct 2017-01-01
JPMORGAN SOLUTIONS LLC CHAIRMAN, PRESIDENT AND DIRECTOR direct 2006-04-01
PIL, ANTON, CYRIEL DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR direct 2017-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR direct 2017-01-01
MCCLELLAN, MEGAN, ANN DIRECTOR/ TREASURER/ CFO/ MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2017-01-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/ TREASURER/ CFO/ MANAGING DIRECTOR direct 2017-01-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR direct 2017-06-01
JPMORGAN CHASE & CO. 100% SHAREHHOLDER JPMORGAN CHASE HOLDINGS LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
JPMORGAN STRUCTURED SOLUTIONS LLC DIRECT PARENT, SOLE MEMBER direct 2005-02-01
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2006-07-01
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER OF APPLICANTS DIRECT PARENT indirect 2008-06-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01
WAMU INVESTMENTS, INC. INDIRECT PARENT indirect 2008-09-01
J.P. MORGAN IN-DX LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PARTNERS, LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN SECURITIES LLC STOCK HOLDER indirect 2016-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 63% OF CHASE SECURITIES INC. direct 2001-01-01 2001-04-06
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
JARDINE FLEMING INTERNATIONAL MANAGEMENT INC SHAREHOLDER indirect 2001-01-01 2001-06-06
CHASE FLEMING ASSET MANAGEMENT (LONDON) LTD. PARENT indirect 1996-04-01 2001-08-22
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 48% OF J.P. MORGAN SECURITIES INC. direct 2001-05-01 2001-09-04
J. P. MORGAN SECURITIES INC. SEE QUESTION #1 indirect 2001-05-01 2001-09-04
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2001-09-28
DVCMM LLC 100% SHAREHOLDER OF JPMIM direct 2000-06-01 2001-09-28
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01 2001-12-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-01-01 2002-02-20
ROBERT FLEMING INC. STOCKHOLDER indirect 2000-08-01 2002-06-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-11-01 2002-10-29
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 1996-04-01 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2000-12-01 2003-10-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF J.P. MORGAN SECURITIES HOLDINGS INC. indirect 2001-05-01 2004-03-15
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2002-11-01 2004-07-23
BANC ONE HIGH YIELD PARTNERS LLC 100% indirect 2004-07-01 2004-08-20
BANC ONE INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2004-07-01 2004-10-29
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED INDIRECT OWNER indirect 2004-07-01 2004-11-08
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-03-31
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01 2005-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-06-28
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2004-07-01 2005-06-29
PLEXUS GROUP, INC. SHAREHOLDER indirect 1995-09-01 2005-12-12
PACHOLDER & CO LLC SHAREHOLDER indirect 2004-07-01 2006-01-09
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2006-02-17
PMG ASSET MANAGEMENT INC INDIRECT PARENT indirect 2004-07-01 2006-03-22
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2005-07-01 2006-03-31
HANGAR 4 PARTNERS, LLC 100% OWNER indirect 1999-12-01 2006-09-22
H&Q VENTURE MANAGEMENT LLC OWNER indirect 1999-12-01 2007-08-03
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED OWNER indirect 2004-11-01 2007-12-03
JPMORGAN INVESTMENT ADVISORS INC. OWNER indirect 2004-11-01 2008-02-13
BEAR, STEARNS SECURITIES CORP. STOCK HOLDER direct 2008-07-01 2008-10-03
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER indirect 2008-06-01 2009-01-30
J.P.MORGAN SECURITIES INC. STOCK HOLDER direct 2008-07-01 2010-09-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01 2011-03-25
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER indirect 1998-01-01 2011-03-30
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 1998-01-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01 2011-03-31
IRVING PLACE CAPITAL MANAGEMENT, L.P. OWNER indirect 2008-05-01 2016-01-25
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC SHAREHOLDER indirect 2003-10-01 2016-01-27
J.P. MORGAN IN-DX LLC MEMBER direct 2005-02-01 2016-03-23
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2001-01-01 2016-08-15
J.P. MORGAN PARTNERS, LLC SOLE SHAREHOLDER indirect 2001-01-01 2017-02-09
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-05-01 2017-03-31
JPMORGAN FUNDS LIMITED PARENT indirect 2000-06-01 2017-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2017-03-31
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01 2017-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2003-10-01 2017-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2003-10-01 2017-03-31
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER indirect 2004-11-01 2017-03-31
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PEG POOLED VENTURE CAPITAL PRIVATE INVESTORS LLC United States 805-9662204277 Other Private Fund FUND OF FUNDS 13,496,354 1,000,000 Fund of Funds
PEG DIRECT VENTURE CAPITAL PRIVATE INVESTORS LLC United States 805-4753057608 Private Equity Fund 351,565 1,000,000 Fund of Funds
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS II LLC United States 805-2088110299 Private Equity Fund 25,832,340 10,000,000 Fund of Funds
PEG DIRECT VENTURE CAPITAL PRIVATE INVESTORS II LLC United States 805-7142445728 Private Equity Fund 5,276,711 500,000 Fund of Funds
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS III LLC United States 805-5767837837 Private Equity Fund 10,716,248 10,000,000 Fund of Funds
PEG POOLED CORPORATE FINANCE PRIVATE INVESTORS LLC United States 805-4238868198 Other Private Fund FUND OF FUNDS 8,226,401 250,000 Fund of Funds
PEG DIRECT CORPORATE FINANCE PRIVATE INVESTORS LLC United States 805-2711568896 Private Equity Fund 8,195,745 250,000
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS II LLC United States 805-4003020629 Private Equity Fund 15,217,434 10,000,000
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS II LLC United States 805-6920085912 Private Equity Fund 1,551,665 10,000,000 Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE PRIVATE INVESTORS II LLC United States 805-1884107875 Private Equity Fund 605,998 500,000
PEG EUROPEAN DIRECT CORPORATE FINANCE PRIVATE INVESTORS II LLC United States 805-9990909588 Private Equity Fund 234,403 500,000 Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS III LLC United States 805-6656568771 Private Equity Fund 92,333,642 10,000,000
NUTMEG OPPORTUNITIES FUND LP Cayman Islands 805-3376315589 Other Private Fund FUND OF FUNDS 129,023,959 0 Fund of Funds
JOYFUL PROSPECT FUND L.P. Cayman Islands 805-6691031237 Private Equity Fund 374,389,320 0 Master Fund
RED RIVER VENTURE CAPITAL FUND, L.P. Cayman Islands 805-7506920390 Other Private Fund FUND OF FUNDS 241,036,012 0 Fund of Funds
PEG DIGITAL GROWTH FUND, L.P. United States 805-9857087485 Private Equity Fund 43,532,734 1,000,000
GLOBAL EMERGING MARKETS DISCOVERY FUND, LLC United States 805-2342506618 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 704,614,667 10,000,000
ALL COUNTRY INTERNATIONAL EQUITY 3(C)(7) FUND, LLC United States 805-4630342978 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 165,590,101 10,000,000
U.S. LARGE CAP 130/30 FUND, LLC United States 805-4197473121 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 855,357,064 5,000,000
PEG ASIA PRIVATE EQUITY FUND LLC United States 805-9402648718 Private Equity Fund 87,376,107 10,000,000 Master Fund
U.S. REAL ESTATE INCOME & GROWTH DIRECT LP United States 805-5509059902 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 530,509,043 10,000,000
U.S. REAL ESTATE INCOME & GROWTH DOMESTIC LP United States 805-5135362762 Other Private Fund NOT A HEDGE FUND, LIQUIDITY FUND, PRIVATE EQUITY FUND, REAL ESTATE FUND, SECURITIZED ASSET FUND OR VENTURE CAPITAL FUND 1,947,973,213 10,000,000
U.S. REAL ESTATE INCOME & GROWTH CORP (CAYMAN) Cayman Islands 805-6694504527 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 85,514,022 10,000,000
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND CAYMAN MASTER, L.P. Cayman Islands 805-9940874852 Private Equity Fund 606,344,753 0 Master Fund
IIF LP United States 805-1545665851 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,337,128,478 10,000,000
IIF ERISA LP United States 805-6367270795 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 916,849,967 10,000,000
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN MASTER, L.P. Cayman Islands 805-7339079279 Real Estate Fund 49,373,757 10,000,000 Master Fund
IIF TAX-EXEMPT LP United States 805-7825353367 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 257,385,072 10,000,000
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US, LP United States 805-8220173934 Private Equity Fund 56,709,973 25,000,000 Feeder Fund
IIF USSC LP United States 805-3456561966 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 22,953,893 10,000,000
IIF CANADIAN 1 LP Canada 805-9052748730 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 911,724,519 10,000,000
IIF CANADIAN 2 LP Canada 805-3556045277 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,564,372,013 10,000,000
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US, LLC United States 805-4887748312 Private Equity Fund 174,957,560 25,000,000 Feeder Fund
IIF CANADIAN 3 LP Canada 805-5618079764 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 271,711,302 10,000,000
IIF CAYMAN 1 LTD. Cayman Islands 805-3842897700 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 405,600,582 10,000,000
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND CAYMAN, L.P. Cayman Islands 805-4105394032 Private Equity Fund 193,910,901 25,000,000 Feeder Fund
IIF UK 1 LP United Kingdom 805-5651832720 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 2,138,802,633 10,000,000
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND CAYMAN CORP. Cayman Islands 805-6063806006 Private Equity Fund 134,088,270 0 Feeder Fund
JPMAM CORAL 1 CAYMAN SLP, L.P. Cayman Islands 805-5296621722 Private Equity Fund 43,693,564 0 Feeder Fund
IIF DUTCH 1 CAYMAN L.P. Cayman Islands 805-6391380395 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 443,316,012 10,000,000
IIF US HOLDING LP United States 805-6310306237 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 524,574,155 0
U.S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP (CAYMAN) Cayman Islands 805-8914803177 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 124,416,883 10,000,000
IIF US HOLDING 2 LP United States 805-7267130410 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 2,173,274,267 0
IIF INT'L HOLDING L.P. Cayman Islands 805-2450165714 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 6,426,977,239 0
SMF GLOBAL LP United States 805-6243381693 Real Estate Fund 1,653,913,087 0
STAR LAKE FUND I, LLC United States 805-8797971462 Real Estate Fund 287,949,167 0
U.S. REAL ESTATE INCOME & GROWTH FINANCE CORP (CAYMAN) Cayman Islands 805-3753746316 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 59,162,352 10,000,000
U.S. REAL ESTATE INCOME AND GROWTH GMBH & CO. GESCHLOSSENE INVESTMENT-KG Germany 805-9478852307 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 133,368,173 10,000,000
JPMIM NIAGARA CP, LLC United States 805-1936101396 Real Estate Fund 2,320,934 0
JPMORGAN USOPF RE MASTER LP United States 805-9523514524 Real Estate Fund 0 0
IDI/SWIB INDUSTRIAL INVESTORS, LLC United States 805-3047567587 Real Estate Fund 153,226 0
INDIA PROPERTY MAURITIUS COMPANY I Mauritius 805-2158812446 Real Estate Fund 114,376,204 0 Master Fund
ALTERNATIVE PROPERTY FUND DOMESTIC I, LP United States 805-3811054444 Real Estate Fund 3,314,469 0
ALTERNATIVE PROPERTY FUND DOMESTIC II, LP United States 805-4729879519 Real Estate Fund 2,640,619 10,000,000
BYRNES PARK REALTY PARTNERS 1, LP United States 805-9913517141 Real Estate Fund 210,888,029 0
APF DOMESTIC I REIT, INC. United States 805-2003496356 Real Estate Fund 4,495,485 0
INDIA PROPERTY FUND, LLC United States 805-1200810347 Real Estate Fund 22,989,023 10,000,000 Feeder Fund
EXCELSIOR II LLC United States 805-5833745393 Real Estate Fund 45,607,026 50,000,000
BPRP JPMORGAN INVESTOR, LLC United States 805-8624014754 Real Estate Fund 10,005,458 0
INDIA PROPERTY FUND CAYMAN, L.P. Cayman Islands 805-7562365836 Real Estate Fund 57,994,578 10,000,000 Feeder Fund
JPMORGAN GREATER CHINA PROPERTY FUND, LP United States 805-1087479258 Real Estate Fund 18,042,632 0 Feeder Fund
REGENCY VISTA DEL LAGO INVESTOR, LLC United States 805-9877567803 Real Estate Fund 0 0
JPMIM GOLDEN INVESTOR LLC United States 805-9695759193 Real Estate Fund 0 0
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN, L.P. Cayman Islands 805-7187069478 Real Estate Fund 15,680,777 10,000,000 Feeder Fund
JBC/REGENCY INVESTOR, LLC United States 805-6869881039 Real Estate Fund 0 0
JPMORGAN GREATER CHINA PROPERTY FUND, LLC United States 805-6242026137 Real Estate Fund 18,042,632 10,000,000 Feeder Fund
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN II, L.P. Cayman Islands 805-2298563200 Real Estate Fund 5,468,959 10,000,000 Feeder Fund
INDIA PROPERTY FUND, LP United States 805-6841222445 Real Estate Fund 22,842,473 10,000,000 Feeder Fund
INDIA PROPERTY FUND CAYMAN PS, L.P. Cayman Islands 805-3732146851 Real Estate Fund 10,737,747 0 Feeder Fund
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN SLP, L.P. Cayman Islands 805-1797861534 Real Estate Fund 4,258,984 0 Feeder Fund
INDIA PROPERTY FUND CAYMAN CORP. Cayman Islands 805-9745410756 Real Estate Fund 30,751,766 0 Feeder Fund
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN CORP. Cayman Islands 805-9640231300 Real Estate Fund 18,046,510 10,000,000 Feeder Fund
CHASE CAPITAL PARTNERS PRIVATE EQUITY FUND OF FUNDS II, LTD Cayman Islands 805-6354034903 Private Equity Fund 99,104,056 1,000,000 Fund of Funds
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS IV LLC United States 805-9946529988 Private Equity Fund 8,055,790 1,000,000
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC United States 805-2076933068 Private Equity Fund 238,860,505 10,000,000
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC United States 805-8604582470 Private Equity Fund 1,795,003 10,000,000
FRONTIER GLOBAL BUYOUT PRIVATE INVESTORS OFFSHORE, L.P. Cayman Islands 805-4493135669 Other Private Fund FUND OF FUNDS 47,620,693 0 Fund of Funds
JOYFUL PROSPECT FEEDER FUND L.P. Cayman Islands 805-1199278148 Other Private Fund FUND OF FUNDS 0 0 Feeder Fund Fund of Funds
JOYFUL PROSPECT FUND II L.P. Cayman Islands 805-3870932516 Private Equity Fund 14,886,238 0
PEG ASIA DIRECT PRIVATE EQUITY FUND LLC United States 805-2175949414 Private Equity Fund 0 10,000,000 Feeder Fund
PEG ASIA POOLED PRIVATE EQUITY FUND LLC United States 805-3180900358 Other Private Fund FUND OF FUNDS 0 10,000,000 Feeder Fund Fund of Funds
PEG SECONDARY PRIVATE EQUITY INVESTORS II L.P. United States 805-6328530481 Other Private Fund FUND OF FUNDS 810,658,181 500,000 Fund of Funds
SHOLLAR HOLDINGS LLC United States 805-7727000494 Other Private Fund FUND OF FUNDS 1,334,253 0 Fund of Funds
TAMPICO HOLDINGS LLC United States 805-6377836489 Other Private Fund FUND OF FUNDS 3,276,828 0 Fund of Funds
COVINGTON ENTERPRISES LLC United States 805-5641709258 Other Private Fund FUND OF FUNDS 3,337,632 0 Fund of Funds
HARDING PRIVATE EQUITY LLC United States 805-4320911838 Other Private Fund FUND OF FUNDS 8,518,073 0 Fund of Funds
PIONEER PRIVATE EQUITY LLC United States 805-4300754739 Other Private Fund FUND OF FUNDS 17,036,346 0 Fund of Funds
MAVIS PRIVATE EQUITY LP Cayman Islands 805-1731249005 Other Private Fund FUND OF FUNDS 48,537,344 0 Fund of Funds
STAFFODSHIRE PRIVATE EQUITY LP Cayman Islands 805-6791046561 Other Private Fund FUND OF FUNDS 48,537,344 0 Fund of Funds
HARDING PRIVATE EQUITY LP Cayman Islands 805-2716328307 Other Private Fund FUND OF FUNDS 48,537,344 0 Fund of Funds
ESTANTE PRIVATE EQUITY LP Cayman Islands 805-5745678827 Private Equity Fund 0 0 Fund of Funds
PEG CHINA PRIVATE INVESTORS LLC United States 805-4738774279 Other Private Fund FUND OF FUNDS 0 250,000 Feeder Fund Fund of Funds
PEG CHINA PRIVATE INVESTORS OFFSHORE L.P. United States 805-4431861398 Other Private Fund FUND OF FUNDS 0 250,000 Feeder Fund Fund of Funds
PEG INSTITUTIONAL INVESTORS OFFSHORE SPECIAL L.P Cayman Islands 805-7515179598 Other Private Fund FUND OF FUNDS 0 1,000,000 Feeder Fund Fund of Funds
PRIVATE EQUITY INTERMEDIATE CAYMAN L.P. Cayman Islands 805-3402040799 Other Private Fund FUND OF FUNDS 815,640,006 1,000,000 Master Fund Fund of Funds
AIRRO INDIA SIDECAR FUND CAYMAN MASTER, L.P. Cayman Islands 805-7264000999 Real Estate Fund 126,868,788 10,000,000 Master Fund
GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC United States 805-1774371066 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 169,378,010 1,000,000
ACCESS BALANCED FUND CS LTD. Cayman Islands 805-6543805909 Other Private Fund CONTROLLED FOREIGN CORPORATION 116,823 0
ACCESS GROWTH FUND CS LTD Cayman Islands 805-2384060482 Other Private Fund CONTROLLED FOREIGN CORPORATION 117,676 0
SYSTEMATIC ALPHA FUND CS LTD. Cayman Islands 805-5846601791 Other Private Fund CONTROLLED FOREIGN CORPORATION 64,001,394 0
COMMODITIES STRATEGY FUND CS LTD Cayman Islands 805-1891020053 Other Private Fund CONTROLLED FOREIGN CORPORATION 37,657,472 0
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-2214832980 Private Equity Fund 508,443,009 10,000,000 Master Fund
PEG U.S. CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-5111117506 Private Equity Fund 404,335,040 10,000,000 Master Fund
PEG EUROPEAN CORPORATE FINANCE INSTITUTIONAL INVESTORS V United States 805-9327707608 Private Equity Fund 86,790,402 10,000,000 Master Fund
INDIA PROPERTY FUND II, LLC United States 805-3476978575 Real Estate Fund 75,111,171 10,000,000 Feeder Fund
INDIA PROPERTY FUND II CAYMAN LP Cayman Islands 805-5249766403 Real Estate Fund 85,948,931 10,000,000 Feeder Fund
INDIA PROPERTY FUND II, LP United States 805-7700388410 Real Estate Fund 588,994 10,000,000 Feeder Fund
INDIA PROPERTY FUND II CAYMAN BPS, L.P. Cayman Islands 805-3431737112 Real Estate Fund 5,498,851 0 Feeder Fund
INDIA PROPERTY FUND II CAYMAN CORP. Cayman Islands 805-3211398114 Real Estate Fund 75,145,880 0 Feeder Fund
AIRRO INDIA SIDECAR FUND US, LP United States 805-8860957940 Real Estate Fund 103,392 10,000,000 Feeder Fund
AIRRO INDIA SIDECAR FUND US, LLC United States 805-7739511456 Real Estate Fund 94,391,526 10,000,000 Feeder Fund
AIRRO INDIA SIDECAR FUND CAYMAN, L.P. Cayman Islands 805-8063231444 Real Estate Fund 28,284,430 10,000,000 Feeder Fund
AIRRO INDIA SIDECAR FUND CAYMAN CORP. Cayman Islands 805-8330122633 Real Estate Fund 94,378,388 10,000,000 Feeder Fund
JPMAM BENGAL TR CAYMAN SLP, L.P. Cayman Islands 805-5704150585 Real Estate Fund 4,466,607 0 Feeder Fund
FRONT RANGE ACQUISITION HOLDING LLC United States 805-8895795891 Real Estate Fund 112,550 0
ADVANCED CITY FUND GLOBAL LP United States 805-7701136746 Real Estate Fund 352,056,571 0
RIVERPOINT ACQUISITION HOLDING, LLC United States 805-5445522402 Real Estate Fund 56,727 0
JPMIM RIVERPOINT INVESTOR LLC United States 805-7650081204 Real Estate Fund 16,239 0
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND II US, LLC United States 805-4667738727 Private Equity Fund 44,557,285 10,000,000 Feeder Fund
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND II CAYMAN CORP. Cayman Islands 805-5237345366 Private Equity Fund 44,553,953 0 Feeder Fund
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND II US, LP United States 805-1176332288 Private Equity Fund 40,305 10,000,000 Feeder Fund
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND II CAYMAN, LP Cayman Islands 805-9987959204 Private Equity Fund 22,629,533 10,000,000 Feeder Fund
JPMAM CORAL 2 CAYMAN SS, LP Cayman Islands 805-9111158155 Private Equity Fund 2,913,496 0 Feeder Fund
SYSTEMATIC ALPHA MASTER FUND LP Cayman Islands 805-2765188157 Hedge Fund 432,650,268 5,000,000 Master Fund
SYSTEMATIC ALPHA FUND LP Cayman Islands 805-5270995056 Hedge Fund 189,535,583 5,000,000 Feeder Fund
SYSTEMATIC ALPHA FUND LTD Cayman Islands 805-1781961145 Hedge Fund 236,808,043 5,000,000 Feeder Fund
GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V OFFSHORE SPECIAL L.P. Cayman Islands 805-5667114652 Private Equity Fund 0 500,000 Feeder Fund Fund of Funds
PEG VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-7467276928 Private Equity Fund 175,735,894 10,000,000 Master Fund
STAR LAKE FUND II, LLC United States 805-2311143162 Real Estate Fund 378,431,743 0
JPMIM NIAGARA CP, II LLC United States 805-3274690002 Real Estate Fund 5,620,333 0
BYRNES PARK REALTY PARTNERS II, LP United States 805-2705753872 Real Estate Fund 160,681,278 0
JPMIM 4TH STREET GP LLC United States 805-8197459485 Real Estate Fund 463,948 0
JPM MEZZ DEBT REIT LLC United States 805-4846364476 Real Estate Fund 267,435,331 0
SANDY SPRINGS ACQUISITION HOLDING, LLC United States 805-6844172231 Real Estate Fund 23,072,158 0
PEG U.S. CORPORATE FINANCE INSTITUTIONAL OFFSHORE INVESTORS V LP Cayman Islands 805-4385301701 Private Equity Fund 88,283,926 10,000,000 Fund of Funds
VILLANOVA PRIVATE ASSETS FUND L.P. United States 805-4136976603 Other Private Fund FUND OF FUNDS 96,731,027 0 Fund of Funds
PEG DIGITAL GROWTH FUND II, L.P. United States 805-3515289551 Private Equity Fund 1,708,644,861 1,000,000
DIGITAL GROWTH CO-INVESTMENT 2, L.P. United States 805-8755050199 Private Equity Fund 0 250,000
JPMIM FRONT RANGE INVESTOR, LLC United States 805-1273482407 Real Estate Fund 63,270 0
JPMIM FRONT RANGE CARRY, LLC United States 805-9569639181 Real Estate Fund 73,110 0
JPMIM RIVERPOINT CARRY, LLC United States 805-6383685833 Real Estate Fund 16,239 0
JPMIM REGENCY 1 INVESTOR, LLC United States 805-1235573886 Real Estate Fund 1,855,450 0
JPMIM REGENCY 1 CARRY, LLC United States 805-8242596467 Real Estate Fund 1,855,450 0
GLOBAL MARITIME INVESTMENT FUND LP United Kingdom 805-6633765983 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 531,010,600 10,000,000 Master Fund
GLOBAL MARITIME INVESTMENT FUND FEEDER LP United Kingdom 805-8532187380 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 6,191,552 10,000,000 Feeder Fund
GLOBAL MARITIME INVESTMENT FUND FEEDER, LLC United States 805-7725226053 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 13,098,209 10,000,000 Feeder Fund
GLOBAL MARITIME INVESTMENT FUND INTERMEDIATE LP United Kingdom 805-1892523846 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 13,096,970 0 Feeder Fund
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-8199098193 Private Equity Fund 0 10,000,000 Feeder Fund
PARKCAL, LLC United States 805-5729486616 Real Estate Fund 485,136,402 0
BAYVIEW MARKET SQUARE LP United States 805-8537909880 Real Estate Fund 483,369,504 0
IPF II CO-INVEST MASTER LP Cayman Islands 805-3933094306 Real Estate Fund 35,289,192 0 Master Fund
IIF CANADIAN 4 LP Canada 805-5368697779 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 650,049,487 10,000,000
IIF AUSTRALIAN 1 TRUST Australia 805-9600426190 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 302,842,053 10,000,000 Master Fund
AARP INNOVATION FUND L.P. United States 805-9198022936 Other Private Fund FUND OF FUNDS 40,316,118 0 Fund of Funds
CMDB I Mauritius 805-3215850163 Other Private Fund FUND OF FUNDS 0 0 Feeder Fund Fund of Funds
CMDB II Mauritius 805-8848220596 Private Equity Fund 376,546,253 0 Master Fund
TEAMSTERS JOINT COUNCIL NO. 83 OF VIRGINIA PENSION FUND PRIVATE EQUITY FUND L.P United States 805-8105855754 Other Private Fund FUND OF FUNDS 1,334,253 0 Fund of Funds
TAHOE PRIVATE EQUITY FUND L.P. United States 805-8956292778 Other Private Fund FUND OF FUNDS 129,618,554 0 Fund of Funds
PEG DIRECT GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-1213147142 Private Equity Fund 0 10,000,000 Feeder Fund
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-4412119603 Private Equity Fund 0 10,000,000 Feeder Fund
PEG EUROPEAN POOLED CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-6409218625 Other Private Fund FUND OF FUNDS 0 10,000,000 Feeder Fund Fund of Funds
PEG INDIA CO-INVESTMENT, L.P. Cayman Islands 805-8434527195 Other Private Fund FUND OF FUNDS 84,295,069 0 Feeder Fund Fund of Funds
PEG WEWORK LLC United States 805-9545504373 Private Equity Fund 285,056,218 0
PEG U.S. POOLED CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-7347638611 Other Private Fund FUND OF FUNDS 0 10,000,000 Feeder Fund Fund of Funds
PEG POOLED GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-8737399857 Other Private Fund FUND OF FUNDS 0 10,000,000 Feeder Fund Fund of Funds
PEG POOLED VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-3403976334 Other Private Fund FUND OF FUNDS 0 10,000,000 Feeder Fund Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-4552543900 Private Equity Fund 0 10,000,000 Feeder Fund
PEG SECONDARY PRIVATE EQUITY INVESTORS II AIV L.P. Cayman Islands 805-1928519336 Other Private Fund FUND OF FUNDS 44,252,215 0 Fund of Funds
PRIME LIQUIDITY FUND LLC United States 805-6650321970 Liquidity Fund 1,500,000,000 10,000,000
PEG DIRECT GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-3791726838 Private Equity Fund 0 750,000 Feeder Fund Fund of Funds
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-8019367050 Private Equity Fund 582,641,694 750,000 Master Fund Fund of Funds
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI OFFSHORE SPECIAL L.P. Cayman Islands 805-4684630680 Other Private Fund FUND OF FUNDS 0 1,500,000 Feeder Fund Fund of Funds
PEG POOLED GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-3528517755 Other Private Fund FUND OF FUNDS 0 750,000 Feeder Fund Fund of Funds
PEG SECONDARY PRIVATE EQUITY INVESTORS III L.P. United States 805-4925083960 Other Private Fund FUND OF FUNDS 810,658,181 250,000 Master Fund Fund of Funds
PEG SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE SPECIAL III L.P. Cayman Islands 805-1057051551 Other Private Fund FUND OF FUNDS 0 250,000 Feeder Fund Fund of Funds
PEG WELBORN PRIVATE EQUITY FUND L.P. United States 805-3773994571 Other Private Fund FUND OF FUNDS 188,110,339 2,300,000 Fund of Funds
RED RIVER VENTURE CAPITAL FUND II L.P. United States 805-6442368613 Other Private Fund FUND OF FUNDS 201,708,118 2,500,000 Fund of Funds
PEG FD LLC United States 805-1929525463 Private Equity Fund 32,500,000 4,999,715
PEG MZ 2016 L.P. United States 805-3209257363 Private Equity Fund 47,250,024 250,000
PEG HO PRIVATE EQUITY FUND L.P. United States 805-6605794847 Private Equity Fund 126,580,323 1,265,000
PENINSULA PRIVATE EQUITY FUND L.P. United States 805-9139835131 Private Equity Fund 151,657,859 1,898,000
JPMIM 4TH STREET INVESTOR, LLC United States 805-6123048617 Real Estate Fund 4,591,924 0
GLOBAL MARITIME INVESTMENT FUND II FEEDER LLC United States 805-6832208917 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 108,642,336 10,000,000 Feeder Fund
SPECIALTY EQUITY STRATEGY I FEEDER LP United States 805-8233118182 Real Estate Fund 160,578 0
DIVERSIFIED ALTERNATIVES FUND CS LTD Cayman Islands 805-4161974336 Other Private Fund CONTROLLED FOREIGN CORPORATION 22,101,115 0
BPRP II BOATHOUSE HOLDCO LP United States 805-9786160735 Real Estate Fund 37,957,311 0
NUTMEG OPPORTUNITIES FUND II LLC United States 805-1932476984 Other Private Fund FUND OF FUNDS 151,886,271 0 Fund of Funds
MANAGED FUTURES FUND CS Cayman Islands 805-9126055303 Other Private Fund CONTROLLED FOREIGN CORPORATION 7,423,326 0
IPF II CO-INVEST CAYMAN LP Cayman Islands 805-4827333543 Real Estate Fund 34,914,939 10,000,000 Feeder Fund
REGENCY REDWOOD, LLC United States 805-4194595712 Real Estate Fund 17,541,525 0
JPMIM GOLDEN INVESTOR 2, LLC United States 805-7564628484 Real Estate Fund 494,996 0
JPMIM GOLDEN CARRY 2, LLC United States 805-7600679221 Real Estate Fund 494,996 0
PEG U.S. CORPORATE FINANCE VI SELECT L.P. United States 805-8414708804 Other Private Fund FUND OF FUNDS 0 10,000,000 Feeder Fund Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE VI SELECT L.P. United States 805-9237304059 Other Private Fund FUND OF FUNDS 84,433,381 10,000,000 Master Fund Fund of Funds
EUROPEAN OPPORTUNISTIC PROPERTY FUND III FEEDER LLC United States 805-5298928416 Real Estate Fund 122,080,274 0 Feeder Fund
GMIF II CIP CAYMAN, L.P. Cayman Islands 805-2247814948 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 17,501,951 0 Feeder Fund
JPMAM G1 CIP LP Cayman Islands 805-1519443996 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 18,731,000 0 Feeder Fund
EOIV CAYMAN CIP LP Cayman Islands 805-7235364796 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 370,000 0 Feeder Fund
JPMAM RE CIP 2 L.P. United Kingdom 805-3494848472 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 42,239,707 0 Feeder Fund
JPMAMA RE GP 3LP United Kingdom 805-3393890041 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 23,506,262 0 Feeder Fund

J.P. MORGAN INVESTMENT MANAGEMENT INC.

ownership team - last updated 2018-06-07
Name Title Start Date Direct/Indirect % Ownership
POWELL, ANDREW, RICHARD DIRECTOR/MANAGING DIRECTOR / SENIOR BUSINESS MANAGER 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR / SENIOR BUSINESS MANAGER direct 2015-02-01
GATCH, GEORGE, CROSBY WHITE DIRECTOR/CHAIRMAN/MANAGING DIRECTOR 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR/MANAGING DIRECTOR direct 2001-02-01
ROBERT FLEMING INC. DIRECTOR/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. PRESIDENT direct 2011-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CHAIRMAN/MANAGING DIRECTOR direct 2012-06-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR direct 2001-02-01 2002-07-19
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2002-10-01 2010-06-04
J.P. MORGAN INVESTMENT MANAGEMENT INC. PRESIDENT/DIRECTOR/CEO direct 2010-08-01 2011-02-28
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/CEO direct 2010-08-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. DIRECTOR direct 2010-07-01 2011-04-29
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CEO/PRESIDENT/MANAGING DIRECTOR direct 2010-08-01 2012-12-17
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CHAIRMANT/MANAGING DIRECTOR direct 2012-06-01 2014-11-19
UNREIN, LAWRENCE, MARK DIRECTOR/CIO- AND GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR 02/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
DVCMM LLC MANAGING DIRECTOR direct 2000-06-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CIO- AND GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR direct 2003-02-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01
ROBERT FLEMING INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR direct 2008-06-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. DIRECTOR direct 2003-02-01 2003-03-31
ROBERT FLEMING INC. DIRECTOR direct 2003-02-01 2003-03-31
BEAR STEARNS ASSET MANAGEMENT INC CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2008-06-01 2008-07-07
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01 2009-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2003-02-01 2011-02-28
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/CIO-GLOBAL HEAD OF PRIVATE EQUITY direct 2003-02-01 2011-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER OF THE BOARD OF MANAGERS direct 2004-12-01 2011-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECTOR direct 2003-06-01 2013-10-18
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/CIO-GLOBAL HEAD OF PRIVATE EQUITY/MANAGING DIRECTOR direct 2003-02-01 2017-03-31
BEAR STEARNS ASSET MANAGEMENT INC DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2008-06-01 2017-05-09
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. SHAREHOLDER 10/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RICHTER, SCOTT, EDWARD SECRETARY / MANAGING DIRECTOR 05/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF LEGAL OFFICER direct 2005-11-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY / MANAGING DIRECTOR direct 2007-05-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF LEGAL OFFICER direct 2005-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY / MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY/CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. MANAGING DIRECTOR/SECRETARY direct 2007-05-01
JPMORGAN INVESTMENT ADVISORS INC. SECRETARY direct 2007-05-01
JPMORGAN HIGH YIELD PARTNERS LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2005-07-01
PACHOLDER & CO LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2006-08-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC. SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC SECRETARY/MANAGING DIRECTOR direct 2008-10-01
QUINSEE, PAUL, ANTHONY DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR direct 2017-01-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
DONOHUE, JOHN, THOMAS DIRECTOR / PRESIDENT / CEO / MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / PRESIDENT / CEO / MANAGING DIRECTOR direct 2015-02-01
DOWD, JOY, CATHERINE DIRECTOR / HEAD OF CLIENT SERVICES / MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY VICE PRESIDENT INVESTMENTS INTERNAL AUDIT direct 2007-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CONTROL OFFICER EXECUTIVE / MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / HEAD OF ASSET MANAGEMENT OVERSIGHT AND CONTROL/ MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / HEAD OF CLIENT SERVICES / MANAGING DIRECTOR direct 2015-02-01
MICHELE, ROBERT, CHARLES DIRECTOR /CIO AND HEAD OF GLOBAL FIXED INCOME, CURRENCY & COMMODITIES/ MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR /CIO AND HEAD OF GLOBAL FIXED INCOME, CURRENCY & COMMODITIES/ MANAGING DIRECTOR direct 2015-02-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC DIRECTOR, MANAGING DIRECTOR direct 1999-06-01 2001-07-20
JPMORGAN ASSET MANAGEMENT (UK) LIMITED DIRECTOR direct 2009-03-01 2012-03-30
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / INVESTMENT TEAM HEAD / MANAGING DIRECTOR direct 2015-02-01 2017-03-31
O'BRIEN, MICHAEL, JOHN DIRECTOR / CO-HEAD OF ASSET MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / GLOBAL PRODUCT HEAD / MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CO-HEAD OF ASSET MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR direct 2015-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / CO-HEAD OF GLOBAL INVESTMENT MANAGEMENT SOLUTIONS/ MANAGING DIRECTOR direct 2015-02-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED CHIEF EXECUTIVE OFFICER/DIRECTOR direct 2014-12-01
JPMORGAN FUNDS LIMITED DIRECTOR/CHIEF EXECUTIVE OFFICER direct 2014-12-01
EGERT, MARK, ALAN CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\EXECUTIVE DIRECTOR direct 2016-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR direct 2016-02-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER\MANAGING DIRECTOR direct 2017-02-01
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT CHIEF COMPLIANCE OFFICER direct 2011-09-01
COWEN ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-08-01
CAMACHO, MICHAEL, ALAN DIRECTOR/GLOBAL HEAD OF BETA STRATEGIES/MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF BETA STRATEGIES/MANAGING DIRECTOR direct 2017-01-01
JPMORGAN SOLUTIONS LLC CHAIRMAN, PRESIDENT AND DIRECTOR direct 2006-04-01
PIL, ANTON, CYRIEL DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR direct 2017-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR direct 2017-01-01
MCCLELLAN, MEGAN, ANN DIRECTOR/ TREASURER/ CFO/ MANAGING DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2017-01-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/ TREASURER/ CFO/ MANAGING DIRECTOR direct 2017-01-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR direct 2017-06-01
HARRIS, WILLIAM, VASILIY DIRECTOR / MANAGING DIRECTOR 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR / MANAGING DIRECTOR direct 2017-08-01
JPMORGAN CHASE & CO. 100% SHAREHHOLDER JPMORGAN CHASE HOLDINGS LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
JPMORGAN STRUCTURED SOLUTIONS LLC DIRECT PARENT, SOLE MEMBER direct 2005-02-01
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2006-07-01
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER OF APPLICANTS DIRECT PARENT indirect 2008-06-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01
WAMU INVESTMENTS, INC. INDIRECT PARENT indirect 2008-09-01
J.P. MORGAN IN-DX LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PARTNERS, LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN SECURITIES LLC STOCK HOLDER indirect 2016-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 63% OF CHASE SECURITIES INC. direct 2001-01-01 2001-04-06
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
JARDINE FLEMING INTERNATIONAL MANAGEMENT INC SHAREHOLDER indirect 2001-01-01 2001-06-06
CHASE FLEMING ASSET MANAGEMENT (LONDON) LTD. PARENT indirect 1996-04-01 2001-08-22
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 48% OF J.P. MORGAN SECURITIES INC. direct 2001-05-01 2001-09-04
J. P. MORGAN SECURITIES INC. SEE QUESTION #1 indirect 2001-05-01 2001-09-04
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2001-09-28
DVCMM LLC 100% SHAREHOLDER OF JPMIM direct 2000-06-01 2001-09-28
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01 2001-12-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-01-01 2002-02-20
ROBERT FLEMING INC. STOCKHOLDER indirect 2000-08-01 2002-06-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-11-01 2002-10-29
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 1996-04-01 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2000-12-01 2003-10-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF J.P. MORGAN SECURITIES HOLDINGS INC. indirect 2001-05-01 2004-03-15
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2002-11-01 2004-07-23
BANC ONE HIGH YIELD PARTNERS LLC 100% indirect 2004-07-01 2004-08-20
BANC ONE INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2004-07-01 2004-10-29
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED INDIRECT OWNER indirect 2004-07-01 2004-11-08
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-03-31
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01 2005-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-06-28
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2004-07-01 2005-06-29
PLEXUS GROUP, INC. SHAREHOLDER indirect 1995-09-01 2005-12-12
PACHOLDER & CO LLC SHAREHOLDER indirect 2004-07-01 2006-01-09
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2006-02-17
PMG ASSET MANAGEMENT INC INDIRECT PARENT indirect 2004-07-01 2006-03-22
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2005-07-01 2006-03-31
HANGAR 4 PARTNERS, LLC 100% OWNER indirect 1999-12-01 2006-09-22
H&Q VENTURE MANAGEMENT LLC OWNER indirect 1999-12-01 2007-08-03
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED OWNER indirect 2004-11-01 2007-12-03
JPMORGAN INVESTMENT ADVISORS INC. OWNER indirect 2004-11-01 2008-02-13
BEAR, STEARNS SECURITIES CORP. STOCK HOLDER direct 2008-07-01 2008-10-03
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER indirect 2008-06-01 2009-01-30
J.P.MORGAN SECURITIES INC. STOCK HOLDER direct 2008-07-01 2010-09-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01 2011-03-25
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER indirect 1998-01-01 2011-03-30
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 1998-01-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01 2011-03-31
IRVING PLACE CAPITAL MANAGEMENT, L.P. OWNER indirect 2008-05-01 2016-01-25
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC SHAREHOLDER indirect 2003-10-01 2016-01-27
J.P. MORGAN IN-DX LLC MEMBER direct 2005-02-01 2016-03-23
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2001-01-01 2016-08-15
J.P. MORGAN PARTNERS, LLC SOLE SHAREHOLDER indirect 2001-01-01 2017-02-09
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-05-01 2017-03-31
JPMORGAN FUNDS LIMITED PARENT indirect 2000-06-01 2017-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2017-03-31
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01 2017-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2003-10-01 2017-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2003-10-01 2017-03-31
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER indirect 2004-11-01 2017-03-31
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS IV LLC United States 805-9946529988 Private Equity Fund 8,055,790 1,000,000
SYSTEMATIC ALPHA MASTER FUND LP Cayman Islands 805-2765188157 Hedge Fund 432,650,268 5,000,000 Master Fund
JBC/REGENCY INVESTOR, LLC United States 805-6869881039 Real Estate Fund 0 0
PEG POOLED VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-3403976334 Other Private Fund FUND OF FUNDS 0 10,000,000 Feeder Fund Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE PRIVATE INVESTORS II LLC United States 805-1884107875 Private Equity Fund 605,998 500,000
GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V OFFSHORE SPECIAL L.P. Cayman Islands 805-5667114652 Private Equity Fund 0 500,000 Feeder Fund Fund of Funds
U.S. REAL ESTATE INCOME & GROWTH FINANCE CORP (CAYMAN) Cayman Islands 805-3753746316 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 59,162,352 10,000,000
IIF CANADIAN 3 LP Canada 805-5618079764 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 271,711,302 10,000,000
IIF CAYMAN 1 LTD. Cayman Islands 805-3842897700 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 405,600,582 10,000,000
IIF AUSTRALIAN 1 TRUST Australia 805-9600426190 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 302,842,053 10,000,000 Master Fund
AARP INNOVATION FUND L.P. United States 805-9198022936 Other Private Fund FUND OF FUNDS 40,316,118 0 Fund of Funds
TAMPICO HOLDINGS LLC United States 805-6377836489 Other Private Fund FUND OF FUNDS 3,276,828 0 Fund of Funds
SYSTEMATIC ALPHA FUND CS LTD. Cayman Islands 805-5846601791 Other Private Fund CONTROLLED FOREIGN CORPORATION 64,001,394 0
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND CAYMAN CORP. Cayman Islands 805-6063806006 Private Equity Fund 134,088,270 0 Feeder Fund
BPRP JPMORGAN INVESTOR, LLC United States 805-8624014754 Real Estate Fund 10,005,458 0
SANDY SPRINGS ACQUISITION HOLDING, LLC United States 805-6844172231 Real Estate Fund 23,072,158 0
JPMIM RIVERPOINT CARRY, LLC United States 805-6383685833 Real Estate Fund 16,239 0
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND II CAYMAN CORP. Cayman Islands 805-5237345366 Private Equity Fund 44,553,953 0 Feeder Fund
PEG CHINA PRIVATE INVESTORS LLC United States 805-4738774279 Other Private Fund FUND OF FUNDS 0 250,000 Feeder Fund Fund of Funds
PEG POOLED CORPORATE FINANCE PRIVATE INVESTORS LLC United States 805-4238868198 Other Private Fund FUND OF FUNDS 8,226,401 250,000 Fund of Funds
TEAMSTERS JOINT COUNCIL NO. 83 OF VIRGINIA PENSION FUND PRIVATE EQUITY FUND L.P United States 805-8105855754 Other Private Fund FUND OF FUNDS 1,334,253 0 Fund of Funds
BYRNES PARK REALTY PARTNERS 1, LP United States 805-9913517141 Real Estate Fund 210,888,029 0
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN SLP, L.P. Cayman Islands 805-1797861534 Real Estate Fund 4,258,984 0 Feeder Fund
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS II LLC United States 805-6920085912 Private Equity Fund 1,551,665 10,000,000 Fund of Funds
INDIA PROPERTY FUND CAYMAN CORP. Cayman Islands 805-9745410756 Real Estate Fund 30,751,766 0 Feeder Fund
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS III LLC United States 805-5767837837 Private Equity Fund 10,716,248 10,000,000 Fund of Funds
JPMIM NIAGARA CP, II LLC United States 805-3274690002 Real Estate Fund 5,620,333 0
DIGITAL GROWTH CO-INVESTMENT 2, L.P. United States 805-8755050199 Private Equity Fund 0 250,000
PEG POOLED VENTURE CAPITAL PRIVATE INVESTORS LLC United States 805-9662204277 Other Private Fund FUND OF FUNDS 13,496,354 1,000,000 Fund of Funds
JPMIM 4TH STREET GP LLC United States 805-8197459485 Real Estate Fund 463,948 0
PEG ASIA PRIVATE EQUITY FUND LLC United States 805-9402648718 Private Equity Fund 87,376,107 10,000,000 Master Fund
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC United States 805-8604582470 Private Equity Fund 1,795,003 10,000,000
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS II LLC United States 805-2088110299 Private Equity Fund 25,832,340 10,000,000 Fund of Funds
GLOBAL MARITIME INVESTMENT FUND II FEEDER LLC United States 805-6832208917 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 108,642,336 10,000,000 Feeder Fund
STAR LAKE FUND II, LLC United States 805-2311143162 Real Estate Fund 378,431,743 0
IIF DUTCH 1 CAYMAN L.P. Cayman Islands 805-6391380395 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 443,316,012 10,000,000
PARKCAL, LLC United States 805-5729486616 Real Estate Fund 485,136,402 0
CMDB I Mauritius 805-3215850163 Other Private Fund FUND OF FUNDS 0 0 Feeder Fund Fund of Funds
BAYVIEW MARKET SQUARE LP United States 805-8537909880 Real Estate Fund 483,369,504 0
IIF USSC LP United States 805-3456561966 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 22,953,893 10,000,000
GLOBAL EMERGING MARKETS DISCOVERY FUND, LLC United States 805-2342506618 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 704,614,667 10,000,000
PEG POOLED GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-8737399857 Other Private Fund FUND OF FUNDS 0 10,000,000 Feeder Fund Fund of Funds
JOYFUL PROSPECT FUND L.P. Cayman Islands 805-6691031237 Private Equity Fund 374,389,320 0 Master Fund
RED RIVER VENTURE CAPITAL FUND, L.P. Cayman Islands 805-7506920390 Other Private Fund FUND OF FUNDS 241,036,012 0 Fund of Funds
ALTERNATIVE PROPERTY FUND DOMESTIC I, LP United States 805-3811054444 Real Estate Fund 3,314,469 0
PEG EUROPEAN DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-8199098193 Private Equity Fund 0 10,000,000 Feeder Fund
IIF ERISA LP United States 805-6367270795 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 916,849,967 10,000,000
INDIA PROPERTY FUND II CAYMAN LP Cayman Islands 805-5249766403 Real Estate Fund 85,948,931 10,000,000 Feeder Fund
JPMAMA RE GP 3LP United Kingdom 805-3393890041 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 23,506,262 0 Feeder Fund
EUROPEAN OPPORTUNISTIC PROPERTY FUND III FEEDER LLC United States 805-5298928416 Real Estate Fund 122,080,274 0 Feeder Fund
JPMIM GOLDEN INVESTOR 2, LLC United States 805-7564628484 Real Estate Fund 494,996 0
APF DOMESTIC I REIT, INC. United States 805-2003496356 Real Estate Fund 4,495,485 0
IIF UK 1 LP United Kingdom 805-5651832720 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 2,138,802,633 10,000,000
PIONEER PRIVATE EQUITY LLC United States 805-4300754739 Other Private Fund FUND OF FUNDS 17,036,346 0 Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS II LLC United States 805-4003020629 Private Equity Fund 15,217,434 10,000,000
HARDING PRIVATE EQUITY LP Cayman Islands 805-2716328307 Other Private Fund FUND OF FUNDS 48,537,344 0 Fund of Funds
IIF CANADIAN 2 LP Canada 805-3556045277 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,564,372,013 10,000,000
GLOBAL MARITIME INVESTMENT FUND INTERMEDIATE LP United Kingdom 805-1892523846 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 13,096,970 0 Feeder Fund
COMMODITIES STRATEGY FUND CS LTD Cayman Islands 805-1891020053 Other Private Fund CONTROLLED FOREIGN CORPORATION 37,657,472 0
PEG DIGITAL GROWTH FUND II, L.P. United States 805-3515289551 Private Equity Fund 1,708,644,861 1,000,000
IIF US HOLDING LP United States 805-6310306237 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 524,574,155 0
PEG INDIA CO-INVESTMENT, L.P. Cayman Islands 805-8434527195 Other Private Fund FUND OF FUNDS 84,295,069 0 Feeder Fund Fund of Funds
INDIA PROPERTY MAURITIUS COMPANY I Mauritius 805-2158812446 Real Estate Fund 114,376,204 0 Master Fund
JOYFUL PROSPECT FEEDER FUND L.P. Cayman Islands 805-1199278148 Other Private Fund FUND OF FUNDS 0 0 Feeder Fund Fund of Funds
JPMIM REGENCY 1 CARRY, LLC United States 805-8242596467 Real Estate Fund 1,855,450 0
PRIME LIQUIDITY FUND LLC United States 805-6650321970 Liquidity Fund 1,500,000,000 10,000,000
JPMAM BENGAL TR CAYMAN SLP, L.P. Cayman Islands 805-5704150585 Real Estate Fund 4,466,607 0 Feeder Fund
GLOBAL MARITIME INVESTMENT FUND LP United Kingdom 805-6633765983 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 531,010,600 10,000,000 Master Fund
ADVANCED CITY FUND GLOBAL LP United States 805-7701136746 Real Estate Fund 352,056,571 0
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-4552543900 Private Equity Fund 0 10,000,000 Feeder Fund
PEG WEWORK LLC United States 805-9545504373 Private Equity Fund 285,056,218 0
JOYFUL PROSPECT FUND II L.P. Cayman Islands 805-3870932516 Private Equity Fund 14,886,238 0
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN II, L.P. Cayman Islands 805-2298563200 Real Estate Fund 5,468,959 10,000,000 Feeder Fund
PEG ASIA DIRECT PRIVATE EQUITY FUND LLC United States 805-2175949414 Private Equity Fund 0 10,000,000 Feeder Fund
GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC United States 805-1774371066 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 169,378,010 1,000,000
VILLANOVA PRIVATE ASSETS FUND L.P. United States 805-4136976603 Other Private Fund FUND OF FUNDS 96,731,027 0 Fund of Funds
SYSTEMATIC ALPHA FUND LTD Cayman Islands 805-1781961145 Hedge Fund 236,808,043 5,000,000 Feeder Fund
SYSTEMATIC ALPHA FUND LP Cayman Islands 805-5270995056 Hedge Fund 189,535,583 5,000,000 Feeder Fund
IDI/SWIB INDUSTRIAL INVESTORS, LLC United States 805-3047567587 Real Estate Fund 153,226 0
IIF CANADIAN 1 LP Canada 805-9052748730 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 911,724,519 10,000,000
ACCESS BALANCED FUND CS LTD. Cayman Islands 805-6543805909 Other Private Fund CONTROLLED FOREIGN CORPORATION 116,823 0
JPMIM NIAGARA CP, LLC United States 805-1936101396 Real Estate Fund 2,320,934 0
INDIA PROPERTY FUND II CAYMAN BPS, L.P. Cayman Islands 805-3431737112 Real Estate Fund 5,498,851 0 Feeder Fund
ALL COUNTRY INTERNATIONAL EQUITY 3(C)(7) FUND, LLC United States 805-4630342978 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 165,590,101 10,000,000
JPMIM REGENCY 1 INVESTOR, LLC United States 805-1235573886 Real Estate Fund 1,855,450 0
PEG DIGITAL GROWTH FUND, L.P. United States 805-9857087485 Private Equity Fund 43,532,734 1,000,000
IIF US HOLDING 2 LP United States 805-7267130410 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 2,173,274,267 0
CMDB II Mauritius 805-8848220596 Private Equity Fund 376,546,253 0 Master Fund
PEG EUROPEAN DIRECT CORPORATE FINANCE PRIVATE INVESTORS II LLC United States 805-9990909588 Private Equity Fund 234,403 500,000 Fund of Funds
PEG INSTITUTIONAL INVESTORS OFFSHORE SPECIAL L.P Cayman Islands 805-7515179598 Other Private Fund FUND OF FUNDS 0 1,000,000 Feeder Fund Fund of Funds
JPMIM GOLDEN INVESTOR LLC United States 805-9695759193 Real Estate Fund 0 0
PEG HO PRIVATE EQUITY FUND L.P. United States 805-6605794847 Private Equity Fund 126,580,323 1,265,000
JPMIM 4TH STREET INVESTOR, LLC United States 805-6123048617 Real Estate Fund 4,591,924 0
U.S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP (CAYMAN) Cayman Islands 805-8914803177 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 124,416,883 10,000,000
ALTERNATIVE PROPERTY FUND DOMESTIC II, LP United States 805-4729879519 Real Estate Fund 2,640,619 10,000,000
JPMORGAN GREATER CHINA PROPERTY FUND, LLC United States 805-6242026137 Real Estate Fund 18,042,632 10,000,000 Feeder Fund
PEG SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE SPECIAL III L.P. Cayman Islands 805-1057051551 Other Private Fund FUND OF FUNDS 0 250,000 Feeder Fund Fund of Funds
DIVERSIFIED ALTERNATIVES FUND CS LTD Cayman Islands 805-4161974336 Other Private Fund CONTROLLED FOREIGN CORPORATION 22,101,115 0
PEG POOLED GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-3528517755 Other Private Fund FUND OF FUNDS 0 750,000 Feeder Fund Fund of Funds
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-8019367050 Private Equity Fund 582,641,694 750,000 Master Fund Fund of Funds
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND CAYMAN, L.P. Cayman Islands 805-4105394032 Private Equity Fund 193,910,901 25,000,000 Feeder Fund
STAR LAKE FUND I, LLC United States 805-8797971462 Real Estate Fund 287,949,167 0
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN MASTER, L.P. Cayman Islands 805-7339079279 Real Estate Fund 49,373,757 10,000,000 Master Fund
PEG WELBORN PRIVATE EQUITY FUND L.P. United States 805-3773994571 Other Private Fund FUND OF FUNDS 188,110,339 2,300,000 Fund of Funds
PEG DIRECT VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-4412119603 Private Equity Fund 0 10,000,000 Feeder Fund
INDIA PROPERTY FUND CAYMAN PS, L.P. Cayman Islands 805-3732146851 Real Estate Fund 10,737,747 0 Feeder Fund
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND CAYMAN MASTER, L.P. Cayman Islands 805-9940874852 Private Equity Fund 606,344,753 0 Master Fund
IIF CANADIAN 4 LP Canada 805-5368697779 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 650,049,487 10,000,000
REGENCY VISTA DEL LAGO INVESTOR, LLC United States 805-9877567803 Real Estate Fund 0 0
IIF INT'L HOLDING L.P. Cayman Islands 805-2450165714 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 6,426,977,239 0
AIRRO INDIA SIDECAR FUND US, LLC United States 805-7739511456 Real Estate Fund 94,391,526 10,000,000 Feeder Fund
U.S. REAL ESTATE INCOME & GROWTH DIRECT LP United States 805-5509059902 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 530,509,043 10,000,000
JPMORGAN USOPF RE MASTER LP United States 805-9523514524 Real Estate Fund 0 0
U.S. REAL ESTATE INCOME & GROWTH CORP (CAYMAN) Cayman Islands 805-6694504527 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 85,514,022 10,000,000
REGENCY REDWOOD, LLC United States 805-4194595712 Real Estate Fund 17,541,525 0
U.S. REAL ESTATE INCOME & GROWTH DOMESTIC LP United States 805-5135362762 Other Private Fund NOT A HEDGE FUND, LIQUIDITY FUND, PRIVATE EQUITY FUND, REAL ESTATE FUND, SECURITIZED ASSET FUND OR VENTURE CAPITAL FUND 1,947,973,213 10,000,000
INDIA PROPERTY FUND II, LP United States 805-7700388410 Real Estate Fund 588,994 10,000,000 Feeder Fund
PENINSULA PRIVATE EQUITY FUND L.P. United States 805-9139835131 Private Equity Fund 151,657,859 1,898,000
RED RIVER VENTURE CAPITAL FUND II L.P. United States 805-6442368613 Other Private Fund FUND OF FUNDS 201,708,118 2,500,000 Fund of Funds
ACCESS GROWTH FUND CS LTD Cayman Islands 805-2384060482 Other Private Fund CONTROLLED FOREIGN CORPORATION 117,676 0
IIF TAX-EXEMPT LP United States 805-7825353367 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 257,385,072 10,000,000
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND II US, LP United States 805-1176332288 Private Equity Fund 40,305 10,000,000 Feeder Fund
BYRNES PARK REALTY PARTNERS II, LP United States 805-2705753872 Real Estate Fund 160,681,278 0
SPECIALTY EQUITY STRATEGY I FEEDER LP United States 805-8233118182 Real Estate Fund 160,578 0
U.S. REAL ESTATE INCOME AND GROWTH GMBH & CO. GESCHLOSSENE INVESTMENT-KG Germany 805-9478852307 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 133,368,173 10,000,000
COVINGTON ENTERPRISES LLC United States 805-5641709258 Other Private Fund FUND OF FUNDS 3,337,632 0 Fund of Funds
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-2214832980 Private Equity Fund 508,443,009 10,000,000 Master Fund
PEG DIRECT VENTURE CAPITAL PRIVATE INVESTORS LLC United States 805-4753057608 Private Equity Fund 351,565 1,000,000 Fund of Funds
HARDING PRIVATE EQUITY LLC United States 805-4320911838 Other Private Fund FUND OF FUNDS 8,518,073 0 Fund of Funds
MAVIS PRIVATE EQUITY LP Cayman Islands 805-1731249005 Other Private Fund FUND OF FUNDS 48,537,344 0 Fund of Funds
INDIA PROPERTY FUND CAYMAN, L.P. Cayman Islands 805-7562365836 Real Estate Fund 57,994,578 10,000,000 Feeder Fund
PEG EUROPEAN CORPORATE FINANCE INSTITUTIONAL INVESTORS V United States 805-9327707608 Private Equity Fund 86,790,402 10,000,000 Master Fund
PEG EUROPEAN POOLED CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-6409218625 Other Private Fund FUND OF FUNDS 0 10,000,000 Feeder Fund Fund of Funds
PEG SECONDARY PRIVATE EQUITY INVESTORS II AIV L.P. Cayman Islands 805-1928519336 Other Private Fund FUND OF FUNDS 44,252,215 0 Fund of Funds
PEG MZ 2016 L.P. United States 805-3209257363 Private Equity Fund 47,250,024 250,000
IIF LP United States 805-1545665851 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 1,337,128,478 10,000,000
JPMIM FRONT RANGE CARRY, LLC United States 805-9569639181 Real Estate Fund 73,110 0
PEG U.S. CORPORATE FINANCE INSTITUTIONAL OFFSHORE INVESTORS V LP Cayman Islands 805-4385301701 Private Equity Fund 88,283,926 10,000,000 Fund of Funds
GLOBAL MARITIME INVESTMENT FUND FEEDER LP United Kingdom 805-8532187380 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 6,191,552 10,000,000 Feeder Fund
PEG U.S. POOLED CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-7347638611 Other Private Fund FUND OF FUNDS 0 10,000,000 Feeder Fund Fund of Funds
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US, LP United States 805-8220173934 Private Equity Fund 56,709,973 25,000,000 Feeder Fund
IPF II CO-INVEST MASTER LP Cayman Islands 805-3933094306 Real Estate Fund 35,289,192 0 Master Fund
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN CORP. Cayman Islands 805-9640231300 Real Estate Fund 18,046,510 10,000,000 Feeder Fund
FRONTIER GLOBAL BUYOUT PRIVATE INVESTORS OFFSHORE, L.P. Cayman Islands 805-4493135669 Other Private Fund FUND OF FUNDS 47,620,693 0 Fund of Funds
JPMAM CORAL 2 CAYMAN SS, LP Cayman Islands 805-9111158155 Private Equity Fund 2,913,496 0 Feeder Fund
PEG CHINA PRIVATE INVESTORS OFFSHORE L.P. United States 805-4431861398 Other Private Fund FUND OF FUNDS 0 250,000 Feeder Fund Fund of Funds
INDIA PROPERTY FUND, LLC United States 805-1200810347 Real Estate Fund 22,989,023 10,000,000 Feeder Fund
JPMIM FRONT RANGE INVESTOR, LLC United States 805-1273482407 Real Estate Fund 63,270 0
PRIVATE EQUITY INTERMEDIATE CAYMAN L.P. Cayman Islands 805-3402040799 Other Private Fund FUND OF FUNDS 815,640,006 1,000,000 Master Fund Fund of Funds
AIRRO INDIA SIDECAR FUND CAYMAN CORP. Cayman Islands 805-8330122633 Real Estate Fund 94,378,388 10,000,000 Feeder Fund
FRONT RANGE ACQUISITION HOLDING LLC United States 805-8895795891 Real Estate Fund 112,550 0
SMF GLOBAL LP United States 805-6243381693 Real Estate Fund 1,653,913,087 0
PEG ASIA POOLED PRIVATE EQUITY FUND LLC United States 805-3180900358 Other Private Fund FUND OF FUNDS 0 10,000,000 Feeder Fund Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC United States 805-2076933068 Private Equity Fund 238,860,505 10,000,000
INDIA PROPERTY FUND II CAYMAN CORP. Cayman Islands 805-3211398114 Real Estate Fund 75,145,880 0 Feeder Fund
RIVERPOINT ACQUISITION HOLDING, LLC United States 805-5445522402 Real Estate Fund 56,727 0
PEG SECONDARY PRIVATE EQUITY INVESTORS III L.P. United States 805-4925083960 Other Private Fund FUND OF FUNDS 810,658,181 250,000 Master Fund Fund of Funds
PEG DIRECT CORPORATE FINANCE PRIVATE INVESTORS LLC United States 805-2711568896 Private Equity Fund 8,195,745 250,000
PEG DIRECT GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC United States 805-3791726838 Private Equity Fund 0 750,000 Feeder Fund Fund of Funds
PEG DIRECT GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC United States 805-1213147142 Private Equity Fund 0 10,000,000 Feeder Fund
INDIA PROPERTY FUND, LP United States 805-6841222445 Real Estate Fund 22,842,473 10,000,000 Feeder Fund
PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI OFFSHORE SPECIAL L.P. Cayman Islands 805-4684630680 Other Private Fund FUND OF FUNDS 0 1,500,000 Feeder Fund Fund of Funds
PEG FD LLC United States 805-1929525463 Private Equity Fund 32,500,000 4,999,715
JPM MEZZ DEBT REIT LLC United States 805-4846364476 Real Estate Fund 267,435,331 0
GLOBAL MARITIME INVESTMENT FUND FEEDER, LLC United States 805-7725226053 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 13,098,209 10,000,000 Feeder Fund
AIRRO INDIA SIDECAR FUND CAYMAN, L.P. Cayman Islands 805-8063231444 Real Estate Fund 28,284,430 10,000,000 Feeder Fund
AIRRO INDIA SIDECAR FUND CAYMAN MASTER, L.P. Cayman Islands 805-7264000999 Real Estate Fund 126,868,788 10,000,000 Master Fund
SHOLLAR HOLDINGS LLC United States 805-7727000494 Other Private Fund FUND OF FUNDS 1,334,253 0 Fund of Funds
JPMIM RIVERPOINT INVESTOR LLC United States 805-7650081204 Real Estate Fund 16,239 0
PEG DIRECT VENTURE CAPITAL PRIVATE INVESTORS II LLC United States 805-7142445728 Private Equity Fund 5,276,711 500,000 Fund of Funds
U.S. LARGE CAP 130/30 FUND, LLC United States 805-4197473121 Other Private Fund NOT A HEDGE, LIQUIDITY, REAL ESTATE, SECURITIEZED OR PRIVATE EQUITY FUND 855,357,064 5,000,000
CHASE CAPITAL PARTNERS PRIVATE EQUITY FUND OF FUNDS II, LTD Cayman Islands 805-6354034903 Private Equity Fund 99,104,056 1,000,000 Fund of Funds
JPMORGAN GREATER CHINA PROPERTY FUND, LP United States 805-1087479258 Real Estate Fund 18,042,632 0 Feeder Fund
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND II CAYMAN, LP Cayman Islands 805-9987959204 Private Equity Fund 22,629,533 10,000,000 Feeder Fund
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US, LLC United States 805-4887748312 Private Equity Fund 174,957,560 25,000,000 Feeder Fund
JPMAM CORAL 1 CAYMAN SLP, L.P. Cayman Islands 805-5296621722 Private Equity Fund 43,693,564 0 Feeder Fund
NUTMEG OPPORTUNITIES FUND LP Cayman Islands 805-3376315589 Other Private Fund FUND OF FUNDS 129,023,959 0 Fund of Funds
PEG U.S. CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC United States 805-5111117506 Private Equity Fund 404,335,040 10,000,000 Master Fund
STAFFODSHIRE PRIVATE EQUITY LP Cayman Islands 805-6791046561 Other Private Fund FUND OF FUNDS 48,537,344 0 Fund of Funds
PEG VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC United States 805-7467276928 Private Equity Fund 175,735,894 10,000,000 Master Fund
ESTANTE PRIVATE EQUITY LP Cayman Islands 805-5745678827 Private Equity Fund 0 0 Fund of Funds
TAHOE PRIVATE EQUITY FUND L.P. United States 805-8956292778 Other Private Fund FUND OF FUNDS 129,618,554 0 Fund of Funds
INDIA PROPERTY FUND II, LLC United States 805-3476978575 Real Estate Fund 75,111,171 10,000,000 Feeder Fund
AIRRO INDIA SIDECAR FUND US, LP United States 805-8860957940 Real Estate Fund 103,392 10,000,000 Feeder Fund
EXCELSIOR II LLC United States 805-5833745393 Real Estate Fund 45,607,026 50,000,000
PEG U.S. DIRECT CORPORATE FINANCE INSTITUTIONAL INVESTORS III LLC United States 805-6656568771 Private Equity Fund 92,333,642 10,000,000
ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND II US, LLC United States 805-4667738727 Private Equity Fund 44,557,285 10,000,000 Feeder Fund
PEG SECONDARY PRIVATE EQUITY INVESTORS II L.P. United States 805-6328530481 Other Private Fund FUND OF FUNDS 810,658,181 500,000 Fund of Funds
JPMORGAN GREATER CHINA PROPERTY FUND CAYMAN, L.P. Cayman Islands 805-7187069478 Real Estate Fund 15,680,777 10,000,000 Feeder Fund
NUTMEG OPPORTUNITIES FUND II LLC United States 805-1932476984 Other Private Fund FUND OF FUNDS 151,886,271 0 Fund of Funds
PEG U.S. DIRECT CORPORATE FINANCE VI SELECT L.P. United States 805-9237304059 Other Private Fund FUND OF FUNDS 84,433,381 10,000,000 Master Fund Fund of Funds
IPF II CO-INVEST CAYMAN LP Cayman Islands 805-4827333543 Real Estate Fund 34,914,939 10,000,000 Feeder Fund
MANAGED FUTURES FUND CS Cayman Islands 805-9126055303 Other Private Fund CONTROLLED FOREIGN CORPORATION 7,423,326 0
BPRP II BOATHOUSE HOLDCO LP United States 805-9786160735 Real Estate Fund 37,957,311 0
PEG U.S. CORPORATE FINANCE VI SELECT L.P. United States 805-8414708804 Other Private Fund FUND OF FUNDS 0 10,000,000 Feeder Fund Fund of Funds
JPMAM G1 CIP LP Cayman Islands 805-1519443996 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 18,731,000 0 Feeder Fund
EOIV CAYMAN CIP LP Cayman Islands 805-7235364796 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 370,000 0 Feeder Fund
JPMAM RE CIP 2 L.P. United Kingdom 805-3494848472 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 42,239,707 0 Feeder Fund
GMIF II CIP CAYMAN, L.P. Cayman Islands 805-2247814948 Other Private Fund NOT A HEDGE, LIQUIDITY, PRIVATE EQUITY, REAL ESTATE, SECURITIZED ASSETS OR VENTURE CAPITAL FUND 17,501,951 0 Feeder Fund
JPMIM GOLDEN CARRY 2, LLC United States 805-7600679221 Real Estate Fund 494,996 0

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