KCM INVESTMENT ADVISORS LLC

HTTP://WWW.KCMADVISORS.COM SAN RAFAEL, CA Investment Advisor How do I update this listing?

KCM Investment Advisors is based out of San Rafael. KCM Investment Advisors is a large advisory firm with 2814 clients and discretionary assets under management (AUM) of $4,176,564,121 (Form ADV from 2019-10-17). Their last reported 13F filing for Q4 2019 included $1,840,547,000 in managed 13F securities and a top 10 holdings concentration of 27.09%. KCM Investment Advisors's largest holding is SPDR S&P Technology ETF with shares held of 934,362. KCM Investment Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 83 13F filings, 1 13D filings, and 4 13G filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $1.841 Billion
  • Prior Market Value $1.722 Billion
  • New Purchases20 stocks
  • Additional Purchases122 stocks
  • Sold out of4 stocks
  • Reduced holdings in149 stocks
  • Top 10 Holdings % 27.09 %
  • Turnover % [1]:7.06%
  • Turnover Alt % [2]: 2.06 %
  • Time Held Top20:15.20 quarters
  • Time Held Top10:15.60 quarters
  • Time Held All:30.29 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 7.29%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

KCM INVESTMENT ADVISORS
750 LINDARO STREET SUITE 350
SAN RAFAEL CA    94901
Country: United States

Business Phone: 415-461-7788
Fax: 415-461-3531
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 16
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 2814
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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KCM INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-10-17
Name Title Start Date Direct/Indirect % Ownership
KELLETT, JAY, AUBREY CEO AND CIO 07/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
KCM INVESTMENT ADVISORS, LLC CEO AND CIO direct 1996-07-01
KCM INVESTMENT ADVISORS, LLC CEO direct 1996-07-01 2016-07-21
NUNEZ, KURT, R CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. DIRECTOR OF CLIENT SERVICES direct 2007-06-01
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. CHIEF COMPLIANCE OFFICER direct 2010-09-01
POGUE, JOHN, CRAWFORD PRESIDENT 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
KCM INVESTMENT ADVISORS, LLC PRESIDENT direct 2017-06-01

KCM INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-09-04
Name Title Start Date Direct/Indirect % Ownership
KELLETT, JAY, AUBREY CEO AND CIO 07/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
KCM INVESTMENT ADVISORS, LLC CEO AND CIO direct 1996-07-01
KCM INVESTMENT ADVISORS, LLC CEO direct 1996-07-01 2016-07-21
NUNEZ, KURT, R CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. DIRECTOR OF CLIENT SERVICES direct 2007-06-01
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. CHIEF COMPLIANCE OFFICER direct 2010-09-01
POGUE, JOHN, CRAWFORD PRESIDENT 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
KCM INVESTMENT ADVISORS, LLC PRESIDENT direct 2017-06-01

KCM INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-06-28
Name Title Start Date Direct/Indirect % Ownership
KELLETT, JAY, AUBREY CEO AND CIO 07/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
KCM INVESTMENT ADVISORS, LLC CEO AND CIO direct 1996-07-01
KCM INVESTMENT ADVISORS, LLC CEO direct 1996-07-01 2016-07-21
NUNEZ, KURT, R CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. DIRECTOR OF CLIENT SERVICES direct 2007-06-01
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. CHIEF COMPLIANCE OFFICER direct 2010-09-01
POGUE, JOHN, CRAWFORD PRESIDENT 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
KCM INVESTMENT ADVISORS, LLC PRESIDENT direct 2017-06-01

KCM INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
KELLETT, JAY, AUBREY CEO AND CIO 07/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
KCM INVESTMENT ADVISORS, LLC CEO AND CIO direct 1996-07-01
KCM INVESTMENT ADVISORS, LLC CEO direct 1996-07-01 2016-07-21
PRINCE, WILLIAM, LEONARD CHIEF COMPLIANCE OFFICER 10/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
KCM INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2000-10-01
KELLETT JAY AUBREY COO direct 2000-10-01
KCM INVESTMENT ADVISORS, LLC COO / CCO direct 2000-10-01

KCM INVESTMENT ADVISORS, LLC

ownership team - last updated 2018-12-14
Name Title Start Date Direct/Indirect % Ownership
KELLETT, JAY, AUBREY CEO AND CIO 07/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
KCM INVESTMENT ADVISORS, LLC CEO AND CIO direct 1996-07-01
KCM INVESTMENT ADVISORS, LLC CEO direct 1996-07-01 2016-07-21
PRINCE, WILLIAM, LEONARD CHIEF COMPLIANCE OFFICER 10/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
KCM INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2000-10-01
KELLETT JAY AUBREY COO direct 2000-10-01
KCM INVESTMENT ADVISORS, LLC COO / CCO direct 2000-10-01

KCM INVESTMENT ADVISORS, LLC

ownership team - last updated 2018-06-14
Name Title Start Date Direct/Indirect % Ownership
KELLETT, JAY, AUBREY CEO AND CIO 07/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
KCM INVESTMENT ADVISORS, LLC CEO AND CIO direct 1996-07-01
KCM INVESTMENT ADVISORS, LLC CEO direct 1996-07-01 2016-07-21
PRINCE, WILLIAM, LEONARD CHIEF COMPLIANCE OFFICER 10/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
KCM INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2000-10-01
KELLETT JAY AUBREY COO direct 2000-10-01
KCM INVESTMENT ADVISORS, LLC COO / CCO direct 2000-10-01

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