LAFFER INVESTMENTS

http://laffertengler.com NASHVILLE, TN Investment Advisor How do I update this listing?

Laffer Investments is based out of Nashville. Laffer Investments is a large advisory firm with 337 clients and discretionary assets under management (AUM) of $154,371,525 (Form ADV from 2020-07-15). Their last reported 13F filing for Q1 2020 included $128,186,676 in managed 13F securities and a top 10 holdings concentration of 24.89%. Laffer Investments's largest holding is Crown Castle International Corp, 6.875% Cumulative Mandatory Convertible Preferred Stock Series A with shares held of 3,276. Whalewisdom has at least 58 13F filings

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03/31/2020

13F Activity

  • Market Value $128.187 Million
  • Prior Market Value $150.258 Million
  • New Purchases8 stocks
  • Additional Purchases81 stocks
  • Sold out of18 stocks
  • Reduced holdings in30 stocks
  • Top 10 Holdings % 24.89 %
  • Turnover % [1]:20.63%
  • Turnover Alt % [2]: 10.18 %
  • Time Held Top20:3.10 quarters
  • Time Held Top10:3.00 quarters
  • Time Held All:7.58 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 23.27%
Performance Last 4 Quarters: -1.14%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

LAFFER TENGLER INVESTMENTS, INC.
103 MURPHY COURT
NASHVILLE TN    37203
Country: United States

Business Phone: 615-460-0100
Fax: 615-460-0102
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TN
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 337
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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LAFFER TENGLER INVESTMENTS, INC.

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
MACH, KATHERINE, MARIE ASSISTANT COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC ASSISTANT COMPLIANCE OFFICER direct 2019-11-01
CURLEY, JONATHAN, E CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2019-11-01
BUTCHERJOSEPH FINANCIAL HOLDINGS, LLC OWNER 11/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC OWNER direct 2019-11-01
LAFFER, ARTHUR, BETZ CHIEF OPERATING OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR direct 1999-10-01
LAFFER INVESTMENTS INC PRESIDENT direct 1999-10-01 2004-03-22
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1999-10-01 2005-03-29
TENGLER, NANCY, CAVEN CHIEF INVESTMENT OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLOBAL SECURITIES HOUSE LTD. PRESIDENT, CEO & CIO direct 1999-07-01
FREMONT INVESTMENT ADVISORS INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 2000-10-01 2001-03-28
FREMONT INVESTMENT ADVISORS INC CEO, PRESIDENT & CHIEF INVESTMENT OFFICER direct 2000-10-01 2002-06-03
KERN CAPITAL MANAGEMENT LLC DIRECTOR OF APPLICANT direct 2002-08-01 2002-08-14
FREMONT INVESTMENT ADVISORS INC CEO, PRESIDENT & CHIEF INVESTMENT OFFICER, DIRECTOR direct 2000-10-01 2002-08-19
FREMONT INVESTMENT ADVISORS INC CEO, PRESIDENT & CHIEF INVESTMENT OFFICER, DIRECTOR, SHAREHOLDER-CLASS B direct 2000-10-01 2003-01-06
FREMONT INVESTMENT ADVISORS INC SENIOR MANAGING DIRECTOR-INVESTMENTS, SHAREHOLDER-CLASS B direct 2000-10-01 2003-09-17
FREMONT INVESTMENT ADVISORS INC SHAREHOLDER-CLASS B direct 2000-10-01 2004-03-15
KERN CAPITAL MANAGEMENT LLC SHAREHOLDER - CLASS B SHARES indirect 2000-10-01 2004-03-25
BUTCHER, KEITH, DELBERT MANAGING PARTNER BUTCHERJOSEPH & CO. LLC 12/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC MANAGING PARTNER indirect 2010-12-01
BUTCHERJOSEPH & CO. LLC OWNER BUTCHERJOSEPH FINANCIAL HOLDINGS, LLC 06/01/2016 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC OWNER indirect 2016-06-01
STRYCHARZ, JOSEPH, JOHN MANAGING PARTNER BUTCHERJOSEPH & CO. LLC 12/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC MANAGING PARTNER indirect 2010-12-01

LAFFER INVESTMENTS INC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

LAFFER INVESTMENTS INC

ownership team - last updated 2019-11-08
Name Title Start Date Direct/Indirect % Ownership
CURLEY, JONATHAN, E CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2019-11-01
BUTCHERJOSEPH FINANCIAL HOLDINGS, LLC OWNER 11/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC OWNER direct 2019-11-01
LAFFER, ARTHUR, BETZ CHIEF OPERATING OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR direct 1999-10-01
LAFFER INVESTMENTS INC PRESIDENT direct 1999-10-01 2004-03-22
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1999-10-01 2005-03-29
TENGLER, NANCY, CAVEN CHIEF INVESTMENT OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLOBAL SECURITIES HOUSE LTD. PRESIDENT, CEO & CIO direct 1999-07-01
FREMONT INVESTMENT ADVISORS INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 2000-10-01 2001-03-28
FREMONT INVESTMENT ADVISORS INC CEO, PRESIDENT & CHIEF INVESTMENT OFFICER direct 2000-10-01 2002-06-03
KERN CAPITAL MANAGEMENT LLC DIRECTOR OF APPLICANT direct 2002-08-01 2002-08-14
FREMONT INVESTMENT ADVISORS INC CEO, PRESIDENT & CHIEF INVESTMENT OFFICER, DIRECTOR direct 2000-10-01 2002-08-19
FREMONT INVESTMENT ADVISORS INC CEO, PRESIDENT & CHIEF INVESTMENT OFFICER, DIRECTOR, SHAREHOLDER-CLASS B direct 2000-10-01 2003-01-06
FREMONT INVESTMENT ADVISORS INC SENIOR MANAGING DIRECTOR-INVESTMENTS, SHAREHOLDER-CLASS B direct 2000-10-01 2003-09-17
FREMONT INVESTMENT ADVISORS INC SHAREHOLDER-CLASS B direct 2000-10-01 2004-03-15
KERN CAPITAL MANAGEMENT LLC SHAREHOLDER - CLASS B SHARES indirect 2000-10-01 2004-03-25
MACH, KATHERINE, MARIE ASSISTANT COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC ASSISTANT COMPLIANCE OFFICER direct 2019-11-01
BUTCHER, KEITH, DELBERT MANAGING PARTNER BUTCHERJOSEPH & CO. LLC 12/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC MANAGING PARTNER indirect 2010-12-01
BUTCHERJOSEPH & CO. LLC OWNER BUTCHERJOSEPH FINANCIAL HOLDINGS, LLC 06/01/2016 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC OWNER indirect 2016-06-01
STRYCHARZ, JOSEPH, JOHN MANAGING PARTNER BUTCHERJOSEPH & CO. LLC 12/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC MANAGING PARTNER indirect 2010-12-01

LAFFER INVESTMENTS INC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
LAFFER, ARTHUR, BETZ CHAIRMAN/DIRECTOR 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC CHAIRMAN/DIRECTOR direct 1999-10-01
LWA MANAGEMENT, LLC EXECUTIVE MANAGER direct 2000-04-01
LAFFER INVESTMENTS INC CHAIRMAN direct 1999-10-01 2005-03-29
LAFFER, ARTHUR, BETZ PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR direct 1999-10-01
LAFFER INVESTMENTS INC PRESIDENT direct 1999-10-01 2004-03-22
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1999-10-01 2005-03-29
LAFFER, RACHEL, VIRGINIA SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER INVESTMENTS INC EXECUTIVE VICE PRESIDENT direct 2000-08-01 2010-03-29
ALTREE, TRICIA, MARGARET SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
REMBERT, MOLLY, BETZ SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, JUSTIN, CHARLES SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, ALLISON, BLAIR SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
GENERAL ELECTRIC PENSION TRUST SHAREHOLDER 11/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2004-11-01
NORTHSTAR FUNDING MANAGEMENT LLC MEMBER direct 2001-05-01

LAFFER INVESTMENTS INC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
ALTREE, TRICIA, MARGARET SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, ARTHUR, BETZ CHAIRMAN/DIRECTOR 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC CHAIRMAN/DIRECTOR direct 1999-10-01
LWA MANAGEMENT, LLC EXECUTIVE MANAGER direct 2000-04-01
LAFFER INVESTMENTS INC CHAIRMAN direct 1999-10-01 2005-03-29
LAFFER, ARTHUR, BETZ PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR direct 1999-10-01
LAFFER INVESTMENTS INC PRESIDENT direct 1999-10-01 2004-03-22
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1999-10-01 2005-03-29
LAFFER, RACHEL, VIRGINIA SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER INVESTMENTS INC EXECUTIVE VICE PRESIDENT direct 2000-08-01 2010-03-29
REMBERT, MOLLY, BETZ SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, JUSTIN, CHARLES SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, ALLISON, BLAIR SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
GENERAL ELECTRIC PENSION TRUST SHAREHOLDER 11/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2004-11-01
NORTHSTAR FUNDING MANAGEMENT LLC MEMBER direct 2001-05-01

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