LAFFER INVESTMENTS

NASHVILLE, TN Investment Advisor How do I update this listing?

Laffer Investments is based out of Nashville. Laffer Investments is a large advisory firm with 294 clients and discretionary assets under management (AUM) of $342,237,357 (Form ADV from 2019-11-08). Their last reported 13F filing for Q4 2019 included $150,258,104 in managed 13F securities and a top 10 holdings concentration of 23.6%. Laffer Investments's largest holding is Becton Dickinson and Co, 6.125% Depositary Shares Mandatory Convertible Preferred Stock Series A with shares held of 68,595. Laffer Investments has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 57 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $150.258 Million
  • Prior Market Value $117.126 Million
  • New Purchases24 stocks
  • Additional Purchases88 stocks
  • Sold out of10 stocks
  • Reduced holdings in22 stocks
  • Top 10 Holdings % 23.60 %
  • Turnover % [1]:25.00%
  • Turnover Alt % [2]: 27.22 %
  • Time Held Top20:2.45 quarters
  • Time Held Top10:2.20 quarters
  • Time Held All:6.60 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 5.46%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

LAFFER INVESTMENTS INC
103 MURPHY COURT
NASHVILLE TN    37203
Country: United States

Business Phone: 615-460-0100
Fax: 615-460-0102
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TN
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 294
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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LAFFER INVESTMENTS INC

ownership team - last updated 2019-11-08
Name Title Start Date Direct/Indirect % Ownership
CURLEY, JONATHAN, E CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2019-11-01
BUTCHERJOSEPH FINANCIAL HOLDINGS, LLC OWNER 11/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC OWNER direct 2019-11-01
LAFFER, ARTHUR, BETZ CHIEF OPERATING OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR direct 1999-10-01
LAFFER INVESTMENTS INC PRESIDENT direct 1999-10-01 2004-03-22
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1999-10-01 2005-03-29
TENGLER, NANCY, CAVEN CHIEF INVESTMENT OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLOBAL SECURITIES HOUSE LTD. PRESIDENT, CEO & CIO direct 1999-07-01
FREMONT INVESTMENT ADVISORS INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 2000-10-01 2001-03-28
FREMONT INVESTMENT ADVISORS INC CEO, PRESIDENT & CHIEF INVESTMENT OFFICER direct 2000-10-01 2002-06-03
KERN CAPITAL MANAGEMENT LLC DIRECTOR OF APPLICANT direct 2002-08-01 2002-08-14
FREMONT INVESTMENT ADVISORS INC CEO, PRESIDENT & CHIEF INVESTMENT OFFICER, DIRECTOR direct 2000-10-01 2002-08-19
FREMONT INVESTMENT ADVISORS INC CEO, PRESIDENT & CHIEF INVESTMENT OFFICER, DIRECTOR, SHAREHOLDER-CLASS B direct 2000-10-01 2003-01-06
FREMONT INVESTMENT ADVISORS INC SENIOR MANAGING DIRECTOR-INVESTMENTS, SHAREHOLDER-CLASS B direct 2000-10-01 2003-09-17
FREMONT INVESTMENT ADVISORS INC SHAREHOLDER-CLASS B direct 2000-10-01 2004-03-15
KERN CAPITAL MANAGEMENT LLC SHAREHOLDER - CLASS B SHARES indirect 2000-10-01 2004-03-25
MACH, KATHERINE, MARIE ASSISTANT COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC ASSISTANT COMPLIANCE OFFICER direct 2019-11-01
BUTCHER, KEITH, DELBERT MANAGING PARTNER BUTCHERJOSEPH & CO. LLC 12/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC MANAGING PARTNER indirect 2010-12-01
BUTCHERJOSEPH & CO. LLC OWNER BUTCHERJOSEPH FINANCIAL HOLDINGS, LLC 06/01/2016 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC OWNER indirect 2016-06-01
STRYCHARZ, JOSEPH, JOHN MANAGING PARTNER BUTCHERJOSEPH & CO. LLC 12/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC MANAGING PARTNER indirect 2010-12-01

LAFFER INVESTMENTS INC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
LAFFER, ARTHUR, BETZ CHAIRMAN/DIRECTOR 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC CHAIRMAN/DIRECTOR direct 1999-10-01
LWA MANAGEMENT, LLC EXECUTIVE MANAGER direct 2000-04-01
LAFFER INVESTMENTS INC CHAIRMAN direct 1999-10-01 2005-03-29
LAFFER, ARTHUR, BETZ PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR direct 1999-10-01
LAFFER INVESTMENTS INC PRESIDENT direct 1999-10-01 2004-03-22
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1999-10-01 2005-03-29
LAFFER, RACHEL, VIRGINIA SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER INVESTMENTS INC EXECUTIVE VICE PRESIDENT direct 2000-08-01 2010-03-29
ALTREE, TRICIA, MARGARET SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
REMBERT, MOLLY, BETZ SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, JUSTIN, CHARLES SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, ALLISON, BLAIR SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
GENERAL ELECTRIC PENSION TRUST SHAREHOLDER 11/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2004-11-01
NORTHSTAR FUNDING MANAGEMENT LLC MEMBER direct 2001-05-01

LAFFER INVESTMENTS INC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
ALTREE, TRICIA, MARGARET SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, ARTHUR, BETZ CHAIRMAN/DIRECTOR 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC CHAIRMAN/DIRECTOR direct 1999-10-01
LWA MANAGEMENT, LLC EXECUTIVE MANAGER direct 2000-04-01
LAFFER INVESTMENTS INC CHAIRMAN direct 1999-10-01 2005-03-29
LAFFER, ARTHUR, BETZ PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR direct 1999-10-01
LAFFER INVESTMENTS INC PRESIDENT direct 1999-10-01 2004-03-22
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1999-10-01 2005-03-29
LAFFER, RACHEL, VIRGINIA SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER INVESTMENTS INC EXECUTIVE VICE PRESIDENT direct 2000-08-01 2010-03-29
REMBERT, MOLLY, BETZ SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, JUSTIN, CHARLES SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, ALLISON, BLAIR SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
GENERAL ELECTRIC PENSION TRUST SHAREHOLDER 11/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2004-11-01
NORTHSTAR FUNDING MANAGEMENT LLC MEMBER direct 2001-05-01

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