CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

HTTP://WWW.CLACONNECT.COM MINNEAPOLIS, MN Investment Advisor Broker-Dealer How do I update this listing?

Also known as:

  • LARSONALLEN FINANCIAL LLC
  • LARSONALLEN FINANCIAL LLC /BD
  • LAWCO FINANCIAL LLC /BD

Cliftonlarsonallen Wealth Advisors is based out of Minneapolis. Cliftonlarsonallen Wealth Advisors is a large advisory firm with 3896 clients and discretionary assets under management (AUM) of $2,677,057,610 (Form ADV from 2018-06-01). Their last reported 13F filing for Q3 2019 included $1,145,240,000 in managed 13F securities and a top 10 holdings concentration of 55.09%. Cliftonlarsonallen Wealth Advisors's largest holding is iShares National Muni Bond ETF with shares held of 908,997. Whalewisdom has at least 28 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $1.145 Billion
  • Prior Market Value $997.411 Million
  • New Purchases33 stocks
  • Additional Purchases71 stocks
  • Sold out of1 stock
  • Reduced holdings in23 stocks
  • Top 10 Holdings % 55.09 %
  • Turnover % [1]:24.82%
  • Turnover Alt % [2]: 14.20 %
  • Time Held Top20:13.10 quarters
  • Time Held Top10:11.80 quarters
  • Time Held All:11.99 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.75%
Performance Last 4 Quarters: -1.36%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
220 SOUTH 6TH STREET SUITE 300
MINNEAPOLIS MN    55402-1418
Country: United States

Business Phone: 612-376-4777
Fax: 612-376-4690
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MN
Number of employees: 104
Other Business Activities: broker-dealer,insurance broker or agent,,MERGER & ACQUISITION
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 3896
Amount of client funds and securities by related persons: 51,218,600
Total Number of clients from related persons: 40
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

ownership team - last updated 2019-04-15
Name Title Start Date Direct/Indirect % Ownership
JOHNSON, MATTHEW BRENT CHIEF FINANCIAL OFFICER 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-03-01
INNOVATOR MANAGEMENT LLC CHIEF FINANCIAL OFFICER indirect 2013-03-01
CLIFTONLARSONALLEN LLP SOLE MEMBER 09/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
CLIFTON GUNDERSON WEALTH ADVISORS LLC MANAGING MEMBER indirect 2012-01-01
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC SOLE MEMBER direct 2014-09-01
INNOVATOR MANAGEMENT LLC SOLE MEMBER indirect 2014-09-01
LARSONALLEN FINANCIAL, LLC SOLE MEMBER direct 1995-02-01 2011-08-03
INNOVATOR MANAGEMENT LLC SOLE MEMBER indirect 1995-02-01 2011-11-17
LARSONALLEN FINANCIAL, LLC SOLE MEMBER indirect 2012-01-01 2015-03-30
INNOVATOR MANAGEMENT LLC SOLE MEMBER indirect 2012-01-01 2015-10-27
BUFFIE, BRIAN JACOB CHIEF COMPLIANCE OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-01-01
INNOVATOR MANAGEMENT LLC CHIEF COMPLIANCE OFFICER indirect 2016-01-01
BUSHMAN, BRUCE GERALD CHIEF EXECUTIVE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2017-01-01
PROSPERA INVESTMENT ADVISORS, LLC PRESIDENT direct 2005-06-01
PROSPERA INVESTMENT ADVISORS, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-06-01
UROSEVICH, JOHN ROBERT CHIEF OPERATING OFFICER 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-11-01

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
JOHNSON, MATTHEW BRENT CHIEF FINANCIAL OFFICER 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-03-01
INNOVATOR MANAGEMENT LLC CHIEF FINANCIAL OFFICER indirect 2013-03-01
CLIFTONLARSONALLEN LLP SOLE MEMBER 09/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
CLIFTON GUNDERSON WEALTH ADVISORS LLC MANAGING MEMBER indirect 2012-01-01
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC SOLE MEMBER direct 2014-09-01
INNOVATOR MANAGEMENT LLC SOLE MEMBER indirect 2014-09-01
LARSONALLEN FINANCIAL, LLC SOLE MEMBER direct 1995-02-01 2011-08-03
INNOVATOR MANAGEMENT LLC SOLE MEMBER indirect 1995-02-01 2011-11-17
LARSONALLEN FINANCIAL, LLC SOLE MEMBER indirect 2012-01-01 2015-03-30
INNOVATOR MANAGEMENT LLC SOLE MEMBER indirect 2012-01-01 2015-10-27
BUFFIE, BRIAN JACOB CHIEF COMPLIANCE OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-01-01
INNOVATOR MANAGEMENT LLC CHIEF COMPLIANCE OFFICER indirect 2016-01-01
BUSHMAN, BRUCE GERALD CHIEF EXECUTIVE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2017-01-01
PROSPERA INVESTMENT ADVISORS, LLC PRESIDENT direct 2005-06-01
PROSPERA INVESTMENT ADVISORS, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-06-01
UROSEVICH, JOHN ROBERT CHIEF OPERATING OFFICER 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-11-01

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

ownership team - last updated 2018-11-05
Name Title Start Date Direct/Indirect % Ownership
JOHNSON, MATTHEW BRENT CHIEF FINANCIAL OFFICER 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-03-01
INNOVATOR MANAGEMENT LLC CHIEF FINANCIAL OFFICER indirect 2013-03-01
CLIFTONLARSONALLEN LLP SOLE MEMBER 09/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
CLIFTON GUNDERSON WEALTH ADVISORS LLC MANAGING MEMBER indirect 2012-01-01
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC SOLE MEMBER direct 2014-09-01
INNOVATOR MANAGEMENT LLC SOLE MEMBER indirect 2014-09-01
LARSONALLEN FINANCIAL, LLC SOLE MEMBER direct 1995-02-01 2011-08-03
INNOVATOR MANAGEMENT LLC SOLE MEMBER indirect 1995-02-01 2011-11-17
LARSONALLEN FINANCIAL, LLC SOLE MEMBER indirect 2012-01-01 2015-03-30
INNOVATOR MANAGEMENT LLC SOLE MEMBER indirect 2012-01-01 2015-10-27
BUFFIE, BRIAN JACOB CHIEF COMPLIANCE OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-01-01
INNOVATOR MANAGEMENT LLC CHIEF COMPLIANCE OFFICER indirect 2016-01-01
BUSHMAN, BRUCE GERALD CHIEF EXECUTIVE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2017-01-01
PROSPERA INVESTMENT ADVISORS, LLC PRESIDENT direct 2005-06-01
PROSPERA INVESTMENT ADVISORS, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-06-01
UROSEVICH, JOHN ROBERT CHIEF OPERATING OFFICER 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-11-01

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

ownership team - last updated 2017-07-07
Name Title Start Date Direct/Indirect % Ownership
UROSEVICH, JOHN ROBERT CHIEF OPERATING OFFICER 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-11-01
BUSHMAN, BRUCE GERALD CHIEF EXECUTIVE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2017-01-01
PROSPERA INVESTMENT ADVISORS, LLC PRESIDENT direct 2005-06-01
PROSPERA INVESTMENT ADVISORS, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-06-01
BUFFIE, BRIAN JACOB CHIEF COMPLIANCE OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-01-01
INNOVATOR MANAGEMENT LLC CHIEF COMPLIANCE OFFICER indirect 2016-01-01
CLIFTONLARSONALLEN LLP SOLE MEMBER 09/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
CLIFTON GUNDERSON WEALTH ADVISORS LLC MANAGING MEMBER indirect 2012-01-01
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC SOLE MEMBER direct 2014-09-01
INNOVATOR MANAGEMENT LLC SOLE MEMBER indirect 2014-09-01
LARSONALLEN FINANCIAL, LLC SOLE MEMBER direct 1995-02-01 2011-08-03
INNOVATOR MANAGEMENT LLC SOLE MEMBER indirect 1995-02-01 2011-11-17
LARSONALLEN FINANCIAL, LLC SOLE MEMBER indirect 2012-01-01 2015-03-30
INNOVATOR MANAGEMENT LLC SOLE MEMBER indirect 2012-01-01 2015-10-27
JOHNSON, MATTHEW BRENT CHIEF FINANCIAL OFFICER 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-03-01
INNOVATOR MANAGEMENT LLC CHIEF FINANCIAL OFFICER indirect 2013-03-01

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