LAZARD ASSET MANAGEMENT LLC

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Lazard Asset Management is based out of New York. Lazard Asset Management is a hedge fund with 6746 clients and discretionary assets under management (AUM) of $167,585,242,624 (Form ADV from 2021-08-23). Their last reported 13F filing for Q3 2021 included $88,624,991,000 in managed 13F securities and a top 10 holdings concentration of 22.75%. Lazard Asset Management's largest holding is Alphabet Inc. Class A with shares held of 1,224,142. Whalewisdom has at least 97 13F filings, 106 13D filings, 754 13G filings, and 1 Form 4 filings

09/30/2021

13F Activity

  • Market Value $88.627 Billion
  • Prior Market Value $89.102 Billion
  • New Purchases423 stocks
  • Additional Purchases665 stocks
  • Sold out of230 stocks
  • Reduced holdings in878 stocks
  • Top 10 Holdings % 22.74 %
  • Turnover % [1]:30.54%
  • Turnover Alt % [2]: 8.20 %
  • Time Held Top20:10.70 quarters
  • Time Held Top10:9.90 quarters
  • Time Held All:11.62 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-11-15

Performance for Q3 2021: 6.06%
Performance Last 4 Quarters: 25.96%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
LAZARD ASSET MANAGEMENT LTD
Russell Investments Group, Ltd.

Global (ex. US) Holdings

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Source: Refinitiv

View Last Form Adv Compilation Report on Record

LAZARD ASSET MANAGEMENT LLC
Classified as Hedge Fund
30 ROCKEFELLER PLAZA
NEW YORK NY    10112
Country: United States

Business Phone: 212-632-6000
Fax: 212-332-1703
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 478
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 3,518,070,000
Total Number of Clients: 6746
Amount of client funds and securities by related persons: 2,641,840,000
Total Number of clients from related persons: 138
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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LAZARD ASSET MANAGEMENT LLC

ownership team - last updated 2021-08-23
Name Title Start Date Direct/Indirect % Ownership
BHUTANI, ASHISH DIRECTOR, CHIEF EXECUTIVE OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CEO direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CHIEF EXECUTIVE OFFICER direct 2003-07-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2009-06-01
PAUL, NATHAN, ABRAHAM CHIEF BUSINESS OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT (CANADA)INC DIRECTOR AND PRESIDENT direct 2017-04-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF LEGAL OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF BUSINESS OFFICER direct 2017-04-01
LAZARD WEALTH MANAGEMENT LLC GENERAL COUNSEL direct 2009-06-01
LAZARD FRERES & CO LLC PARENT 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC SOLE MEMBER direct 2000-03-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC PARENT direct 2002-12-01
LAZARD ASSET MANAGEMENT CANADA INC PARENT direct 1995-05-01 2002-03-28
LAZARD ASSET MANAGEMENT LLC MEMBER direct 2002-12-01 2003-03-28
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC direct 1995-05-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC AND PARENT direct 1995-05-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC MEMBER, LAZARD LLC AND PARENT direct 2002-12-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER LAZARD ASSET MANAGEMENT LLC direct 1995-05-01 2010-03-30
JACOBS, KENNETH, MARC DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD FRERES & CO. LLC CEO & MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD FRERES & CO. LLC MANAGEMENT COMMITTEE direct 1995-05-01 2001-10-26
LAZARD FRERES & CO. LLC MEMBER, EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ALTERNATIVES, LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD PENSION MANAGEMENT INC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD DEBT RECOVERY MANAGEMENT MEMBER - EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ASSET MANAGEMENT CANADA INC MEMBER- EXECUTIVE COMMITTEE indirect 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2003-12-04
LAZARD ASSET MANAGEMENT LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
STERN, ALEXANDER, FRANZ DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2010-10-01
ANDERSON, MARK, RICHARD CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2017-04-01
LAZARD ALTERNATIVES, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
ROSENBERG, WILLIAM, BRUCE GLOBAL HEAD OF OPERATIONS & CO-HEAD OF FINANCE 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC GLOBAL HEAD OF OPERATIONS & FINANCE direct 2018-08-01
LAZARD GROUP LLC SOLE MEMBER LAZARD FRERES & CO LLC 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LF&CO. LLC direct 2000-03-01
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC PARENT/SOLE MEMBER direct 2009-06-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2009-07-01
EDGEWATER SERVICES, LLC MANAGING MEMBER OF THE REGISTRANT direct 2009-07-01
LAZARD ASSET MANAGEMENT CANADA INC MEMBER - LAZARD FRERES & CO. LLC direct 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2001-03-01 2005-03-30
LAZARD WEALTH MANAGEMENT LLC PARENT direct 2009-06-01 2009-11-27
LAZARD LTD SHAREHOLDER LLTD CORP I AND LLTD HOLDING S.A.R.L. 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-05-01
LLTD 2 S.A.R.L. MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP II MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP I SHAREHOLDER LLTD CORP II 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01
LLTD HOLDING S.A.R.L. SHAREHOLDER LLTD 2 S.A.R.L. 05/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2017-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LAZARD QRPEY BLENDED EMERGING MARKETS DEBT FUND, L.P. United States 805-7734929748 Other Private Fund PRIVATE FUND 123,218,136 1,000,000
LAZARD RATHMORE CONVERTIBLES FUND, LTD. Cayman Islands 805-8847751491 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD RATHMORE CONVERTIBLES MASTER FUND, L.P. Cayman Islands 805-2747124348 Hedge Fund 0 1,000,000 Master Fund
LAZARD RATHMORE PLUS FUND, L.P. United States 805-5657228819 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD COHERENCE LONG/SHORT CREDIT MASTER FUND, LTD. Cayman Islands 805-8739044439 Hedge Fund 223,310,902 1,000,000 Master Fund
LAZARD EMERGING MARKETS EQUITY ADVANTAGE FUND United States 805-6512444047 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD ACW EX-US SMALL CAP ADVANTAGE FUND United States 805-4017240817 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD INTERNATIONAL EQUITY (ACW EX-US) TRUST United States 805-8987006896 Other Private Fund INSTITUTIONAL TRUST 149,930,879 1,000,000
LAZARD CONVERTS ABSOLUTE RETURN, L.P. United States 805-5620555485 Hedge Fund 2,252,256,974 1,000,000
EMERGING MARKETS EQUITY GROUP TRUST United States 805-7708698375 Other Private Fund GROUP TRUST 600,141,714 5,000,000
LAZARD NM PERA EMD TR FUND, L.P. United States 805-6101273005 Hedge Fund 400,284,068 1,000,000
LAZARD GLOBAL LISTED INFRASTRUCTURE TRUST United States 805-1358084510 Other Private Fund INSTITUTIONAL TRUST 241,425,920 1,000,000
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT FUND, L.P. United States 805-2307006803 Hedge Fund 19,220,926 1,000,000 Feeder Fund
THE EMERGING WORLD INVESTORS LIMITED PARTNERSHIP United States 805-5580975219 Other Private Fund PRIVATE INSTITUTIONAL FUND 242,142,709 3,000,000
LAZARD MENA STRATEGIC MASTER FUND, LTD. Cayman Islands 805-6207337203 Other Private Fund PRIVATE FUND 0 5,000,000 Master Fund
LAZARD KP EM SOLUTIONS FUND LLC United States 805-9738443133 Hedge Fund 635,042,218 0
LAZARD INTERNATIONAL DISCOUNTED ASSETS FOCUS PORTFOLIO United States 805-5717120083 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD US SYSTEMATIC LONG/SHORT EQUITY MASTER FUND, L.P. Cayman Islands 805-3951458361 Hedge Fund 38,909,422 1,000,000 Master Fund
LAZARD INTERNATIONAL SMALL CAP EQUITY FUND United States 805-7769261926 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD EMERGING INCOME MASTER, LTD. Bermuda 805-9851338925 Other Private Fund PRIVATE FUND 48,692,932 0 Master Fund
LAZARD GLOBAL DISCOUNTED ASSETS FOCUS PORTFOLIO United States 805-6473371128 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD EMERGING MARKETS DEBT BLEND FUND (US), L.P. United States 805-2587224632 Other Private Fund PRIVATE INSTITUTIONAL FUND 299,376,660 1,000,000
LAZARD EMERGING INCOME, LTD. Bermuda 805-8250597334 Other Private Fund PRIVATE FUND 38,254,881 1,000,000 Feeder Fund
LAZARD EMERGING INCOME, L.P. United States 805-8162607118 Other Private Fund PRIVATE FUND 8,664,284 1,000,000 Feeder Fund
LAZARD FIXED INCOME FUNDS LLC United States 805-8343142187 Other Private Fund INSTITUTIONAL PRIVATE FUND 349,734,541 5,000,000
LAZARD GLOBAL FIXED INCOME TRUST United States 805-7672230718 Other Private Fund INSTITUTIONAL TRUST 36,077,933 1,000,000
LAZARD INTERNATIONAL DISCOUNTED ASSETS PORTFOLIO United States 805-7032529970 Other Private Fund DELAWARE LLC 60,306,178 1,000,000 Fund of Funds
LAZARD JAPANESE STRATEGIC EQUITY FUND United States 805-9263342800 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD INTERNATIONAL STRATEGIC EQUITY (ACW EX-US) TRUST United States 805-8062067416 Other Private Fund INSTITUTIONAL TRUST 764,321,316 1,000,000
LAZARD US SYSTEMATIC LONG/SHORT EQUITY FUND, LTD. Cayman Islands 805-2839728719 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT MASTER FUND, LTD. Cayman Islands 805-9748212909 Hedge Fund 28,827,886 1,000,000 Master Fund
LAZARD US SYSTEMATIC LONG/SHORT EQUITY FUND, L.P. United States 805-2435147917 Hedge Fund 2,391,085 1,000,000 Feeder Fund
LAZARD EMERGING MARKETS TOTAL RETURN DEBT FUND (US), L.P. United States 805-9893161198 Hedge Fund 867,244,705 1,000,000
LAZARD EMERGING MARKETS CORE EQUITY TRUST United States 805-5246106151 Other Private Fund INSTITUTIONAL TRUST 224,258,845 1,000,000
LAZARD US SMALL CAP SYSTEMATIC FUND, L.P. United States 805-8157154837 Hedge Fund 4,097,163 1,000,000
LAZARD EMERGING MARKETS SMALL CAP EQUITY TRUST United States 805-9502867076 Other Private Fund INVESTMENT TRUST 813,159,316 1,000,000
LAZARD COHERENCE LONG/SHORT CREDIT FUND, LTD. Cayman Islands 805-7009070231 Hedge Fund 36,829,930 1,000,000 Feeder Fund
LAZARD MENA STRATEGIC FUND, LTD. Cayman Islands 805-5184574459 Other Private Fund PRIVATE FUND 0 5,000,000 Feeder Fund
LAZARD RATHMORE PLUS FUND, LTD. Cayman Islands 805-1558455804 Hedge Fund 121,075,621 1,000,000 Feeder Fund
LAZARD RATHMORE PLUS MASTER FUND, L.P. Cayman Islands 805-9731212873 Hedge Fund 697,205,798 1,000,000 Master Fund
LAZARD EMERGING MARKETS INSTITUTIONAL TRUST United States 805-6760827296 Other Private Fund INVESTMENT TRUST 0 5,000,000
LAZARD COHERENCE LONG/SHORT CREDIT FUND, L.P. United States 805-6941085605 Hedge Fund 67,413,504 1,000,000 Feeder Fund
LAZARD RATHMORE CONVERTIBLES FUND, L.P. United States 805-2445430099 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD MENA EQUITY FUND United States 805-9940829925 Other Private Fund INVESTMENT TRUST 43,458,151 1,000,000
LAZARD RATHMORE ABSOLUTE RETURN FUND, LTD. Cayman Islands 805-4091731480 Hedge Fund 34,202,521 1,000,000

LAZARD ASSET MANAGEMENT LLC

ownership team - last updated 2021-03-29
Name Title Start Date Direct/Indirect % Ownership
PAUL, NATHAN, ABRAHAM CHIEF BUSINESS OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT (CANADA)INC DIRECTOR AND PRESIDENT direct 2017-04-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF LEGAL OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF BUSINESS OFFICER direct 2017-04-01
LAZARD WEALTH MANAGEMENT LLC GENERAL COUNSEL direct 2009-06-01
LAZARD FRERES & CO LLC PARENT 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC SOLE MEMBER direct 2000-03-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC PARENT direct 2002-12-01
LAZARD ASSET MANAGEMENT CANADA INC PARENT direct 1995-05-01 2002-03-28
LAZARD ASSET MANAGEMENT LLC MEMBER direct 2002-12-01 2003-03-28
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC direct 1995-05-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC AND PARENT direct 1995-05-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC MEMBER, LAZARD LLC AND PARENT direct 2002-12-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER LAZARD ASSET MANAGEMENT LLC direct 1995-05-01 2010-03-30
BHUTANI, ASHISH DIRECTOR, CHIEF EXECUTIVE OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CEO direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CHIEF EXECUTIVE OFFICER direct 2003-07-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2009-06-01
JACOBS, KENNETH, MARC DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD FRERES & CO. LLC CEO & MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD FRERES & CO. LLC MANAGEMENT COMMITTEE direct 1995-05-01 2001-10-26
LAZARD FRERES & CO. LLC MEMBER, EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ALTERNATIVES, LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD PENSION MANAGEMENT INC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD DEBT RECOVERY MANAGEMENT MEMBER - EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ASSET MANAGEMENT CANADA INC MEMBER- EXECUTIVE COMMITTEE indirect 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2003-12-04
LAZARD ASSET MANAGEMENT LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
STERN, ALEXANDER, FRANZ DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2010-10-01
ANDERSON, MARK, RICHARD CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2017-04-01
LAZARD ALTERNATIVES, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
ROSENBERG, WILLIAM, BRUCE GLOBAL HEAD OF OPERATIONS & CO-HEAD OF FINANCE 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC GLOBAL HEAD OF OPERATIONS & FINANCE direct 2018-08-01
PAUL, NATHAN, ABRAHAM CHIEF BUSINESS OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT (CANADA)INC DIRECTOR AND PRESIDENT direct 2017-04-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF LEGAL OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF BUSINESS OFFICER direct 2017-04-01
LAZARD WEALTH MANAGEMENT LLC GENERAL COUNSEL direct 2009-06-01
LAZARD FRERES & CO LLC PARENT 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC SOLE MEMBER direct 2000-03-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC PARENT direct 2002-12-01
LAZARD ASSET MANAGEMENT CANADA INC PARENT direct 1995-05-01 2002-03-28
LAZARD ASSET MANAGEMENT LLC MEMBER direct 2002-12-01 2003-03-28
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC direct 1995-05-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC AND PARENT direct 1995-05-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC MEMBER, LAZARD LLC AND PARENT direct 2002-12-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER LAZARD ASSET MANAGEMENT LLC direct 1995-05-01 2010-03-30
BHUTANI, ASHISH DIRECTOR, CHIEF EXECUTIVE OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CEO direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CHIEF EXECUTIVE OFFICER direct 2003-07-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2009-06-01
JACOBS, KENNETH, MARC DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD FRERES & CO. LLC CEO & MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD FRERES & CO. LLC MANAGEMENT COMMITTEE direct 1995-05-01 2001-10-26
LAZARD FRERES & CO. LLC MEMBER, EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ALTERNATIVES, LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD PENSION MANAGEMENT INC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD DEBT RECOVERY MANAGEMENT MEMBER - EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ASSET MANAGEMENT CANADA INC MEMBER- EXECUTIVE COMMITTEE indirect 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2003-12-04
LAZARD ASSET MANAGEMENT LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
STERN, ALEXANDER, FRANZ DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2010-10-01
ANDERSON, MARK, RICHARD CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2017-04-01
LAZARD ALTERNATIVES, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
ROSENBERG, WILLIAM, BRUCE GLOBAL HEAD OF OPERATIONS & CO-HEAD OF FINANCE 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC GLOBAL HEAD OF OPERATIONS & FINANCE direct 2018-08-01
LAZARD GROUP LLC SOLE MEMBER LAZARD FRERES & CO LLC 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LF&CO. LLC direct 2000-03-01
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC PARENT/SOLE MEMBER direct 2009-06-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2009-07-01
EDGEWATER SERVICES, LLC MANAGING MEMBER OF THE REGISTRANT direct 2009-07-01
LAZARD ASSET MANAGEMENT CANADA INC MEMBER - LAZARD FRERES & CO. LLC direct 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2001-03-01 2005-03-30
LAZARD WEALTH MANAGEMENT LLC PARENT direct 2009-06-01 2009-11-27
LAZARD LTD SHAREHOLDER LLTD CORP I AND LLTD HOLDING S.A.R.L. 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-05-01
LLTD 2 S.A.R.L. MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP II MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP I SHAREHOLDER LLTD CORP II 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01
LLTD HOLDING S.A.R.L. SHAREHOLDER LLTD 2 S.A.R.L. 05/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2017-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD GROUP LLC SOLE MEMBER LAZARD FRERES & CO LLC 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LF&CO. LLC direct 2000-03-01
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC PARENT/SOLE MEMBER direct 2009-06-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2009-07-01
EDGEWATER SERVICES, LLC MANAGING MEMBER OF THE REGISTRANT direct 2009-07-01
LAZARD ASSET MANAGEMENT CANADA INC MEMBER - LAZARD FRERES & CO. LLC direct 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2001-03-01 2005-03-30
LAZARD WEALTH MANAGEMENT LLC PARENT direct 2009-06-01 2009-11-27
LAZARD LTD SHAREHOLDER LLTD CORP I AND LLTD HOLDING S.A.R.L. 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-05-01
LLTD 2 S.A.R.L. MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP II MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP I SHAREHOLDER LLTD CORP II 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01
LLTD HOLDING S.A.R.L. SHAREHOLDER LLTD 2 S.A.R.L. 05/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2017-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LAZARD EMERGING MARKETS TOTAL RETURN DEBT FUND (US), L.P. United States 805-9893161198 Hedge Fund 867,244,705 1,000,000
LAZARD EMERGING INCOME, L.P. United States 805-8162607118 Other Private Fund PRIVATE FUND 8,664,284 1,000,000 Feeder Fund
LAZARD EMERGING INCOME, LTD. Bermuda 805-8250597334 Other Private Fund PRIVATE FUND 38,254,881 1,000,000 Feeder Fund
THE EMERGING WORLD INVESTORS LIMITED PARTNERSHIP United States 805-5580975219 Other Private Fund PRIVATE INSTITUTIONAL FUND 242,142,709 3,000,000
EMERGING MARKETS EQUITY GROUP TRUST United States 805-7708698375 Other Private Fund GROUP TRUST 600,141,714 5,000,000
LAZARD FIXED INCOME FUNDS LLC United States 805-8343142187 Other Private Fund INSTITUTIONAL PRIVATE FUND 349,734,541 5,000,000
LAZARD GLOBAL FIXED INCOME TRUST United States 805-7672230718 Other Private Fund INSTITUTIONAL TRUST 36,077,933 1,000,000
LAZARD INTERNATIONAL STRATEGIC EQUITY (ACW EX-US) TRUST United States 805-8062067416 Other Private Fund INSTITUTIONAL TRUST 764,321,316 1,000,000
LAZARD INTERNATIONAL EQUITY (ACW EX-US) TRUST United States 805-8987006896 Other Private Fund INSTITUTIONAL TRUST 149,930,879 1,000,000
LAZARD GLOBAL LISTED INFRASTRUCTURE TRUST United States 805-1358084510 Other Private Fund INSTITUTIONAL TRUST 241,425,920 1,000,000
LAZARD EMERGING MARKETS SMALL CAP EQUITY TRUST United States 805-9502867076 Other Private Fund INVESTMENT TRUST 813,159,316 1,000,000
LAZARD EMERGING MARKETS INSTITUTIONAL TRUST United States 805-6760827296 Other Private Fund INVESTMENT TRUST 0 5,000,000
LAZARD EMERGING MARKETS DEBT BLEND FUND (US), L.P. United States 805-2587224632 Other Private Fund PRIVATE INSTITUTIONAL FUND 299,376,660 1,000,000
LAZARD EMERGING INCOME MASTER, LTD. Bermuda 805-9851338925 Other Private Fund PRIVATE FUND 48,692,932 0 Master Fund
LAZARD EMERGING MARKETS CORE EQUITY TRUST United States 805-5246106151 Other Private Fund INSTITUTIONAL TRUST 224,258,845 1,000,000
LAZARD CONVERTS ABSOLUTE RETURN, L.P. United States 805-5620555485 Hedge Fund 2,252,256,974 1,000,000
LAZARD MENA EQUITY FUND United States 805-9940829925 Other Private Fund INVESTMENT TRUST 43,458,151 1,000,000
LAZARD EMERGING MARKETS EQUITY ADVANTAGE FUND United States 805-6512444047 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD ACW EX-US SMALL CAP ADVANTAGE FUND United States 805-4017240817 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD NM PERA EMD TR FUND, L.P. United States 805-6101273005 Hedge Fund 400,284,068 1,000,000
LAZARD GLOBAL DISCOUNTED ASSETS FOCUS PORTFOLIO United States 805-6473371128 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD INTERNATIONAL DISCOUNTED ASSETS FOCUS PORTFOLIO United States 805-5717120083 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD MENA STRATEGIC FUND, LTD. Cayman Islands 805-5184574459 Other Private Fund PRIVATE FUND 0 5,000,000 Feeder Fund
LAZARD MENA STRATEGIC MASTER FUND, LTD. Cayman Islands 805-6207337203 Other Private Fund PRIVATE FUND 0 5,000,000 Master Fund
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT MASTER FUND, LTD. Cayman Islands 805-9748212909 Hedge Fund 28,827,886 1,000,000 Master Fund
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT FUND, L.P. United States 805-2307006803 Hedge Fund 19,220,926 1,000,000 Feeder Fund
LAZARD INTERNATIONAL SMALL CAP EQUITY FUND United States 805-7769261926 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD JAPANESE STRATEGIC EQUITY FUND United States 805-9263342800 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD KP EM SOLUTIONS FUND LLC United States 805-9738443133 Hedge Fund 635,042,218 0
LAZARD US SMALL CAP SYSTEMATIC FUND, L.P. United States 805-8157154837 Hedge Fund 4,097,163 1,000,000
LAZARD US SYSTEMATIC LONG/SHORT EQUITY FUND, L.P. United States 805-2435147917 Hedge Fund 2,391,085 1,000,000 Feeder Fund
LAZARD INTERNATIONAL DISCOUNTED ASSETS PORTFOLIO United States 805-7032529970 Other Private Fund DELAWARE LLC 60,306,178 1,000,000 Fund of Funds
LAZARD US SYSTEMATIC LONG/SHORT EQUITY MASTER FUND, L.P. Cayman Islands 805-3951458361 Hedge Fund 38,909,422 1,000,000 Master Fund
LAZARD US SYSTEMATIC LONG/SHORT EQUITY FUND, LTD. Cayman Islands 805-2839728719 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD RATHMORE PLUS MASTER FUND, L.P. Cayman Islands 805-9731212873 Hedge Fund 697,205,798 1,000,000 Master Fund
LAZARD RATHMORE PLUS FUND, LTD. Cayman Islands 805-1558455804 Hedge Fund 121,075,621 1,000,000 Feeder Fund
LAZARD RATHMORE PLUS FUND, L.P. United States 805-5657228819 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD COHERENCE LONG/SHORT CREDIT MASTER FUND, LTD. Cayman Islands 805-8739044439 Hedge Fund 223,310,902 1,000,000 Master Fund
LAZARD COHERENCE LONG/SHORT CREDIT FUND, LTD. Cayman Islands 805-7009070231 Hedge Fund 36,829,930 1,000,000 Feeder Fund
LAZARD COHERENCE LONG/SHORT CREDIT FUND, L.P. United States 805-6941085605 Hedge Fund 67,413,504 1,000,000 Feeder Fund
LAZARD RATHMORE CONVERTIBLES FUND, L.P. United States 805-2445430099 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD RATHMORE CONVERTIBLES FUND, LTD. Cayman Islands 805-8847751491 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD RATHMORE CONVERTIBLES MASTER FUND, L.P. Cayman Islands 805-2747124348 Hedge Fund 0 1,000,000 Master Fund
LAZARD QRPEY BLENDED EMERGING MARKETS DEBT FUND, L.P. United States 805-7734929748 Other Private Fund PRIVATE FUND 123,218,136 1,000,000

LAZARD ASSET MANAGEMENT LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
PAUL, NATHAN, ABRAHAM CHIEF BUSINESS OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT (CANADA)INC DIRECTOR AND PRESIDENT direct 2017-04-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF LEGAL OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF BUSINESS OFFICER direct 2017-04-01
LAZARD WEALTH MANAGEMENT LLC GENERAL COUNSEL direct 2009-06-01
LAZARD FRERES & CO LLC PARENT 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC SOLE MEMBER direct 2000-03-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC PARENT direct 2002-12-01
LAZARD ASSET MANAGEMENT CANADA INC PARENT direct 1995-05-01 2002-03-28
LAZARD ASSET MANAGEMENT LLC MEMBER direct 2002-12-01 2003-03-28
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC direct 1995-05-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC AND PARENT direct 1995-05-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC MEMBER, LAZARD LLC AND PARENT direct 2002-12-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER LAZARD ASSET MANAGEMENT LLC direct 1995-05-01 2010-03-30
BHUTANI, ASHISH DIRECTOR, CHIEF EXECUTIVE OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CEO direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CHIEF EXECUTIVE OFFICER direct 2003-07-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2009-06-01
JACOBS, KENNETH, MARC DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD FRERES & CO. LLC CEO & MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD FRERES & CO. LLC MANAGEMENT COMMITTEE direct 1995-05-01 2001-10-26
LAZARD FRERES & CO. LLC MEMBER, EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ALTERNATIVES, LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD PENSION MANAGEMENT INC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD DEBT RECOVERY MANAGEMENT MEMBER - EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ASSET MANAGEMENT CANADA INC MEMBER- EXECUTIVE COMMITTEE indirect 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2003-12-04
LAZARD ASSET MANAGEMENT LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
STERN, ALEXANDER, FRANZ DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2010-10-01
ANDERSON, MARK, RICHARD CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2017-04-01
LAZARD ALTERNATIVES, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
ROSENBERG, WILLIAM, BRUCE GLOBAL HEAD OF OPERATIONS & CO-HEAD OF FINANCE 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC GLOBAL HEAD OF OPERATIONS & FINANCE direct 2018-08-01
LAZARD GROUP LLC SOLE MEMBER LAZARD FRERES & CO LLC 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LF&CO. LLC direct 2000-03-01
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC PARENT/SOLE MEMBER direct 2009-06-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2009-07-01
EDGEWATER SERVICES, LLC MANAGING MEMBER OF THE REGISTRANT direct 2009-07-01
LAZARD ASSET MANAGEMENT CANADA INC MEMBER - LAZARD FRERES & CO. LLC direct 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2001-03-01 2005-03-30
LAZARD WEALTH MANAGEMENT LLC PARENT direct 2009-06-01 2009-11-27
LAZARD LTD SHAREHOLDER LLTD CORP I AND LLTD HOLDING S.A.R.L. 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-05-01
LLTD 2 S.A.R.L. MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP II MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP I SHAREHOLDER LLTD CORP II 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01
LLTD HOLDING S.A.R.L. SHAREHOLDER LLTD 2 S.A.R.L. 05/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2017-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LAZARD NM PERA EMD TR FUND, L.P. United States 805-6101273005 Hedge Fund 351,543,816 1,000,000
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT FUND, L.P. United States 805-2307006803 Hedge Fund 23,138,355 1,000,000 Feeder Fund
THE EMERGING WORLD INVESTORS LIMITED PARTNERSHIP United States 805-5580975219 Other Private Fund PRIVATE INSTITUTIONAL FUND 162,824,798 3,000,000
LAZARD MENA STRATEGIC MASTER FUND, LTD. Cayman Islands 805-6207337203 Other Private Fund PRIVATE FUND 0 5,000,000 Master Fund
LAZARD KP EM SOLUTIONS FUND LLC United States 805-9738443133 Hedge Fund 589,279,425 0
LAZARD JAPANESE STRATEGIC EQUITY FUND United States 805-9263342800 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD INTERNATIONAL STRATEGIC EQUITY (ACW EX-US) TRUST United States 805-8062067416 Other Private Fund INSTITUTIONAL TRUST 528,410,851 1,000,000
LAZARD US SYSTEMATIC LONG/SHORT EQUITY FUND, LTD. Cayman Islands 805-2839728719 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD US SYSTEMATIC LONG/SHORT EQUITY MASTER FUND, L.P. Cayman Islands 805-3951458361 Hedge Fund 29,097,467 1,000,000 Master Fund
LAZARD INTERNATIONAL SMALL CAP EQUITY FUND United States 805-7769261926 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD MENA EQUITY FUND United States 805-9940829925 Other Private Fund INVESTMENT TRUST 45,820,508 1,000,000
LAZARD INTERNATIONAL DISCOUNTED ASSETS PORTFOLIO United States 805-7032529970 Other Private Fund DELAWARE LLC 52,170,000 1,000,000 Fund of Funds
LAZARD US SYSTEMATIC LONG/SHORT EQUITY FUND, L.P. United States 805-2435147917 Hedge Fund 1,384,060 1,000,000 Feeder Fund
LAZARD EMERGING MARKETS TOTAL RETURN DEBT FUND (US), L.P. United States 805-9893161198 Hedge Fund 925,497,584 1,000,000
LAZARD EMERGING MARKETS CORE EQUITY TRUST United States 805-5246106151 Other Private Fund INSTITUTIONAL TRUST 201,324,981 1,000,000
LAZARD US SMALL CAP SYSTEMATIC FUND, L.P. United States 805-8157154837 Hedge Fund 6,098,531 1,000,000
LAZARD EMERGING MARKETS DEBT BLEND FUND (US), L.P. United States 805-2587224632 Other Private Fund PRIVATE INSTITUTIONAL FUND 368,453,151 1,000,000
LAZARD EMERGING INCOME, LTD. Bermuda 805-8250597334 Other Private Fund PRIVATE FUND 79,915,647 1,000,000 Feeder Fund
LAZARD EMERGING INCOME, L.P. United States 805-8162607118 Other Private Fund PRIVATE FUND 9,445,310 1,000,000 Feeder Fund
LAZARD FIXED INCOME FUNDS LLC United States 805-8343142187 Other Private Fund INSTITUTIONAL PRIVATE FUND 368,830,146 5,000,000
LAZARD GLOBAL FIXED INCOME TRUST United States 805-7672230718 Other Private Fund INSTITUTIONAL TRUST 46,716,566 1,000,000
LAZARD INTERNATIONAL DISCOUNTED ASSETS FOCUS PORTFOLIO United States 805-5717120083 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD EMERGING MARKETS INSTITUTIONAL TRUST United States 805-6760827296 Other Private Fund INVESTMENT TRUST 58,541,429 5,000,000
LAZARD EMERGING MARKETS SMALL CAP EQUITY TRUST United States 805-9502867076 Other Private Fund INVESTMENT TRUST 1,046,100,296 1,000,000
LAZARD MENA STRATEGIC FUND, LTD. Cayman Islands 805-5184574459 Other Private Fund PRIVATE FUND 0 5,000,000 Feeder Fund
LAZARD EMERGING MARKETS EQUITY ADVANTAGE FUND United States 805-6512444047 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD ACW EX-US SMALL CAP ADVANTAGE FUND United States 805-4017240817 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD INTERNATIONAL EQUITY (ACW EX-US) TRUST United States 805-8987006896 Other Private Fund INSTITUTIONAL TRUST 188,895,091 1,000,000
LAZARD CONVERTS ABSOLUTE RETURN, L.P. United States 805-5620555485 Hedge Fund 989,775,037 1,000,000
EMERGING MARKETS EQUITY GROUP TRUST United States 805-7708698375 Other Private Fund GROUP TRUST 1,099,958,023 5,000,000
LAZARD GLOBAL LISTED INFRASTRUCTURE TRUST United States 805-1358084510 Other Private Fund INSTITUTIONAL TRUST 221,467,666 1,000,000
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT MASTER FUND, LTD. Cayman Islands 805-9748212909 Hedge Fund 36,966,789 1,000,000 Master Fund
LAZARD EMERGING INCOME MASTER, LTD. Bermuda 805-9851338925 Other Private Fund PRIVATE FUND 90,924,919 0 Master Fund
LAZARD GLOBAL DISCOUNTED ASSETS FOCUS PORTFOLIO United States 805-6473371128 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds

LAZARD ASSET MANAGEMENT LLC

ownership team - last updated 2019-08-28
Name Title Start Date Direct/Indirect % Ownership
PAUL, NATHAN, ABRAHAM CHIEF BUSINESS OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT (CANADA)INC DIRECTOR AND PRESIDENT direct 2017-04-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF LEGAL OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF BUSINESS OFFICER direct 2017-04-01
LAZARD WEALTH MANAGEMENT LLC GENERAL COUNSEL direct 2009-06-01
LAZARD FRERES & CO LLC PARENT 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC SOLE MEMBER direct 2000-03-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC PARENT direct 2002-12-01
LAZARD ASSET MANAGEMENT CANADA INC PARENT direct 1995-05-01 2002-03-28
LAZARD ASSET MANAGEMENT LLC MEMBER direct 2002-12-01 2003-03-28
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC direct 1995-05-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC AND PARENT direct 1995-05-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC MEMBER, LAZARD LLC AND PARENT direct 2002-12-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER LAZARD ASSET MANAGEMENT LLC direct 1995-05-01 2010-03-30
BHUTANI, ASHISH DIRECTOR, CHIEF EXECUTIVE OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CEO direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CHIEF EXECUTIVE OFFICER direct 2003-07-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2009-06-01
JACOBS, KENNETH, MARC DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD FRERES & CO. LLC CEO & MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD FRERES & CO. LLC MANAGEMENT COMMITTEE direct 1995-05-01 2001-10-26
LAZARD FRERES & CO. LLC MEMBER, EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ALTERNATIVES, LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD PENSION MANAGEMENT INC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD DEBT RECOVERY MANAGEMENT MEMBER - EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ASSET MANAGEMENT CANADA INC MEMBER- EXECUTIVE COMMITTEE indirect 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2003-12-04
LAZARD ASSET MANAGEMENT LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
STERN, ALEXANDER, FRANZ DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2010-10-01
ANDERSON, MARK, RICHARD CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2017-04-01
LAZARD ALTERNATIVES, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
ROSENBERG, WILLIAM, BRUCE GLOBAL HEAD OF OPERATIONS & FINANCE 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC GLOBAL HEAD OF OPERATIONS & FINANCE direct 2018-08-01
LAZARD GROUP LLC SOLE MEMBER LAZARD FRERES & CO LLC 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LF&CO. LLC direct 2000-03-01
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC PARENT/SOLE MEMBER direct 2009-06-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2009-07-01
EDGEWATER SERVICES, LLC MANAGING MEMBER OF THE REGISTRANT direct 2009-07-01
LAZARD ASSET MANAGEMENT CANADA INC MEMBER - LAZARD FRERES & CO. LLC direct 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2001-03-01 2005-03-30
LAZARD WEALTH MANAGEMENT LLC PARENT direct 2009-06-01 2009-11-27
LAZARD LTD SHAREHOLDER LLTD CORP I AND LLTD HOLDING S.A.R.L. 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-05-01
LLTD 2 S.A.R.L. MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP II MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP I SHAREHOLDER LLTD CORP II 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01
LLTD HOLDING S.A.R.L. SHAREHOLDER LLTD 2 S.A.R.L. 05/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2017-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LAZARD US SMALL CAP SYSTEMATIC LONG/SHORT FUND, L.P. United States 805-2435147917 Hedge Fund 2,272,151 1,000,000
THE EMERGING WORLD INVESTORS LIMITED PARTNERSHIP United States 805-5580975219 Other Private Fund PRIVATE INSTITUTIONAL FUND 136,075,091 3,000,000
LAZARD INTERNATIONAL STRATEGIC EQUITY (ACW EX-US) TRUST United States 805-8062067416 Other Private Fund INSTITUTIONAL TRUST 421,581,046 1,000,000
LAZARD ALTERNATIVE EMERGING MARKETS OFFSHORE FUND, LTD. Bermuda 805-5556458049 Other Private Fund FUND OF HEDGE FUNDS 0 1,000,000 Feeder Fund Fund of Funds
LAZARD EMERGING MARKETS TOTAL RETURN DEBT FUND (US), L.P. United States 805-9893161198 Hedge Fund 895,836,234 1,000,000
LAZARD EMERGING MARKETS CORE EQUITY TRUST United States 805-5246106151 Other Private Fund INSTITUTIONAL TRUST 157,387,931 1,000,000
LAZARD EMERGING MARKETS DEBT BLEND FUND (US), L.P. United States 805-2587224632 Other Private Fund PRIVATE INSTITUTIONAL FUND 311,621,983 1,000,000
LAZARD SHORT DURATION STRATEGY MBS PORTFOLIO United States 805-6066084868 Other Private Fund INSTITUTIONAL TRUST 20,607,266 1,000,000
LAZARD EMERGING INCOME, LTD. Bermuda 805-8250597334 Other Private Fund PRIVATE FUND 160,440,041 1,000,000 Feeder Fund
LAZARD RATHMORE MASTER FUND, L.P. Cayman Islands 805-7957240391 Hedge Fund 0 0 Master Fund
LAZARD EMERGING INCOME, L.P. United States 805-8162607118 Other Private Fund PRIVATE FUND 12,543,178 1,000,000 Feeder Fund
LAZARD FIXED INCOME FUNDS LLC United States 805-8343142187 Other Private Fund INSTITUTIONAL PRIVATE FUND 280,436,161 5,000,000
LAZARD GLOBAL FIXED INCOME TRUST United States 805-7672230718 Other Private Fund INSTITUTIONAL TRUST 100,633,621 1,000,000
LAZARD INTERNATIONAL DISCOUNTED ASSETS FOCUS PORTFOLIO United States 805-5717120083 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD EMERGING MARKETS INSTITUTIONAL TRUST United States 805-6760827296 Other Private Fund INVESTMENT TRUST 47,584,126 5,000,000
LAZARD EMERGING MARKETS SMALL CAP EQUITY TRUST United States 805-9502867076 Other Private Fund INVESTMENT TRUST 904,674,664 1,000,000
LAZARD RATHMORE FUND, L.P. United States 805-1946976122 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD MARKET-NEUTRAL EQUITY, L.P. United States 805-3721026984 Hedge Fund 646,486,844 1,000,000
LAZARD MENA STRATEGIC FUND, LTD. Cayman Islands 805-5184574459 Other Private Fund PRIVATE FUND 0 5,000,000 Feeder Fund
LAZARD EMERGING MARKETS EQUITY ADVANTAGE FUND United States 805-6512444047 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD ACW EX-US SMALL CAP ADVANTAGE FUND United States 805-4017240817 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD SYMBIOTIC ALPHA FUND, L.P. United States 805-1808816714 Hedge Fund 17,450,625 1,000,000 Feeder Fund
LAZARD ALTERNATIVE EMERGING MARKETS FUND, L.P. United States 805-4485972791 Other Private Fund FUND OF HEDGE FUNDS 215,508,952 1,000,000 Master Fund Fund of Funds
LAZARD INTERNATIONAL EQUITY (ACW EX-US) TRUST United States 805-8987006896 Other Private Fund INSTITUTIONAL TRUST 144,626,201 1,000,000
LAZARD CONVERTS ABSOLUTE RETURN, L.P. Cayman Islands 805-5620555485 Hedge Fund 838,534,166 1,000,000
EMERGING MARKETS EQUITY GROUP TRUST United States 805-7708698375 Other Private Fund GROUP TRUST 1,167,187,707 5,000,000
LAZARD EM LONG/SHORT FUND, L.P. United States 805-4203414314 Hedge Fund 9,774,049 1,000,000 Feeder Fund
LAZARD EM LONG/SHORT FUND, LTD. Cayman Islands 805-6988228909 Hedge Fund 1,962,467 1,000,000 Feeder Fund
LAZARD EM LONG/SHORT MASTER FUND, L.P. Cayman Islands 805-9366111109 Hedge Fund 14,706,302 0 Master Fund
LAZARD GLOBAL LISTED INFRASTRUCTURE TRUST United States 805-1358084510 Other Private Fund INSTITUTIONAL TRUST 517,173,042 1,000,000
LAZARD EMERGING INCOME MASTER, LTD. Bermuda 805-9851338925 Other Private Fund PRIVATE FUND 175,575,411 0 Master Fund
LAZARD GLOBAL DISCOUNTED ASSETS FOCUS PORTFOLIO United States 805-6473371128 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD NM PERA EMD TR FUND, L.P. United States 805-6101273005 Hedge Fund 441,791,267 1,000,000
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT MASTER FUND, LTD. Cayman Islands 805-9748212909 Hedge Fund 68,576,585 1,000,000 Master Fund
LAZARD INTERNATIONAL EQUITY VALUE FUND, L.P. United States 805-7404589161 Hedge Fund 30,981,665 1,000,000
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT FUND, LTD. Cayman Islands 805-3362905143 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT FUND, L.P. United States 805-2307006803 Hedge Fund 50,188,869 1,000,000 Feeder Fund
LAZARD MENA EQUITY FUND United States 805-9940829925 Other Private Fund INVESTMENT TRUST 50,001,819 1,000,000
LAZARD EUROPEAN EQUITY LONG/SHORT FUND LTD. Bermuda 805-2894942015 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD EUROPEAN EQUITY LONG/SHORT FUND LP United States 805-9233288806 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD FRONTIER OPPORTUNITIES FUND, L.P. United States 805-1525739445 Other Private Fund FUND OF HEDGE FUNDS 35,771,700 1,000,000 Master Fund Fund of Funds
LAZARD MENA STRATEGIC MASTER FUND, LTD. Cayman Islands 805-6207337203 Other Private Fund PRIVATE FUND 0 5,000,000 Master Fund
LAZARD FRONTIER OPPORTUNITIES OFFSHORE FUND, LTD. Bermuda 805-5298612276 Other Private Fund FUND OF HEDGE FUNDS 0 1,000,000 Feeder Fund Fund of Funds
LAZARD EUROPEAN EQUITY LONG/SHORT MASTER FUND LP Bermuda 805-8015168857 Hedge Fund 0 0 Master Fund
LAZARD RATHMORE FUND, LTD. Cayman Islands 805-6967677989 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD KP EM SOLUTIONS FUND LLC United States 805-9738443133 Hedge Fund 471,167,076 0
LAZARD JAPANESE STRATEGIC EQUITY FUND United States 805-9263342800 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD INTERNATIONAL SMALL CAP EQUITY FUND United States 805-7769261926 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD SYMBIOTIC ALPHA MASTER FUND, L.P. Cayman Islands 805-1927387542 Hedge Fund 67,078,669 0 Master Fund
LAZARD SYMBIOTIC ALPHA FUND, LTD. Cayman Islands 805-4000018392 Hedge Fund 1,904,709 1,000,000 Feeder Fund
LAZARD US SMALL CAP SYSTEMATIC FUND, L.P. United States 805-8157154837 Hedge Fund 5,785,814 1,000,000

LAZARD ASSET MANAGEMENT LLC

ownership team - last updated 2019-05-20
Name Title Start Date Direct/Indirect % Ownership
PAUL, NATHAN, ABRAHAM CHIEF BUSINESS OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT (CANADA)INC DIRECTOR AND PRESIDENT direct 2017-04-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF LEGAL OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF BUSINESS OFFICER direct 2017-04-01
LAZARD WEALTH MANAGEMENT LLC GENERAL COUNSEL direct 2009-06-01
LAZARD FRERES & CO LLC PARENT 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC SOLE MEMBER direct 2000-03-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC PARENT direct 2002-12-01
LAZARD ASSET MANAGEMENT CANADA INC PARENT direct 1995-05-01 2002-03-28
LAZARD ASSET MANAGEMENT LLC MEMBER direct 2002-12-01 2003-03-28
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC direct 1995-05-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC AND PARENT direct 1995-05-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC MEMBER, LAZARD LLC AND PARENT direct 2002-12-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER LAZARD ASSET MANAGEMENT LLC direct 1995-05-01 2010-03-30
BHUTANI, ASHISH DIRECTOR, CHIEF EXECUTIVE OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CEO direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CHIEF EXECUTIVE OFFICER direct 2003-07-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2009-06-01
JACOBS, KENNETH, MARC DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD FRERES & CO. LLC CEO & MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD FRERES & CO. LLC MANAGEMENT COMMITTEE direct 1995-05-01 2001-10-26
LAZARD FRERES & CO. LLC MEMBER, EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ALTERNATIVES, LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD PENSION MANAGEMENT INC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD DEBT RECOVERY MANAGEMENT MEMBER - EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ASSET MANAGEMENT CANADA INC MEMBER- EXECUTIVE COMMITTEE indirect 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2003-12-04
LAZARD ASSET MANAGEMENT LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
STERN, ALEXANDER, FRANZ DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2010-10-01
ANDERSON, MARK, RICHARD CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2017-04-01
LAZARD ALTERNATIVES, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
ROSENBERG, WILLIAM, BRUCE GLOBAL HEAD OF OPERATIONS & FINANCE 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC GLOBAL HEAD OF OPERATIONS & FINANCE direct 2018-08-01
LAZARD GROUP LLC SOLE MEMBER LAZARD FRERES & CO LLC 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LF&CO. LLC direct 2000-03-01
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC PARENT/SOLE MEMBER direct 2009-06-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2009-07-01
EDGEWATER SERVICES, LLC MANAGING MEMBER OF THE REGISTRANT direct 2009-07-01
LAZARD ASSET MANAGEMENT CANADA INC MEMBER - LAZARD FRERES & CO. LLC direct 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2001-03-01 2005-03-30
LAZARD WEALTH MANAGEMENT LLC PARENT direct 2009-06-01 2009-11-27
LAZARD LTD SHAREHOLDER LLTD CORP I AND LLTD HOLDING S.A.R.L. 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-05-01
LLTD 2 S.A.R.L. MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP II MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP I SHAREHOLDER LLTD CORP II 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01
LLTD HOLDING S.A.R.L. SHAREHOLDER LLTD 2 S.A.R.L. 05/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2017-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LAZARD EMERGING MARKETS TOTAL RETURN DEBT FUND (US), L.P. United States 805-9893161198 Hedge Fund 895,836,234 1,000,000
LAZARD EMERGING INCOME, L.P. United States 805-8162607118 Other Private Fund PRIVATE FUND 12,543,178 1,000,000 Feeder Fund
LAZARD EMERGING INCOME, LTD. Bermuda 805-8250597334 Other Private Fund PRIVATE FUND 160,440,041 1,000,000 Feeder Fund
LAZARD RATHMORE FUND, L.P. United States 805-1946976122 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD RATHMORE FUND, LTD. Cayman Islands 805-6967677989 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD RATHMORE MASTER FUND, L.P. Cayman Islands 805-7957240391 Hedge Fund 0 0 Master Fund
THE EMERGING WORLD INVESTORS LIMITED PARTNERSHIP United States 805-5580975219 Other Private Fund PRIVATE INSTITUTIONAL FUND 136,075,091 3,000,000
EMERGING MARKETS EQUITY GROUP TRUST United States 805-7708698375 Other Private Fund GROUP TRUST 1,167,187,707 5,000,000
LAZARD FIXED INCOME FUNDS LLC United States 805-8343142187 Other Private Fund INSTITUTIONAL PRIVATE FUND 280,436,161 5,000,000
LAZARD GLOBAL FIXED INCOME TRUST United States 805-7672230718 Other Private Fund INSTITUTIONAL TRUST 100,633,621 1,000,000
LAZARD INTERNATIONAL STRATEGIC EQUITY (ACW EX-US) TRUST United States 805-8062067416 Other Private Fund INSTITUTIONAL TRUST 421,581,046 1,000,000
LAZARD INTERNATIONAL EQUITY (ACW EX-US) TRUST United States 805-8987006896 Other Private Fund INSTITUTIONAL TRUST 144,626,201 1,000,000
LAZARD GLOBAL LISTED INFRASTRUCTURE TRUST United States 805-1358084510 Other Private Fund INSTITUTIONAL TRUST 517,173,042 1,000,000
LAZARD EMERGING MARKETS SMALL CAP EQUITY TRUST United States 805-9502867076 Other Private Fund INVESTMENT TRUST 904,674,664 1,000,000
LAZARD EMERGING MARKETS INSTITUTIONAL TRUST United States 805-6760827296 Other Private Fund INVESTMENT TRUST 47,584,126 5,000,000
LAZARD EMERGING MARKETS DEBT BLEND FUND (US), L.P. United States 805-2587224632 Other Private Fund PRIVATE INSTITUTIONAL FUND 311,621,983 1,000,000
LAZARD EMERGING INCOME MASTER, LTD. Bermuda 805-9851338925 Other Private Fund PRIVATE FUND 175,575,411 0 Master Fund
LAZARD EMERGING MARKETS CORE EQUITY TRUST United States 805-5246106151 Other Private Fund INSTITUTIONAL TRUST 157,387,931 1,000,000
LAZARD SHORT DURATION STRATEGY MBS PORTFOLIO United States 805-6066084868 Other Private Fund INSTITUTIONAL TRUST 20,607,266 1,000,000
LAZARD CONVERTS ABSOLUTE RETURN, L.P. Cayman Islands 805-5620555485 Hedge Fund 838,534,166 1,000,000
LAZARD MENA EQUITY FUND United States 805-9940829925 Other Private Fund INVESTMENT TRUST 50,001,819 1,000,000
LAZARD EMERGING MARKETS EQUITY ADVANTAGE FUND United States 805-6512444047 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD ACW EX-US SMALL CAP ADVANTAGE FUND United States 805-4017240817 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD NM PERA EMD TR FUND, L.P. United States 805-6101273005 Hedge Fund 441,791,267 1,000,000
LAZARD ALTERNATIVE EMERGING MARKETS FUND, L.P. United States 805-4485972791 Other Private Fund FUND OF HEDGE FUNDS 215,508,952 1,000,000 Master Fund Fund of Funds
LAZARD GLOBAL DISCOUNTED ASSETS FOCUS PORTFOLIO United States 805-6473371128 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD INTERNATIONAL DISCOUNTED ASSETS FOCUS PORTFOLIO United States 805-5717120083 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD ALTERNATIVE EMERGING MARKETS OFFSHORE FUND, LTD. Bermuda 805-5556458049 Other Private Fund FUND OF HEDGE FUNDS 0 1,000,000 Feeder Fund Fund of Funds
LAZARD FRONTIER OPPORTUNITIES FUND, L.P. United States 805-1525739445 Other Private Fund FUND OF HEDGE FUNDS 35,771,700 1,000,000 Master Fund Fund of Funds
LAZARD FRONTIER OPPORTUNITIES OFFSHORE FUND, LTD. Bermuda 805-5298612276 Other Private Fund FUND OF HEDGE FUNDS 0 1,000,000 Feeder Fund Fund of Funds
LAZARD EUROPEAN EQUITY LONG/SHORT FUND LP United States 805-9233288806 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD EUROPEAN EQUITY LONG/SHORT FUND LTD. Bermuda 805-2894942015 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD EUROPEAN EQUITY LONG/SHORT MASTER FUND LP Bermuda 805-8015168857 Hedge Fund 0 0 Master Fund
LAZARD MENA STRATEGIC FUND, LTD. Cayman Islands 805-5184574459 Other Private Fund PRIVATE FUND 0 5,000,000 Feeder Fund
LAZARD MENA STRATEGIC MASTER FUND, LTD. Cayman Islands 805-6207337203 Other Private Fund PRIVATE FUND 0 5,000,000 Master Fund
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT MASTER FUND, LTD. Cayman Islands 805-9748212909 Hedge Fund 68,576,585 1,000,000 Master Fund
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT FUND, LTD. Cayman Islands 805-3362905143 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT FUND, L.P. United States 805-2307006803 Hedge Fund 50,188,869 1,000,000 Feeder Fund
LAZARD INTERNATIONAL EQUITY VALUE FUND, L.P. United States 805-7404589161 Hedge Fund 30,981,665 1,000,000
LAZARD INTERNATIONAL SMALL CAP EQUITY FUND United States 805-7769261926 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD JAPANESE STRATEGIC EQUITY FUND United States 805-9263342800 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD KP EM SOLUTIONS FUND LLC United States 805-9738443133 Hedge Fund 471,167,076 0
LAZARD SYMBIOTIC ALPHA MASTER FUND, L.P. Cayman Islands 805-1927387542 Hedge Fund 67,078,669 0 Master Fund
LAZARD SYMBIOTIC ALPHA FUND, L.P. United States 805-1808816714 Hedge Fund 17,450,625 1,000,000 Feeder Fund
LAZARD SYMBIOTIC ALPHA FUND, LTD. Cayman Islands 805-4000018392 Hedge Fund 1,904,709 1,000,000 Feeder Fund
LAZARD EM LONG/SHORT MASTER FUND, L.P. Cayman Islands 805-9366111109 Hedge Fund 14,706,302 0 Master Fund
LAZARD EM LONG/SHORT FUND, L.P. United States 805-4203414314 Hedge Fund 9,774,049 1,000,000 Feeder Fund
LAZARD EM LONG/SHORT FUND, LTD. Cayman Islands 805-6988228909 Hedge Fund 1,962,467 1,000,000 Feeder Fund
LAZARD MARKET-NEUTRAL EQUITY, L.P. United States 805-3721026984 Hedge Fund 646,486,844 1,000,000

LAZARD ASSET MANAGEMENT LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
PAUL, NATHAN, ABRAHAM CHIEF BUSINESS OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT (CANADA)INC DIRECTOR AND PRESIDENT direct 2017-04-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF LEGAL OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF BUSINESS OFFICER direct 2017-04-01
LAZARD WEALTH MANAGEMENT LLC GENERAL COUNSEL direct 2009-06-01
LAZARD FRERES & CO LLC PARENT 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC SOLE MEMBER direct 2000-03-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC PARENT direct 2002-12-01
LAZARD ASSET MANAGEMENT CANADA INC PARENT direct 1995-05-01 2002-03-28
LAZARD ASSET MANAGEMENT LLC MEMBER direct 2002-12-01 2003-03-28
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC direct 1995-05-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC AND PARENT direct 1995-05-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC MEMBER, LAZARD LLC AND PARENT direct 2002-12-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER LAZARD ASSET MANAGEMENT LLC direct 1995-05-01 2010-03-30
BHUTANI, ASHISH DIRECTOR, CHIEF EXECUTIVE OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CEO direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CHIEF EXECUTIVE OFFICER direct 2003-07-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2009-06-01
JACOBS, KENNETH, MARC DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD FRERES & CO. LLC CEO & MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD FRERES & CO. LLC MANAGEMENT COMMITTEE direct 1995-05-01 2001-10-26
LAZARD FRERES & CO. LLC MEMBER, EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ALTERNATIVES, LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD PENSION MANAGEMENT INC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD DEBT RECOVERY MANAGEMENT MEMBER - EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ASSET MANAGEMENT CANADA INC MEMBER- EXECUTIVE COMMITTEE indirect 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2003-12-04
LAZARD ASSET MANAGEMENT LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
STERN, ALEXANDER, FRANZ DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2010-10-01
ANDERSON, MARK, RICHARD CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2017-04-01
LAZARD ALTERNATIVES, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
ROSENBERG, WILLIAM, BRUCE GLOBAL HEAD OF OPERATIONS & FINANCE 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC GLOBAL HEAD OF OPERATIONS & FINANCE direct 2018-08-01
LAZARD GROUP LLC SOLE MEMBER LAZARD FRERES & CO LLC 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LF&CO. LLC direct 2000-03-01
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC PARENT/SOLE MEMBER direct 2009-06-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2009-07-01
EDGEWATER SERVICES, LLC MANAGING MEMBER OF THE REGISTRANT direct 2009-07-01
LAZARD ASSET MANAGEMENT CANADA INC MEMBER - LAZARD FRERES & CO. LLC direct 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2001-03-01 2005-03-30
LAZARD WEALTH MANAGEMENT LLC PARENT direct 2009-06-01 2009-11-27
LAZARD LTD SHAREHOLDER LLTD CORP I AND LLTD HOLDING S.A.R.L. 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-05-01
LLTD 2 S.A.R.L. MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP II MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP I SHAREHOLDER LLTD CORP II 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01
LLTD HOLDING S.A.R.L. SHAREHOLDER LLTD 2 S.A.R.L. 05/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2017-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LAZARD MENA STRATEGIC FUND, LTD. Cayman Islands 805-5184574459 Other Private Fund PRIVATE FUND 0 5,000,000 Feeder Fund
LAZARD EMERGING MARKETS EQUITY ADVANTAGE FUND United States 805-6512444047 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD ACW EX-US SMALL CAP ADVANTAGE FUND United States 805-4017240817 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD ALTERNATIVE EMERGING MARKETS FUND, L.P. United States 805-4485972791 Other Private Fund FUND OF HEDGE FUNDS 215,508,952 1,000,000 Master Fund Fund of Funds
LAZARD INTERNATIONAL EQUITY (ACW EX-US) TRUST United States 805-8987006896 Other Private Fund INSTITUTIONAL TRUST 144,626,201 1,000,000
LAZARD CONVERTS ABSOLUTE RETURN, L.P. Cayman Islands 805-5620555485 Hedge Fund 838,534,166 1,000,000
EMERGING MARKETS EQUITY GROUP TRUST United States 805-7708698375 Other Private Fund GROUP TRUST 1,167,187,707 5,000,000
LAZARD GLOBAL LISTED INFRASTRUCTURE TRUST United States 805-1358084510 Other Private Fund INSTITUTIONAL TRUST 517,173,042 1,000,000
LAZARD EMERGING INCOME MASTER, LTD. Bermuda 805-9851338925 Other Private Fund PRIVATE FUND 175,575,411 0 Master Fund
LAZARD RATHMORE FUND, L.P. United States 805-1946976122 Hedge Fund 0 1,000,000 Feeder Fund
SCOTTISH & ENGLISH INVESTORS LIMITED PARTNERSHIP United States 805-1163430647 Other Private Fund INSTITUTIONAL FUND 43,187,323 5,000,000
THE EMERGING WORLD INVESTORS LIMITED PARTNERSHIP United States 805-5580975219 Other Private Fund PRIVATE INSTITUTIONAL FUND 136,075,091 3,000,000
LAZARD INTERNATIONAL STRATEGIC EQUITY (ACW EX-US) TRUST United States 805-8062067416 Other Private Fund INSTITUTIONAL TRUST 421,581,046 1,000,000
LAZARD ALTERNATIVE EMERGING MARKETS OFFSHORE FUND, LTD. Bermuda 805-5556458049 Other Private Fund FUND OF HEDGE FUNDS 0 1,000,000 Feeder Fund Fund of Funds
LAZARD EMERGING MARKETS TOTAL RETURN DEBT FUND (US), L.P. United States 805-9893161198 Hedge Fund 895,836,234 1,000,000
LAZARD EMERGING MARKETS CORE EQUITY TRUST United States 805-5246106151 Other Private Fund INSTITUTIONAL TRUST 157,387,931 1,000,000
LAZARD EMERGING MARKETS DEBT BLEND FUND (US), L.P. United States 805-2587224632 Other Private Fund PRIVATE INSTITUTIONAL FUND 311,621,983 1,000,000
LAZARD SHORT DURATION STRATEGY MBS PORTFOLIO United States 805-6066084868 Other Private Fund INSTITUTIONAL TRUST 20,607,266 1,000,000
LAZARD EMERGING INCOME, LTD. Bermuda 805-8250597334 Other Private Fund PRIVATE FUND 160,440,041 1,000,000 Feeder Fund
LAZARD RATHMORE MASTER FUND, L.P. Cayman Islands 805-7957240391 Hedge Fund 0 0 Master Fund
LAZARD EMERGING INCOME, L.P. United States 805-8162607118 Other Private Fund PRIVATE FUND 12,543,178 1,000,000 Feeder Fund
LAZARD FIXED INCOME FUNDS LLC United States 805-8343142187 Other Private Fund INSTITUTIONAL PRIVATE FUND 280,436,161 5,000,000
LAZARD GLOBAL FIXED INCOME TRUST United States 805-7672230718 Other Private Fund INSTITUTIONAL TRUST 100,633,621 1,000,000
LAZARD INTERNATIONAL DISCOUNTED ASSETS FOCUS PORTFOLIO United States 805-5717120083 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD EMERGING MARKETS INSTITUTIONAL TRUST United States 805-6760827296 Other Private Fund INVESTMENT TRUST 47,584,126 5,000,000
LAZARD EMERGING MARKETS SMALL CAP EQUITY TRUST United States 805-9502867076 Other Private Fund INVESTMENT TRUST 904,674,664 1,000,000
LAZARD GLOBAL DISCOUNTED ASSETS FOCUS PORTFOLIO United States 805-6473371128 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD NM PERA EMD TR FUND, L.P. United States 805-6101273005 Hedge Fund 441,791,267 1,000,000
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT MASTER FUND, LTD. Cayman Islands 805-9748212909 Hedge Fund 68,576,585 1,000,000 Master Fund
LAZARD INTERNATIONAL EQUITY VALUE FUND, L.P. United States 805-7404589161 Hedge Fund 30,981,665 1,000,000
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT FUND, LTD. Cayman Islands 805-3362905143 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT FUND, L.P. United States 805-2307006803 Hedge Fund 50,188,869 1,000,000 Feeder Fund
LAZARD MENA EQUITY FUND United States 805-9940829925 Other Private Fund INVESTMENT TRUST 50,001,819 1,000,000
LAZARD EUROPEAN EQUITY LONG/SHORT FUND LTD. Bermuda 805-2894942015 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD EUROPEAN EQUITY LONG/SHORT FUND LP United States 805-9233288806 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD MENA STRATEGIC MASTER FUND, LTD. Cayman Islands 805-6207337203 Other Private Fund PRIVATE FUND 0 5,000,000 Master Fund
LAZARD FRONTIER OPPORTUNITIES OFFSHORE FUND, LTD. Bermuda 805-5298612276 Other Private Fund FUND OF HEDGE FUNDS 0 1,000,000 Feeder Fund Fund of Funds
LAZARD EUROPEAN EQUITY LONG/SHORT MASTER FUND LP Bermuda 805-8015168857 Hedge Fund 0 0 Master Fund
LAZARD FRONTIER OPPORTUNITIES FUND, L.P. United States 805-1525739445 Other Private Fund FUND OF HEDGE FUNDS 35,771,700 1,000,000 Master Fund Fund of Funds
LAZARD RATHMORE FUND, LTD. Cayman Islands 805-6967677989 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD KP EM SOLUTIONS FUND LLC United States 805-9738443133 Hedge Fund 471,167,076 0
LAZARD JAPANESE STRATEGIC EQUITY FUND United States 805-9263342800 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD INTERNATIONAL SMALL CAP EQUITY FUND United States 805-7769261926 Other Private Fund INVESTMENT TRUST 0 1,000,000

LAZARD ASSET MANAGEMENT LLC

ownership team - last updated 2018-05-21
Name Title Start Date Direct/Indirect % Ownership
MAZZARI, GERALD, BRUCE CHIEF OPERATING OFFICER 10/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC COO direct 2001-01-01
LAZARD ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC COO direct 2002-10-01 2017-03-27
PAUL, NATHAN, ABRAHAM CHIEF BUSINESS OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT (CANADA)INC DIRECTOR AND PRESIDENT direct 2017-04-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ALTERNATIVES, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF LEGAL OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2002-10-01
LAZARD ASSET MANAGEMENT LLC CHIEF BUSINESS OFFICER direct 2017-04-01
LAZARD WEALTH MANAGEMENT LLC GENERAL COUNSEL direct 2009-06-01
LAZARD FRERES & CO LLC PARENT 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC SOLE MEMBER direct 2000-03-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC PARENT direct 2002-12-01
LAZARD ASSET MANAGEMENT CANADA INC PARENT direct 1995-05-01 2002-03-28
LAZARD ASSET MANAGEMENT LLC MEMBER direct 2002-12-01 2003-03-28
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC direct 1995-05-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER - LAZARD LLC AND PARENT direct 1995-05-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC MEMBER, LAZARD LLC AND PARENT direct 2002-12-01 2004-03-26
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER LAZARD ASSET MANAGEMENT LLC direct 1995-05-01 2010-03-30
BHUTANI, ASHISH DIRECTOR, CHIEF EXECUTIVE OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CEO direct 2003-07-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR, CHIEF EXECUTIVE OFFICER direct 2003-07-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2009-06-01
JACOBS, KENNETH, MARC DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD FRERES & CO. LLC CEO & MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
LAZARD FRERES & CO. LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD FRERES & CO. LLC MANAGEMENT COMMITTEE direct 1995-05-01 2001-10-26
LAZARD FRERES & CO. LLC MEMBER, EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ALTERNATIVES, LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD PENSION MANAGEMENT INC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD DEBT RECOVERY MANAGEMENT MEMBER - EXECUTIVE COMMITTEE indirect 2000-03-01 2001-10-26
LAZARD ASSET MANAGEMENT CANADA INC MEMBER- EXECUTIVE COMMITTEE indirect 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT LLC MEMBER-EXECUTIVE COMMITTEE indirect 2000-03-01 2003-12-04
LAZARD ASSET MANAGEMENT LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF LAZARD BOARD OF LAZARD LLC indirect 2002-01-01 2005-03-30
LAZARD ALTERNATIVES, LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT LLC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
LAZARD ASSET MANAGEMENT (CANADA)INC MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. indirect 2002-01-01 2006-06-29
STERN, ALEXANDER, FRANZ DIRECTOR 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT LLC DIRECTOR direct 2010-06-01
LAZARD WEALTH MANAGEMENT LLC DIRECTOR direct 2010-10-01
ANDERSON, MARK, RICHARD CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL COUNSEL direct 2017-04-01
LAZARD ALTERNATIVES, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL direct 2014-09-01
LAZARD ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
LAZARD GROUP LLC SOLE MEMBER LAZARD FRERES & CO LLC 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD PENSION MANAGEMENT INC MEMBER OF LF&CO. LLC direct 2000-03-01
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SOLE MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC PARENT/SOLE MEMBER direct 2009-06-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2009-07-01
EDGEWATER SERVICES, LLC MANAGING MEMBER OF THE REGISTRANT direct 2009-07-01
LAZARD ASSET MANAGEMENT CANADA INC MEMBER - LAZARD FRERES & CO. LLC direct 2000-03-01 2003-03-31
LAZARD ASSET MANAGEMENT (CANADA)INC SOLE MEMBER indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC SOLE MEMBER indirect 2001-03-01 2005-03-30
LAZARD WEALTH MANAGEMENT LLC PARENT direct 2009-06-01 2009-11-27
LAZARD LTD SHAREHOLDER LLTD CORP I AND LLTD HOLDING S.A.R.L. 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-05-01
LAZARD ALTERNATIVES, LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
LAZARD WEALTH MANAGEMENT LLC INDIRECT MEMBER indirect 2005-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-05-01
LLTD 2 S.A.R.L. MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP II MANAGING MEMBER LAZARD GROUP LLC 05/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC MANAGING MEMBER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC MANAGING MEMBER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
LAZARD WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2005-12-01
EDGEWATER SERVICES, LLC MANAGING MEMBER indirect 2005-12-01
LLTD CORP I SHAREHOLDER LLTD CORP II 05/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-05-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01
LLTD HOLDING S.A.R.L. SHAREHOLDER LLTD 2 S.A.R.L. 05/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 2017-05-01
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2005-12-01
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-05-01
EDGEWATER SERVICES, LLC SHAREHOLDER indirect 2005-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT FUND, L.P. United States 805-2307006803 Hedge Fund 75,734,286 1,000,000 Feeder Fund
LAZARD MENA EQUITY FUND United States 805-9940829925 Other Private Fund INVESTMENT TRUST 74,421,225 1,000,000
LAZARD EUROPEAN EQUITY LONG/SHORT FUND LTD. Bermuda 805-2894942015 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD EUROPEAN EQUITY LONG/SHORT FUND LP United States 805-9233288806 Hedge Fund 0 1,000,000 Feeder Fund
LAZARD MENA STRATEGIC MASTER FUND, LTD. Cayman Islands 805-6207337203 Other Private Fund PRIVATE FUND 0 5,000,000 Master Fund
LAZARD FRONTIER OPPORTUNITIES OFFSHORE FUND, LTD. Bermuda 805-5298612276 Other Private Fund FUND OF HEDGE FUNDS 0 1,000,000 Feeder Fund Fund of Funds
LAZARD EUROPEAN EQUITY LONG/SHORT MASTER FUND LP Bermuda 805-8015168857 Hedge Fund 0 0 Master Fund
LAZARD FRONTIER OPPORTUNITIES FUND, L.P. United States 805-1525739445 Other Private Fund FUND OF HEDGE FUNDS 40,978,608 1,000,000 Master Fund Fund of Funds
LAZARD RATHMORE FUND, LTD. Cayman Islands 805-6967677989 Hedge Fund 1,227,713 1,000,000 Feeder Fund
LAZARD INTERNATIONAL STRATEGIC EQUITY (ACW EX-US) TRUST United States 805-8062067416 Other Private Fund INSTITUTIONAL TRUST 424,150,583 1,000,000
LAZARD MENA STRATEGIC FUND, LTD. Cayman Islands 805-5184574459 Other Private Fund PRIVATE FUND 0 5,000,000 Feeder Fund
LAZARD EMERGING MARKETS EQUITY ADVANTAGE FUND United States 805-6512444047 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD ACW EX-US SMALL CAP ADVANTAGE FUND United States 805-4017240817 Other Private Fund INVESTMENT TRUST 0 1,000,000
LAZARD ALTERNATIVE EMERGING MARKETS FUND, L.P. United States 805-4485972791 Other Private Fund FUND OF HEDGE FUNDS 235,581,203 1,000,000 Master Fund Fund of Funds
LAZARD INTERNATIONAL EQUITY (ACW EX-US) TRUST United States 805-8987006896 Other Private Fund INSTITUTIONAL TRUST 425,157,772 1,000,000
LAZARD CONVERTS ABSOLUTE RETURN, L.P. Cayman Islands 805-5620555485 Hedge Fund 1,257,853,000 1,000,000
EMERGING MARKETS EQUITY GROUP TRUST United States 805-7708698375 Other Private Fund GROUP TRUST 1,430,146,369 5,000,000
LAZARD GLOBAL LISTED INFRASTRUCTURE TRUST United States 805-1358084510 Other Private Fund INSTITUTIONAL TRUST 300,716,235 1,000,000
LAZARD EMERGING INCOME MASTER, LTD. Bermuda 805-9851338925 Other Private Fund PRIVATE FUND 288,363,000 0 Master Fund
LAZARD RATHMORE FUND, L.P. United States 805-1946976122 Hedge Fund 5,616,148 1,000,000 Feeder Fund
SCOTTISH & ENGLISH INVESTORS LIMITED PARTNERSHIP United States 805-1163430647 Other Private Fund INSTITUTIONAL FUND 614,750,037 5,000,000
THE EMERGING WORLD INVESTORS LIMITED PARTNERSHIP United States 805-5580975219 Other Private Fund PRIVATE INSTITUTIONAL FUND 425,578,771 3,000,000
LAZARD ALTERNATIVE EMERGING MARKETS OFFSHORE FUND, LTD. Bermuda 805-5556458049 Other Private Fund FUND OF HEDGE FUNDS 0 1,000,000 Feeder Fund Fund of Funds
LAZARD EMERGING MARKETS TOTAL RETURN DEBT FUND (US), L.P. United States 805-9893161198 Hedge Fund 1,214,839,000 1,000,000
LAZARD EMERGING MARKETS CORE EQUITY TRUST United States 805-5246106151 Other Private Fund INSTITUTIONAL TRUST 198,018,538 1,000,000
LAZARD EMERGING MARKETS DEBT BLEND FUND (US), L.P. United States 805-2587224632 Other Private Fund PRIVATE INSTITUTIONAL FUND 282,363,740 1,000,000
LAZARD SHORT DURATION STRATEGY MBS PORTFOLIO United States 805-6066084868 Other Private Fund INSTITUTIONAL TRUST 32,495,370 1,000,000
LAZARD EMERGING INCOME, LTD. Bermuda 805-8250597334 Other Private Fund PRIVATE FUND 271,082,800 1,000,000 Feeder Fund
LAZARD RATHMORE MASTER FUND, L.P. Cayman Islands 805-7957240391 Hedge Fund 17,623,000 0 Master Fund
LAZARD EMERGING INCOME, L.P. United States 805-8162607118 Other Private Fund PRIVATE FUND 13,254,496 1,000,000 Feeder Fund
LAZARD FIXED INCOME FUNDS LLC United States 805-8343142187 Other Private Fund INSTITUTIONAL PRIVATE FUND 337,526,868 5,000,000
LAZARD GLOBAL FIXED INCOME TRUST United States 805-7672230718 Other Private Fund INSTITUTIONAL TRUST 61,155,155 1,000,000
LAZARD INTERNATIONAL DISCOUNTED ASSETS PORTFOLIO United States 805-5717120083 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD EMERGING MARKETS INSTITUTIONAL TRUST United States 805-6760827296 Other Private Fund INVESTMENT TRUST 57,494,659 5,000,000
LAZARD EMERGING MARKETS SMALL CAP EQUITY TRUST United States 805-9502867076 Other Private Fund INVESTMENT TRUST 1,136,867,917 1,000,000
LAZARD GLOBAL DISCOUNTED ASSETS PORTFOLIO United States 805-6473371128 Other Private Fund DELAWARE LLC 0 1,000,000 Fund of Funds
LAZARD NM PERA EMD TR FUND, L.P. United States 805-6101273005 Hedge Fund 558,179,000 1,000,000
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT MASTER FUND, LTD. Cayman Islands 805-9748212909 Hedge Fund 108,059,696 1,000,000 Master Fund
LAZARD INTERNATIONAL EQUITY VALUE FUND, L.P. United States 805-7404589161 Hedge Fund 66,907,556 1,000,000
LAZARD INTERNATIONAL EQUITY VALUE LONG/SHORT FUND, LTD. Cayman Islands 805-3362905143 Hedge Fund 0 1,000,000 Feeder Fund

WhaleScore history for LAZARD ASSET MANAGEMENT LLC

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**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin
LAZARD ASSET MANAGEMENT LIMITED NACON 0.63% 2021-12-29 FRANCE

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Lazard Asset Management LLC Ablynx 0.65% 2016-09-05 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-09-04 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-09-03 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-09-02 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-09-01 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-31 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-30 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-29 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-28 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-27 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-26 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-25 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-24 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-23 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-22 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-21 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-20 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-19 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-18 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-17 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-16 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-15 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-14 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-13 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-12 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-11 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-10 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-09 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-08 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-07 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-06 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-05 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-04 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-03 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-02 Belgium
Lazard Asset Management LLC Ablynx 0.65% 2016-08-01 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-31 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-30 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-29 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-28 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-27 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-26 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-25 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-24 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-23 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-22 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-21 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-20 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-19 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-18 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-17 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-16 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-15 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-14 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-13 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-12 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-11 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-10 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-09 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-08 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-07 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-06 Belgium
Lazard Asset Management LLC Ablynx 0.75% 2016-07-05 Belgium
Lazard Asset Management LLC Ablynx 0.62% 2016-07-04 Belgium
Lazard Asset Management LLC Ablynx 0.62% 2016-07-03 Belgium
Lazard Asset Management LLC Ablynx 0.62% 2016-07-02 Belgium
Lazard Asset Management LLC Ablynx 0.62% 2016-07-01 Belgium
Lazard Asset Management LLC Ablynx 0.62% 2016-06-30 Belgium
Lazard Asset Management LLC Ablynx 0.62% 2016-06-29 Belgium
Lazard Asset Management LLC Ablynx 0.62% 2016-06-28 Belgium
Lazard Asset Management LLC Ablynx 0.62% 2016-06-27 Belgium
Lazard Asset Management LLC Ablynx 0.5499999999999999% 2016-06-26 Belgium
Lazard Asset Management LLC Ablynx 0.5499999999999999% 2016-06-25 Belgium
Lazard Asset Management LLC Ablynx 0.5499999999999999% 2016-06-24 Belgium
Lazard Asset Management LLC Ablynx 0.5499999999999999% 2016-06-23 Belgium
Lazard Asset Management LLC Ablynx 0.5499999999999999% 2016-06-22 Belgium
Lazard Asset Management LLC Ablynx 0.5499999999999999% 2016-06-21 Belgium
Lazard Asset Management LLC Ablynx 0.5499999999999999% 2016-06-20 Belgium
Lazard Asset Management LLC Ablynx 0.5499999999999999% 2016-06-19 Belgium
Lazard Asset Management LLC Ablynx 0.5499999999999999% 2016-06-18 Belgium
Lazard Asset Management LLC Ablynx 0.5499999999999999% 2016-06-17 Belgium
Lazard Asset Management LLC Ablynx 0.76% 2016-06-16 Belgium
Lazard Asset Management LLC Ablynx 0.76% 2016-06-15 Belgium
Lazard Asset Management LLC Ablynx 0.76% 2016-06-14 Belgium
Lazard Asset Management LLC Ablynx 0.76% 2016-06-13 Belgium
Lazard Asset Management LLC Ablynx 0.76% 2016-06-12 Belgium
Lazard Asset Management LLC Ablynx 0.76% 2016-06-11 Belgium
Lazard Asset Management LLC Ablynx 0.76% 2016-06-10 Belgium
Lazard Asset Management LLC Ablynx 0.76% 2016-06-09 Belgium
Lazard Asset Management LLC Ablynx 0.76% 2016-06-08 Belgium
Lazard Asset Management LLC Ablynx 0.83% 2016-06-07 Belgium
Lazard Asset Management LLC Ablynx 0.83% 2016-06-06 Belgium
Lazard Asset Management LLC Ablynx 0.83% 2016-06-05 Belgium
Lazard Asset Management LLC Ablynx 0.83% 2016-06-04 Belgium
Lazard Asset Management LLC Ablynx 0.83% 2016-06-03 Belgium
Lazard Asset Management LLC Ablynx 0.83% 2016-06-02 Belgium
Lazard Asset Management LLC Ablynx 0.7100000000000001% 2016-06-01 Belgium
Lazard Asset Management LLC Ablynx 0.7100000000000001% 2016-05-31 Belgium
Lazard Asset Management LLC Ablynx 0.7100000000000001% 2016-05-30 Belgium
Lazard Asset Management LLC Ablynx 0.7100000000000001% 2016-05-29 Belgium

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