LEGACY CAPITAL PARTNERS, INC.

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Legacy Capital Partners is based out of Milwaukee. Legacy Capital Partners is a large advisory firm with 196 clients and discretionary assets under management (AUM) of $407,060,100 (Form ADV from 2020-06-16). Their last reported 13F filing for Q2 2020 included $232,915,000 in managed 13F securities and a top 10 holdings concentration of 33.25%. Legacy Capital Partners's largest holding is Apple Inc with shares held of 53,547. Legacy Capital Partners has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 48 13F filings

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06/30/2020

13F Activity

  • Market Value $232.915 Million
  • Prior Market Value $201.875 Million
  • New Purchases18 stocks
  • Additional Purchases41 stocks
  • Sold out of11 stocks
  • Reduced holdings in63 stocks
  • Top 10 Holdings % 33.25 %
  • Turnover % [1]:20.00%
  • Turnover Alt % [2]: 7.07 %
  • Time Held Top20:17.80 quarters
  • Time Held Top10:16.80 quarters
  • Time Held All:21.14 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 25.14%
Performance Last 4 Quarters: 6.56%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

LEGACY CAPITAL PARTNERS, INC.
1200 NORTH MAYFAIR ROAD SUITE 360
MILWAUKEE WI    53226-3282
Country: United States

Business Phone: 414-271-1664
Fax: 414-271-9986
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: WI
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Subscription fees,Performance-based fees
Amount of client funds and securities: 90,903,400
Total Number of Clients: 196
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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LEGACY CAPITAL PARTNERS, INC.

ownership team - last updated 2020-06-16
Name Title Start Date Direct/Indirect % Ownership
WICKMAN, THOMAS, J PRESIDENT/TREASURER 10/01/1979 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WUESTHOFF WICKMAN INC PRESIDENT/TREASURER direct 1979-10-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC PRESIDENT AND TREASURER indirect 1989-11-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR AND TREASURER direct 2001-06-01
BRIGMAN, JEFFRY, J VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER 01/01/1990 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY CAPITAL PARTNERS, INC. VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER direct 1990-01-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC VICE PRESIDENT AND SECRETARY indirect 1995-02-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR AND SECRETARY direct 2001-06-01
WUESTHOFF WICKMAN INC VICE PRESIDENT/SECRETARY direct 1990-01-01 2005-02-24
JANIKOWSKI, JAMES, CHARLES SENIOR VICE PRESIDENT 10/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LEGACY CAPITAL PARTNERS, INC. SENIOR VICE PRESIDENT direct 2007-10-01
BASZLER, THEODORE, DEITCHE VICE PRESIDENT, DIRECTOR OF RESEARCH 12/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HEARTLAND ADVISORS, INC. VICE PRESIDENT & PORTFOLIO MANAGER direct 2004-03-01

LEGACY CAPITAL PARTNERS, INC.

ownership team - last updated 2020-03-26
Name Title Start Date Direct/Indirect % Ownership

LEGACY CAPITAL PARTNERS, INC.

ownership team - last updated 2019-03-12
Name Title Start Date Direct/Indirect % Ownership
WICKMAN, THOMAS, J PRESIDENT/TREASURER 10/01/1979 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WUESTHOFF WICKMAN INC PRESIDENT/TREASURER direct 1979-10-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC PRESIDENT AND TREASURER indirect 1989-11-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR AND TREASURER direct 2001-06-01
BRIGMAN, JEFFRY, J VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER 01/01/1990 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY CAPITAL PARTNERS, INC. VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER direct 1990-01-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC VICE PRESIDENT AND SECRETARY indirect 1995-02-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR AND SECRETARY direct 2001-06-01
WUESTHOFF WICKMAN INC VICE PRESIDENT/SECRETARY direct 1990-01-01 2005-02-24
JANIKOWSKI, JAMES, CHARLES SENIOR VICE PRESIDENT 10/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LEGACY CAPITAL PARTNERS, INC. SENIOR VICE PRESIDENT direct 2007-10-01
BASZLER, THEODORE, DEITCHE VICE PRESIDENT, DIRECTOR OF RESEARCH 12/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HEARTLAND ADVISORS, INC. VICE PRESIDENT & PORTFOLIO MANAGER direct 2004-03-01

LEGACY CAPITAL PARTNERS, INC.

ownership team - last updated 2018-12-18
Name Title Start Date Direct/Indirect % Ownership
WICKMAN, THOMAS, J PRESIDENT/TREASURER 10/01/1979 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WUESTHOFF WICKMAN INC PRESIDENT/TREASURER direct 1979-10-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC PRESIDENT AND TREASURER indirect 1989-11-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR AND TREASURER direct 2001-06-01
BRIGMAN, JEFFRY, J VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER 01/01/1990 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY CAPITAL PARTNERS, INC. VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER direct 1990-01-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC VICE PRESIDENT AND SECRETARY indirect 1995-02-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR AND SECRETARY direct 2001-06-01
WUESTHOFF WICKMAN INC VICE PRESIDENT/SECRETARY direct 1990-01-01 2005-02-24
JANIKOWSKI, JAMES, CHARLES SENIOR VICE PRESIDENT 10/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LEGACY CAPITAL PARTNERS, INC. SENIOR VICE PRESIDENT direct 2007-10-01

LEGACY CAPITAL PARTNERS, INC.

ownership team - last updated 2018-04-20
Name Title Start Date Direct/Indirect % Ownership
WICKMAN, THOMAS, J PRESIDENT/TREASURER 10/01/1979 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WUESTHOFF WICKMAN INC PRESIDENT/TREASURER direct 1979-10-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC PRESIDENT AND TREASURER indirect 1989-11-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR AND TREASURER direct 2001-06-01
BRIGMAN, JEFFRY, J VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER 01/01/1990 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY CAPITAL PARTNERS, INC. VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER direct 1990-01-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC VICE PRESIDENT AND SECRETARY indirect 1995-02-01
NORTHERN OAK CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR AND SECRETARY direct 2001-06-01
WUESTHOFF WICKMAN INC VICE PRESIDENT/SECRETARY direct 1990-01-01 2005-02-24
JANIKOWSKI, JAMES, CHARLES SENIOR VICE PRESIDENT 10/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LEGACY CAPITAL PARTNERS, INC. SENIOR VICE PRESIDENT direct 2007-10-01

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