LIFEPLAN FINANCIAL GROUP, INC

HTTP://WWW.LIFEPLANFG.COM DAYTON, OH Investment Advisor How do I update this listing?

Lifeplan Financial Group is based out of Dayton. Lifeplan Financial Group is a large advisory firm with 528 clients and discretionary assets under management (AUM) of $340,613,866 (Form ADV from 2019-09-01). Whalewisdom has at least 31 13F filings

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03/31/2021

Top Buys

  • Name% Change

03/31/2021

Top Sells

  • Name% Change

03/31/2021

13F Holdings Summary

No holdings for current quarter

09/30/2020

13F Activity

  • Market Value $232.261 Million
  • Prior Market Value $219.361 Million
  • New Purchases21 stocks
  • Additional Purchases100 stocks
  • Sold out of20 stocks
  • Reduced holdings in82 stocks
  • Top 10 Holdings % 32.20 %
  • Turnover % [1]:6.89%
  • Turnover Alt % [2]: 2.11 %
  • Time Held Top20:13.20 quarters
  • Time Held Top10:7.60 quarters
  • Time Held All:10.70 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-11-16

Performance for Q3 2020: 6.96%
Performance Last 4 Quarters: 11.38%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

LIFEPLAN FINANCIAL GROUP, INC.
10050 INNOVATION DRIVE SUITE 140
MIAMISBURG OH    45342
Country: United States

Business Phone: 937-438-8000
Fax: 937-438-5885
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: OH
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 66,259,600
Total Number of Clients: 528
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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LIFEPLAN FINANCIAL GROUP, INC.

ownership team - last updated 2020-06-26
Name Title Start Date Direct/Indirect % Ownership
HYPES, DANA, LEE CHIEF EXECUTIVE OFFICER 01/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LIFEPLAN FINANCIAL GROUP, INC. PRESIDENT direct 1989-08-01
LIFEPLAN FINANCIAL GROUP, INC. CHIEF EXECUTIVE OFFICER direct 2006-01-01
PHILLIPPI, TYRONE, CONWAY PRESIDENT/ CHIEF COMPLIANCE OFFICER 01/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LIFEPLAN FINANCIAL GROUP, INC. VICE-PRESIDENT direct 2002-02-01
LIFEPLAN FINANCIAL GROUP, INC. VICE-PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2002-02-01
LIFEPLAN FINANCIAL GROUP, INC. PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2006-01-01
BUCK, CHRISTOPHER, JAY VICE PRESIDENT 07/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
LIFEPLAN FINANCIAL GROUP, INC. VICE PRESIDENT direct 2007-07-01

LIFEPLAN FINANCIAL GROUP, INC.

ownership team - last updated 2020-03-18
Name Title Start Date Direct/Indirect % Ownership

LIFEPLAN FINANCIAL GROUP, INC.

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
HYPES, DANA, LEE CHIEF EXECUTIVE OFFICER 01/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LIFEPLAN FINANCIAL GROUP, INC. PRESIDENT direct 1989-08-01
LIFEPLAN FINANCIAL GROUP, INC. CHIEF EXECUTIVE OFFICER direct 2006-01-01
PHILLIPPI, TYRONE, CONWAY PRESIDENT/ CHIEF COMPLIANCE OFFICER 01/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LIFEPLAN FINANCIAL GROUP, INC. VICE-PRESIDENT direct 2002-02-01
LIFEPLAN FINANCIAL GROUP, INC. VICE-PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2002-02-01
LIFEPLAN FINANCIAL GROUP, INC. PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2006-01-01
BUCK, CHRISTOPHER, JAY VICE PRESIDENT 07/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
LIFEPLAN FINANCIAL GROUP, INC. VICE PRESIDENT direct 2007-07-01

LIFEPLAN FINANCIAL GROUP, INC.

ownership team - last updated 2017-04-07
Name Title Start Date Direct/Indirect % Ownership
HYPES, DANA, LEE CHIEF EXECUTIVE OFFICER 01/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
LIFEPLAN FINANCIAL GROUP, INC. PRESIDENT direct 1989-08-01
LIFEPLAN FINANCIAL GROUP, INC. CHIEF EXECUTIVE OFFICER direct 2006-01-01
PHILLIPPI, TYRONE, CONWAY PRESIDENT/ CHIEF COMPLIANCE OFFICER 01/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LIFEPLAN FINANCIAL GROUP, INC. VICE-PRESIDENT direct 2002-02-01
LIFEPLAN FINANCIAL GROUP, INC. VICE-PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2002-02-01
LIFEPLAN FINANCIAL GROUP, INC. PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2006-01-01
BUCK, CHRISTOPHER, JAY VICE PRESIDENT 07/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
LIFEPLAN FINANCIAL GROUP, INC. VICE PRESIDENT direct 2007-07-01

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