LIFESTEPS FINANCIAL, INC.

HTTPS://WWW.FACEBOOK.COM/LIFESTEPSFA CLAREMONT, CA Investment Advisor How do I update this listing?

Lifesteps Financial is based out of Claremont. Lifesteps Financial is a large advisory firm with 301 clients and discretionary assets under management (AUM) of $182,549,285 (Form ADV from 2019-11-01). Their last reported 13F filing for Q1 2020 included $86,875,000 in managed 13F securities and a top 10 holdings concentration of 49.16%. Lifesteps Financial's largest holding is SPDR S&P 500 ETF Trust with shares held of 43,030. Whalewisdom has at least 2 13F filings

Download 13F Summary to Excel Create Email Alert

03/31/2020

13F Sector Allocation Over Time

03/31/2020

13F Activity

  • Market Value $86.875 Million
  • Prior Market Value $105.957 Million
  • New Purchases6 stocks
  • Additional Purchases29 stocks
  • Sold out of20 stocks
  • Reduced holdings in22 stocks
  • Top 10 Holdings % 49.16 %
  • Turnover % [1]:34.21%
  • Turnover Alt % [2]: 18.53 %
  • Time Held Top20:0.80 quarters
  • Time Held Top10:0.70 quarters
  • Time Held All:0.92 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: -11.4%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

LIFESTEPS FINANCIAL
250 WEST FIRST STREET SUITE 248
CLAREMONT CA    91711
Country: United States

Business Phone: 909-267-3770
Fax: 909-267-3790
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 64,554,900
Total Number of Clients: 301
Amount of client funds and securities by related persons: 5,507,850
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

LIFESTEPS FINANCIAL, INC.

ownership team - last updated 2020-02-19
Name Title Start Date Direct/Indirect % Ownership

LIFESTEPS FINANCIAL, INC.

ownership team - last updated 2019-02-21
Name Title Start Date Direct/Indirect % Ownership
FORD, HENRY, MILTON PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER 06/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
FOOTHILL FINANCIAL ADVISORS, INC. PRINCIPAL, CFO, CHIEF COMPLIANCE OFFICER direct 2009-12-01
FOOTHILL FINANCIAL ADVISORS, INC. PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER direct 2009-12-01
FOOTHILL FINANCIAL ADVISORS, INC. PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER direct 2010-06-01

FOOTHILL FINANCIAL ADVISORS, INC.

ownership team - last updated 2017-08-24
Name Title Start Date Direct/Indirect % Ownership
FORD, HENRY, MILTON PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER 06/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
FOOTHILL FINANCIAL ADVISORS, INC. PRINCIPAL, CFO, CHIEF COMPLIANCE OFFICER direct 2009-12-01
FOOTHILL FINANCIAL ADVISORS, INC. PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER direct 2009-12-01
FOOTHILL FINANCIAL ADVISORS, INC. PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER direct 2010-06-01

Elevate your investments