LIPE & DALTON

HTTP://WWW.LIPEANDDALTON.COM SYRACUSE, NY Investment Advisor How do I update this listing?

Lipe & Dalton is based out of Syracuse. Lipe & Dalton is a large advisory firm with 342 clients and discretionary assets under management (AUM) of $528,810,523 (Form ADV from 2020-02-13). Their last reported 13F filing for Q2 2020 included $137,723,000 in managed 13F securities and a top 10 holdings concentration of 37.7%. Lipe & Dalton's largest holding is Apple Inc with shares held of 29,519. Lipe & Dalton has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 31 13F filings

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06/30/2020

13F Activity

  • Market Value $137.723 Million
  • Prior Market Value $118.21 Million
  • New Purchases10 stocks
  • Additional Purchases14 stocks
  • Sold out of12 stocks
  • Reduced holdings in41 stocks
  • Top 10 Holdings % 37.70 %
  • Turnover % [1]:23.16%
  • Turnover Alt % [2]: 5.18 %
  • Time Held Top20:10.05 quarters
  • Time Held Top10:4.10 quarters
  • Time Held All:14.34 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-08-14

Performance for Q2 2020: 8.13%
Performance Last 4 Quarters: 11.02%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

LIPE & DALTON INVESTMENT COUNSEL
103 E. WATER STREET SUITE 305
SYRACUSE NY    13202
Country: United States

Business Phone: 315-428-8585
Fax: 315-428-8589
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NY
Number of employees: 2
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 342
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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LIPE & DALTON,INC.

ownership team - last updated 2020-02-13
Name Title Start Date Direct/Indirect % Ownership

LIPE & DALTON,INC.

ownership team - last updated 2019-08-21
Name Title Start Date Direct/Indirect % Ownership
LIPE, WILLARD, CHARLES CHIEF EXECUTIVE OFFICER 08/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LIPE & DALTON,INC. CHIEF EXECUTIVE OFFICER direct 2004-08-01
DALTON, PATRICK PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LIPE & DALTON,INC. CHIEF COMPLIANCE OFFICER direct 2004-08-01
LIPE & DALTON,INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2004-08-01

LIPE & DALTON,INC.

ownership team - last updated 2019-03-06
Name Title Start Date Direct/Indirect % Ownership
LIPE, WILLARD, CHARLES CHIEF EXECUTIVE OFFICER 08/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LIPE & DALTON,INC. CHIEF EXECUTIVE OFFICER direct 2004-08-01
DALTON, PATRICK PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LIPE & DALTON,INC. CHIEF COMPLIANCE OFFICER direct 2004-08-01
LIPE & DALTON,INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2004-08-01

LIPE & DALTON,INC.

ownership team - last updated 2018-11-01
Name Title Start Date Direct/Indirect % Ownership
LIPE, WILLARD, CHARLES CHIEF EXECUTIVE OFFICER 08/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LIPE & DALTON,INC. CHIEF EXECUTIVE OFFICER direct 2004-08-01
DALTON, PATRICK PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LIPE & DALTON,INC. CHIEF COMPLIANCE OFFICER direct 2004-08-01
LIPE & DALTON,INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2004-08-01

LIPE & DALTON,INC.

ownership team - last updated 2018-06-28
Name Title Start Date Direct/Indirect % Ownership
LIPE, WILLARD, CHARLES CHIEF EXECUTIVE OFFICER 08/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LIPE & DALTON,INC. CHIEF EXECUTIVE OFFICER direct 2004-08-01
DALTON, PATRICK PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LIPE & DALTON,INC. CHIEF COMPLIANCE OFFICER direct 2004-08-01
LIPE & DALTON,INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2004-08-01

WhaleScore history for LIPE & DALTON

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