LOWE WEALTH ADVISORS, LLC

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Lowe Wealth Advisors is based out of Columbia. Lowe Wealth Advisors is a large advisory firm with 358 clients and discretionary assets under management (AUM) of $318,209,843 (Form ADV from 2020-06-18). Their last reported 13F filing for Q2 2020 included $169,743,000 in managed 13F securities and a top 10 holdings concentration of 84.78%. Lowe Wealth Advisors's largest holding is SPDR S&P 500 ETF Trust with shares held of 148,357. Lowe Wealth Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 23 13F filings

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06/30/2020

13F Activity

  • Market Value $169.743 Million
  • Prior Market Value $142.01 Million
  • New Purchases10 stocks
  • Additional Purchases28 stocks
  • Sold out of56 stocks
  • Reduced holdings in37 stocks
  • Top 10 Holdings % 84.78 %
  • Turnover % [1]:23.16%
  • Turnover Alt % [2]: 8.15 %
  • Time Held Top20:11.75 quarters
  • Time Held Top10:13.90 quarters
  • Time Held All:14.04 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 18.58%
Performance Last 4 Quarters: -1.7%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

LOWE WEALTH ADVISORS, LLC
6230 OLD DOBBIN LANE SUITE 170
COLUMBIA MD    21045
Country: United States

Business Phone: 443-766-7160
Fax: 443-766-7198
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MD
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 25,102,300
Total Number of Clients: 358
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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LOWE WEALTH ADVISORS, LLC

ownership team - last updated 2020-06-18
Name Title Start Date Direct/Indirect % Ownership
LOWE, GREGORY, ALAN CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE & ASSOCIATES FINANCIAL SERVICES LTD. CHIEF COMPLIANCE OFFICER/VICE PRESIDENT direct 2007-04-01
LOWE WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2011-05-01
LOWE FS, LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
LOWE FS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2011-05-01
LOWE FS, LLC VICE PRESIDENT / SHAREHOLDER indirect 2015-01-01
LOWE, HAROLD, ALAN PRESIDENT 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE & ASSOCIATES FINANCIAL SERVICES LTD. PRESIDENT direct 1996-11-01
LOWE WEALTH ADVISORS, LLC PRESIDENT / SHAREHOLDER indirect 1994-06-01
LOWE FS, LLC SHAREHOLDER indirect 1994-06-01
LOWE FS, LLC PRESIDENT direct 2011-05-01
LOWE & ASSOCIATES FINANCIAL SERVICES, LTD MEMBER 05/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOWE FS, LLC MEMBER direct 2011-05-01
WILLIAMS, BRADLEY, ALAN CHIEF INVESTMENT OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE FS, LLC CHIEF INVESTMENT OFFICER direct 2015-01-01
LOWE, HAROLD, ALAN PRESIDENT / SHAREHOLDER LOWE & ASSOCIATES FINANCIAL SERVICES, LTD 06/01/1994 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LOWE & ASSOCIATES FINANCIAL SERVICES LTD. PRESIDENT direct 1996-11-01
LOWE WEALTH ADVISORS, LLC PRESIDENT / SHAREHOLDER indirect 1994-06-01
LOWE FS, LLC SHAREHOLDER indirect 1994-06-01
LOWE FS, LLC PRESIDENT direct 2011-05-01
LOWE, GREGORY, ALAN VICE PRESIDENT / SHAREHOLDER LOWE & ASSOCIATES FINANCIAL SERVICES, LTD 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LOWE & ASSOCIATES FINANCIAL SERVICES LTD. CHIEF COMPLIANCE OFFICER/VICE PRESIDENT direct 2007-04-01
LOWE WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2011-05-01
LOWE FS, LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
LOWE FS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2011-05-01
LOWE FS, LLC VICE PRESIDENT / SHAREHOLDER indirect 2015-01-01

LOWE WEALTH ADVISORS, LLC

ownership team - last updated 2020-02-22
Name Title Start Date Direct/Indirect % Ownership

LOWE WEALTH ADVISORS, LLC

ownership team - last updated 2019-01-31
Name Title Start Date Direct/Indirect % Ownership
LOWE, GREGORY, ALAN CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE & ASSOCIATES FINANCIAL SERVICES LTD. CHIEF COMPLIANCE OFFICER/VICE PRESIDENT direct 2007-04-01
LOWE WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2011-05-01
LOWE FS, LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
LOWE FS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2011-05-01
LOWE FS, LLC VICE PRESIDENT / SHAREHOLDER indirect 2015-01-01
LOWE, HAROLD, ALAN PRESIDENT 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE & ASSOCIATES FINANCIAL SERVICES LTD. PRESIDENT direct 1996-11-01
LOWE WEALTH ADVISORS, LLC PRESIDENT / SHAREHOLDER indirect 1994-06-01
LOWE FS, LLC SHAREHOLDER indirect 1994-06-01
LOWE FS, LLC PRESIDENT direct 2011-05-01
LOWE & ASSOCIATES FINANCIAL SERVICES, LTD MEMBER 05/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOWE FS, LLC MEMBER direct 2011-05-01
WILLIAMS, BRADLEY, ALAN CHIEF INVESTMENT OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE FS, LLC CHIEF INVESTMENT OFFICER direct 2015-01-01
LOWE, HAROLD, ALAN PRESIDENT / SHAREHOLDER LOWE & ASSOCIATES FINANCIAL SERVICES, LTD 06/01/1994 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LOWE & ASSOCIATES FINANCIAL SERVICES LTD. PRESIDENT direct 1996-11-01
LOWE WEALTH ADVISORS, LLC PRESIDENT / SHAREHOLDER indirect 1994-06-01
LOWE FS, LLC SHAREHOLDER indirect 1994-06-01
LOWE FS, LLC PRESIDENT direct 2011-05-01
LOWE, GREGORY, ALAN VICE PRESIDENT / SHAREHOLDER LOWE & ASSOCIATES FINANCIAL SERVICES, LTD 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LOWE & ASSOCIATES FINANCIAL SERVICES LTD. CHIEF COMPLIANCE OFFICER/VICE PRESIDENT direct 2007-04-01
LOWE WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2011-05-01
LOWE FS, LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
LOWE FS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2011-05-01
LOWE FS, LLC VICE PRESIDENT / SHAREHOLDER indirect 2015-01-01

LOWE WEALTH ADVISORS, LLC

ownership team - last updated 2017-07-10
Name Title Start Date Direct/Indirect % Ownership
WILLIAMS, BRADLEY, ALAN CHIEF INVESTMENT OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE FS, LLC CHIEF INVESTMENT OFFICER direct 2015-01-01
LOWE & ASSOCIATES FINANCIAL SERVICES, LTD MEMBER 05/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LOWE FS, LLC MEMBER direct 2011-05-01
KAWG&F FINANCIAL PLANNING GROUP, LLC MEMBER 05/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LOWE FS, LLC MEMBER direct 2011-05-01
LOWE, HAROLD, ALAN PRESIDENT 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE & ASSOCIATES FINANCIAL SERVICES LTD. PRESIDENT direct 1996-11-01
LOWE WEALTH ADVISORS, LLC PRESIDENT / SHAREHOLDER indirect 1994-06-01
LOWE FS, LLC SHAREHOLDER indirect 1994-06-01
LOWE FS, LLC PRESIDENT direct 2011-05-01
LOWE, GREGORY, ALAN CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE & ASSOCIATES FINANCIAL SERVICES LTD. CHIEF COMPLIANCE OFFICER/VICE PRESIDENT direct 2007-04-01
LOWE WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2011-05-01
LOWE FS, LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
LOWE FS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2011-05-01
LOWE FS, LLC VICE PRESIDENT / SHAREHOLDER indirect 2015-01-01
LOWE, GREGORY, ALAN VICE PRESIDENT / SHAREHOLDER LOWE & ASSOCIATES FINANCIAL SERVICES, LTD 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LOWE & ASSOCIATES FINANCIAL SERVICES LTD. CHIEF COMPLIANCE OFFICER/VICE PRESIDENT direct 2007-04-01
LOWE WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2011-05-01
LOWE FS, LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
LOWE FS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2011-05-01
LOWE FS, LLC VICE PRESIDENT / SHAREHOLDER indirect 2015-01-01
LOWE, HAROLD, ALAN PRESIDENT / SHAREHOLDER LOWE & ASSOCIATES FINANCIAL SERVICES, LTD 06/01/1994 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LOWE & ASSOCIATES FINANCIAL SERVICES LTD. PRESIDENT direct 1996-11-01
LOWE WEALTH ADVISORS, LLC PRESIDENT / SHAREHOLDER indirect 1994-06-01
LOWE FS, LLC SHAREHOLDER indirect 1994-06-01
LOWE FS, LLC PRESIDENT direct 2011-05-01
KATZ, ABOSCH, WINDESHEIM, GERSHMAN & FREEDMAN, P.A. MEMBER KAWG&F FINANCIAL PLANNING GROUP, LLC 05/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LOWE FS, LLC MEMBER indirect 2011-05-01

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