LSV ASSET MANAGEMENT

HTTPS://WWW.LSVASSET.COM CHICAGO, IL Investment Advisor How do I update this listing?

LSV Asset Management, based out of Chicago, is run by Josef Lakonishok.Whalewisdom has at least 77 13F filings, and 402 13G filings Their last reported 13F filing for Q3 2019 included $60,483,562,000 in managed 13F securities and a top 10 holdings concentration of 15.04%. LSV Asset Management's largest holding is Verizon Communications with shares held of 20,162,896.

Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $60.484 Billion
  • Prior Market Value $62.073 Billion
  • New Purchases56 stocks
  • Additional Purchases238 stocks
  • Sold out of55 stocks
  • Reduced holdings in427 stocks
  • Top 10 Holdings % 15.04 %
  • Turnover % [1]:11.82%
  • Turnover Alt % [2]: 6.55 %
  • Time Held Top20:20.75 quarters
  • Time Held Top10:20.50 quarters
  • Time Held All:21.26 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 12.35%
Performance Last 4 Quarters: 7.91%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR/A (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

LSV ASSET MANAGEMENT
Classified as Hedge Fund
155 NORTH WACKER DRIVE SUITE 4600
CHICAGO IL    60606
Country: United States

Business Phone: 312-460-2443
Fax: 312-220-9241
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Partnership
Organized in: DE
Number of employees: 43
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,ASSET-BASED FEE FOR PROVISION OF MODEL PORTFOLIOS
Amount of client funds and securities: 5,924,900,000
Total Number of Clients: 401
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

LSV ASSET MANAGEMENT

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
IB VENTURE FUND, INC. GENERAL PARTNER 10/01/1994 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 1994-10-01
LSV ASSET MANAGEMENT SHAREHOLDER indirect 2008-01-01
VISHNY CORPORATION GENERAL PARTNER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 1994-10-01
FOX PINE HILL LLC GENERAL PARTNER 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 1996-07-01
MENNO, LLC GENERAL PARTNER 01/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 1999-01-01
11-11 LLC GENERAL PARTNER 04/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2001-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2001-01-01 2005-03-18
SEI FUNDS, INC. GENERAL PARTNER 10/01/1994 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 1994-10-01
LAKONISHOK, JOSEF, NMN CEO, CIO 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT CEO, CIO direct 1994-10-01
LSV ASSET MANAGEMENT TRUSTEE indirect 1998-12-01
LSV ASSET MANAGEMENT SHAREHOLDER indirect 2008-01-01
LSV ASSET MANAGEMENT CHIEF EXECUTIVE OFFICER direct 1994-10-01 2005-03-18
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1994-10-01 2008-03-20
LSV ASSET MANAGEMENT CEO, CIO, MEMBER - MANAGEMENT COMMITTEE direct 1994-10-01 2009-03-26
MILLER EHC LLC GENERAL PARTNER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
QU EHC LLC GENERAL PARTNER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
BOLGER EHC LLC GENERAL PARTNER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
OWENS EHC LLC GENERAL PARTNER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
NEWMAN EHC LLC GENERAL PARTNER 04/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
BRUCH EHC LLC GENERAL PARTNER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
MANSHARAMANI EHC LLC GENERAL PARTNER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
YOUNG EHC LLC GENERAL PARTNER 04/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
SWAMINATHAN EHC LLC GENERAL PARTNER 04/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
PHELAN EHC LLC GENERAL PARTNER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
ZHANG EHC LLC GENERAL PARTNER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
RAGOTHAMAN EHC LLC GENERAL PARTNER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
BEATA EHC LLC GENERAL PARTNER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
KEMPER EHC LLC GENERAL PARTNER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
CIAGLO EHC LLC GENERAL PARTNER 04/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
KARCESKI EHC LLC GENERAL PARTNER 04/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
SLEIGHT EHC LLC GENERAL PARTNER 04/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
QUINN EHC LLC GENERAL PARTNER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
GUY LAKONISHOK EHC LLC GENERAL PARTNER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
O'MALLEY EHC LLC GENERAL PARTNER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
O'DONNELL, JOSHUA, PATRICK CHIEF COMPLIANCE OFFICER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2013-12-01
LSV ASSET MANAGEMENT MEMBER indirect 2016-04-01
PHELAN, KEVIN, THOMAS CHIEF OPERATING OFFICER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2009-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
KONDZIELA EHC LLC GENERAL PARTNER 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
2112 LLC GENERAL PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 1999-01-01
LSV ASSET MANAGEMENT MEMBER indirect 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT PRINCIPAL direct 1995-03-01 2004-09-07
LSV ASSET MANAGEMENT PARTNER direct 1995-03-01 2005-03-18
LSV ASSET MANAGEMENT MEMBER, MANAGEMENT COMMITTEE direct 2003-07-01 2009-03-26
CHAN EHC LLC GENERAL PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
WAGNER EHC LLC GENERAL PARTNER 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
LIU EHC LLC GENERAL PARTNER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
O'DONNELL EHC LLC GENERAL PARTNER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
ROSENBLATT EHC LLC GENERAL PARTNER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
SANDERSON EHC LLC GENERAL PARTNER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
UPPALAPATI EHC LLC GENERAL PARTNER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
ATKINSON, TREMAINE, ARKLEY MEMBER 11-11 LLC 04/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2001-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 1998-08-01 2004-09-07
LSV ASSET MANAGEMENT MEMBER indirect 2001-01-01 2005-03-18
LSV ASSET MANAGEMENT COO, CCO, MEMBER - MANAGEMENT COMMITTEE direct 1998-08-01 2006-03-22
LSV ASSET MANAGEMENT COO, CHIEF COMPLIANCE OFFICER, MEMBER - MANAGEMENT COMMITTEE direct 1998-08-01 2009-03-26
LSV ASSET MANAGEMENT COO, CHIEF COMPLIANCE OFFICER direct 1998-08-01 2013-05-16
LSV ASSET MANAGEMENT PARTNER direct 2000-04-01 2013-12-04
LAKONISHOK, JOSEF, NMN SHAREHOLDER IB VENTURE FUND, INC. 01/01/2008 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT CEO, CIO direct 1994-10-01
LSV ASSET MANAGEMENT TRUSTEE indirect 1998-12-01
LSV ASSET MANAGEMENT SHAREHOLDER indirect 2008-01-01
LSV ASSET MANAGEMENT CHIEF EXECUTIVE OFFICER direct 1994-10-01 2005-03-18
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1994-10-01 2008-03-20
LSV ASSET MANAGEMENT CEO, CIO, MEMBER - MANAGEMENT COMMITTEE direct 1994-10-01 2009-03-26
LAKONISHOK FAMILY 1998 GIFT TRUST SHAREHOLDER IB VENTURE FUND, INC. 01/01/2008 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT SHAREHOLDER indirect 2008-01-01
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1998-12-01 2008-03-20
VISHNY, ROBERT SHAREHOLDER VISHNY CORPORATION 10/01/1994 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1994-10-01
LSV ASSET MANAGEMENT PRINCIPAL direct 1994-10-01 2004-09-07
LSV ASSET MANAGEMENT MEMBER, MANAGEMENT COMMITTEE direct 1994-10-01 2007-03-27
LSV ASSET MANAGEMENT PARTNER direct 1994-10-01 2009-03-26
VISHNY, WENDY SHAREHOLDER VISHNY CORPORATION 10/01/1994 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1994-10-01
VERMEULEN, MENNO MEMBER MENNO, LLC 01/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 1999-01-01
LSV ASSET MANAGEMENT MEMBER indirect 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT PRINCIPAL direct 1995-03-01 2004-09-07
LSV ASSET MANAGEMENT PARTNER direct 1995-03-01 2005-03-18
LSV ASSET MANAGEMENT MEMBER, MANAGEMENT COMMITTEE direct 2003-07-01 2009-03-26
LACROIX, CHRISTOPHER, JOSEPH MEMBER FOX PINE HILL LLC 07/01/1996 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 1996-07-01
CROSSWIND INVESTMENTS, LLC INVESTOR direct 2010-03-01
LSV ASSET MANAGEMENT MANAGING DIRECTOR direct 1996-07-01 2004-09-07
LSV ASSET MANAGEMENT PARTNER direct 1996-07-01 2005-03-18
LSV ASSET MANAGEMENT MEMBER, MANAGEMENT COMMITTEE direct 1996-07-01 2009-03-26
LSV ASSET MANAGEMENT MEMBER indirect 1996-07-01 2014-11-12
OWENS, JAMES, WILSON MEMBER OWENS EHC LLC 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2003-07-01
MILLER, ERIC, MICHAEL MEMBER MILLER EHC LLC 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2003-07-01
BOLGER, TRACY MEMBER BOLGER EHC LLC 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2003-07-01
QU, HAN MEMBER QU EHC LLC 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2003-07-01
NEWMAN, DANIEL MEMBER NEWMAN EHC LLC 04/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2004-04-01
BRUCH, KEITH MEMBER BRUCH EHC LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2006-01-01
FRONTEGRA ASSET MANAGEMENT INC CHIEF ADMINISTRATIVE OFFICER direct 1996-05-01 2003-03-20
MANSHARAMANI, PUNEET MEMBER MANSHARAMANI EHC LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2006-01-01
YOUNG, PETER, MICHAEL MEMBER YOUNG EHC LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2007-04-01
SWAMINATHAN, BHASKARAN MEMBER SWAMINATHAN EHC LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2007-04-01
LAKONISHOK, JOSEF, NMN TRUSTEE LAKONISHOK FAMILY 1998 GIFT TRUST 12/01/1998 Indirect Other
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT CEO, CIO direct 1994-10-01
LSV ASSET MANAGEMENT TRUSTEE indirect 1998-12-01
LSV ASSET MANAGEMENT SHAREHOLDER indirect 2008-01-01
LSV ASSET MANAGEMENT CHIEF EXECUTIVE OFFICER direct 1994-10-01 2005-03-18
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1994-10-01 2008-03-20
LSV ASSET MANAGEMENT CEO, CIO, MEMBER - MANAGEMENT COMMITTEE direct 1994-10-01 2009-03-26
PHELAN, KEVIN, THOMAS MEMBER PHELAN EHC LLC 04/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2009-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
ZHANG, SIMON MEMBER ZHANG EHC LLC 04/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2009-04-01
RAGOTHAMAN, BALAKUMAR MEMBER RAGOTHAMAN EHC LLC 04/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2009-04-01
KEMPER, SCOTT, SCRIBNER MEMBER KEMPER EHC LLC 04/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
DEARBORN PARTNERS L.L.C. DIRECTOR direct 2002-04-01
LSV ASSET MANAGEMENT MEMBER indirect 2011-04-01
KARCESKI, JASON MEMBER KARCESKI EHC LLC 04/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2012-04-01
SLEIGHT, GREG MEMBER SLEIGHT EHC LLC 04/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2012-04-01
BEATA, DAVID, GERARD MEMBER BEATA EHC LLC 04/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2011-04-01
DEARBORN PARTNERS L.L.C. DIRECTOR direct 2001-06-01 2003-11-12
LSV ASSET MANAGEMENT MEMBER indirect 2012-04-01 2015-08-28
CIAGLO, JASON, ANDREW MEMBER CIAGLO EHC LLC 04/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2012-04-01
QUINN, MONIKA MEMBER QUINN EHC LLC 04/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2013-04-01
O'MALLEY, CLAUDE, JOSEPH MEMBER O'MALLEY EHC LLC 04/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2013-04-01
LAKONISHOK, GUY MEMBER GUY LAKONISHOK EHC LLC 04/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2013-04-01
LSV ASSET MANAGEMENT MEMBER indirect 2013-04-01
KONDZIELA, LESLIE, MARIE MEMBER KONDZIELA EHC LLC 04/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2014-04-01
VERMEULEN, MENNO MEMBER 2112 LLC 01/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 1999-01-01
LSV ASSET MANAGEMENT MEMBER indirect 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT PRINCIPAL direct 1995-03-01 2004-09-07
LSV ASSET MANAGEMENT PARTNER direct 1995-03-01 2005-03-18
LSV ASSET MANAGEMENT MEMBER, MANAGEMENT COMMITTEE direct 2003-07-01 2009-03-26
SEI INVESTMENTS COMPANY SHAREHOLDER SEI FUNDS, INC. 02/01/1992 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1992-02-01
SEI PRIVATE TRUST COMPANY SHAREHOLDER direct 2001-01-01
SEI INVESTMENTS MANAGEMENT CORPORATION II SHAREHOLDER direct 2001-10-01
SEI INVESTMENTS MANAGEMENT CORP MEMBER indirect 2003-12-01
SEI INVESTMENTS MANAGEMENT CORP SHAREHOLDER direct 1982-12-01 2003-12-17
SEI INVESTMENTS MANAGEMENT CORP SHAREHOLDER indirect 2003-12-01 2004-01-27
CHAN, LOUIS MEMBER CHAN EHC LLC 01/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2015-01-01
WAGNER, MICHAEL, PATRICK MEMBER WAGNER EHC LLC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2015-04-01
O'DONNELL, JOSHUA, PATRICK MEMBER O'DONNELL EHC LLC 04/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2013-12-01
LSV ASSET MANAGEMENT MEMBER indirect 2016-04-01
SANDERSON, BRIAN, BENJAMIN MEMBER SANDERSON EHC LLC 04/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2016-04-01
ROSENBLATT, MARISA MEMBER ROSENBLATT EHC LLC 04/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2016-04-01
LIU, TITUS, WONG-HUNG MEMBER LIU EHC LLC 04/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2016-04-01
Uppalapati, Rajeev MEMBER UPPALAPATI EHC LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2017-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LSV FRONTIER MARKETS EQUITY FUND, LP United States 805-4533633374 Other Private Fund LONG ONLY EQUITY FUND 91,120,738 20,000,000
LSV EMERGING MARKETS SMALL CAP EQUITY FUND, LP United States 805-9537650405 Other Private Fund LONG ONLY EQUITY FUND 496,234,100 20,000,000
LSV CANADA SMALL CAP EQUITY FUND, LP United States 805-1456710004 Other Private Fund LONG ONLY EQUITY FUND 17,353,370 20,000,000
LSV AUSTRALIA SMALL CAP EQUITY FUND, LP United States 805-8187609410 Other Private Fund LONG ONLY EQUITY FUND 15,417,523 20,000,000
LSV JAPAN SMALL CAP EQUITY FUND, LP United States 805-6368238366 Other Private Fund LONG ONLY EQUITY FUND 11,502,274 20,000,000
LSV INTERNATIONAL (AC) EQUITY FUND, LP United States 805-5436074623 Other Private Fund LONG ONLY EQUITY FUND 898,020,120 20,000,000
LSV MICRO CAP FUND, LP United States 805-5660980092 Other Private Fund LONG ONLY EQUITY FUND 25,378,241 20,000,000
LSV GLOBAL CV EQUITY FUND, LP United States 805-8514992991 Other Private Fund LONG ONLY EQUITY FUND 71,215,694 20,000,000
LSV INTERNATIONAL SMALL CAP EQUITY FUND, LP United States 805-3224692824 Other Private Fund LONG ONLY EQUITY FUND 307,245,878 20,000,000
LSV EMERGING MARKETS EQUITY FUND, LP United States 805-8023110611 Other Private Fund LONG ONLY EQUITY FUND 3,350,993,287 20,000,000
LSV INTERNATIONAL CONCENTRATED EQUITY FUND, LP United States 805-5299292434 Other Private Fund LONG ONLY EQUITY FUND 373,823,943 20,000,000
LSV U.S. LONG/SHORT FUND, LP United States 805-4670820173 Hedge Fund 92,711,871 20,000,000
LSV GLOBAL CONCENTRATED VALUE FUND, LP United States 805-7540740677 Other Private Fund LONG ONLY EQUITY FUND 118,644,234 20,000,000
LSV INTERNATIONAL VALUE EQUITY TRUST United States 805-3179218159 Other Private Fund LONG ONLY EQUITY FUND 966,669,234 20,000,000
LSV JAPAN LARGE CAP VALUE EQUITY FUND, LP United States 805-3134257072 Other Private Fund LONG ONLY EQUITY FUND 4,407,288 20,000,000
LSV ENHANCED HEDGED EQUITY FUND, LP United States 805-6538323705 Hedge Fund 23,441,768 25,000,000
LSV U.S. MANAGED VOLATILITY SRI EQUITY FUND, LP United States 805-4777538659 Other Private Fund LONG ONLY EQUITY FUND 27,367,509 20,000,000

LSV ASSET MANAGEMENT

ownership team - last updated 2017-03-24
Name Title Start Date Direct/Indirect % Ownership
FOX PINE HILL LLC GENERAL PARTNER 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 1996-07-01
IB VENTURE FUND, INC. GENERAL PARTNER 10/01/1994 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 1994-10-01
LSV ASSET MANAGEMENT SHAREHOLDER indirect 2008-01-01
VISHNY CORPORATION GENERAL PARTNER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 1994-10-01
MENNO, LLC GENERAL PARTNER 01/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 1999-01-01
11-11 LLC GENERAL PARTNER 04/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2001-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2001-01-01 2005-03-18
SEI FUNDS, INC. GENERAL PARTNER 10/01/1994 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 1994-10-01
LAKONISHOK, JOSEF, NMN CEO, CIO 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT CEO, CIO direct 1994-10-01
LSV ASSET MANAGEMENT TRUSTEE indirect 1998-12-01
LSV ASSET MANAGEMENT SHAREHOLDER indirect 2008-01-01
LSV ASSET MANAGEMENT CHIEF EXECUTIVE OFFICER direct 1994-10-01 2005-03-18
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1994-10-01 2008-03-20
LSV ASSET MANAGEMENT CEO, CIO, MEMBER - MANAGEMENT COMMITTEE direct 1994-10-01 2009-03-26
MILLER EHC LLC GENERAL PARTNER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
QU EHC LLC GENERAL PARTNER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
BOLGER EHC LLC GENERAL PARTNER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
OWENS EHC LLC GENERAL PARTNER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
NEWMAN EHC LLC GENERAL PARTNER 04/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
BRUCH EHC LLC GENERAL PARTNER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
MANSHARAMANI EHC LLC GENERAL PARTNER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
YOUNG EHC LLC GENERAL PARTNER 04/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
SWAMINATHAN EHC LLC GENERAL PARTNER 04/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
PHELAN EHC LLC GENERAL PARTNER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
ZHANG EHC LLC GENERAL PARTNER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
RAGOTHAMAN EHC LLC GENERAL PARTNER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
BEATA EHC LLC GENERAL PARTNER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
KEMPER EHC LLC GENERAL PARTNER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
CIAGLO EHC LLC GENERAL PARTNER 04/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
KARCESKI EHC LLC GENERAL PARTNER 04/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
SLEIGHT EHC LLC GENERAL PARTNER 04/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
LSV EMPLOYEE GROUP III, LLC GENERAL PARTNER 10/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-10-01
QUINN EHC LLC GENERAL PARTNER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
GUY LAKONISHOK EHC LLC GENERAL PARTNER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
O'MALLEY EHC LLC GENERAL PARTNER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
O'DONNELL, JOSHUA, PATRICK CHIEF COMPLIANCE OFFICER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2013-12-01
LSV ASSET MANAGEMENT MEMBER indirect 2016-04-01
PHELAN, KEVIN, THOMAS CHIEF OPERATING OFFICER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2009-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
KONDZIELA EHC LLC GENERAL PARTNER 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
2112 LLC GENERAL PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 1999-01-01
LSV ASSET MANAGEMENT MEMBER indirect 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT PRINCIPAL direct 1995-03-01 2004-09-07
LSV ASSET MANAGEMENT PARTNER direct 1995-03-01 2005-03-18
LSV ASSET MANAGEMENT MEMBER, MANAGEMENT COMMITTEE direct 2003-07-01 2009-03-26
CHAN EHC LLC GENERAL PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
WAGNER EHC LLC GENERAL PARTNER 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
LIU EHC LLC GENERAL PARTNER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
O'DONNELL EHC LLC GENERAL PARTNER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
ROSENBLATT EHC LLC GENERAL PARTNER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
SANDERSON EHC LLC GENERAL PARTNER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2012-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT PARTNER direct 2013-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT PARTNER direct 2013-11-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2014-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2016-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT PARTNER direct 2003-07-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2004-04-01
LSV ASSET MANAGEMENT PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2006-01-01
LSV ASSET MANAGEMENT PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2007-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2009-04-01
LSV ASSET MANAGEMENT PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2011-04-01
LSV ASSET MANAGEMENT PARTNER direct 2012-04-01
ATKINSON, TREMAINE, ARKLEY MEMBER 11-11 LLC 04/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2001-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 1998-08-01 2004-09-07
LSV ASSET MANAGEMENT MEMBER indirect 2001-01-01 2005-03-18
LSV ASSET MANAGEMENT COO, CCO, MEMBER - MANAGEMENT COMMITTEE direct 1998-08-01 2006-03-22
LSV ASSET MANAGEMENT COO, CHIEF COMPLIANCE OFFICER, MEMBER - MANAGEMENT COMMITTEE direct 1998-08-01 2009-03-26
LSV ASSET MANAGEMENT COO, CHIEF COMPLIANCE OFFICER direct 1998-08-01 2013-05-16
LSV ASSET MANAGEMENT PARTNER direct 2000-04-01 2013-12-04
LAKONISHOK, JOSEF, NMN SHAREHOLDER IB VENTURE FUND, INC. 01/01/2008 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT CEO, CIO direct 1994-10-01
LSV ASSET MANAGEMENT TRUSTEE indirect 1998-12-01
LSV ASSET MANAGEMENT SHAREHOLDER indirect 2008-01-01
LSV ASSET MANAGEMENT CHIEF EXECUTIVE OFFICER direct 1994-10-01 2005-03-18
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1994-10-01 2008-03-20
LSV ASSET MANAGEMENT CEO, CIO, MEMBER - MANAGEMENT COMMITTEE direct 1994-10-01 2009-03-26
LAKONISHOK FAMILY 1998 GIFT TRUST SHAREHOLDER IB VENTURE FUND, INC. 01/01/2008 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT SHAREHOLDER indirect 2008-01-01
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1998-12-01 2008-03-20
VISHNY, ROBERT SHAREHOLDER VISHNY CORP. 10/01/1994 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1994-10-01
LSV ASSET MANAGEMENT PRINCIPAL direct 1994-10-01 2004-09-07
LSV ASSET MANAGEMENT MEMBER, MANAGEMENT COMMITTEE direct 1994-10-01 2007-03-27
LSV ASSET MANAGEMENT PARTNER direct 1994-10-01 2009-03-26
VISHNY, WENDY SHAREHOLDER VISHNY CORP. 10/01/1994 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1994-10-01
VERMEULEN, MENNO MEMBER MENNO, LLC 01/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 1999-01-01
LSV ASSET MANAGEMENT MEMBER indirect 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT PRINCIPAL direct 1995-03-01 2004-09-07
LSV ASSET MANAGEMENT PARTNER direct 1995-03-01 2005-03-18
LSV ASSET MANAGEMENT MEMBER, MANAGEMENT COMMITTEE direct 2003-07-01 2009-03-26
LACROIX, CHRISTOPHER, JOSEPH MEMBER FOX PINE HILL LLC 07/01/1996 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 1996-07-01
CROSSWIND INVESTMENTS, LLC INVESTOR direct 2010-03-01
LSV ASSET MANAGEMENT MANAGING DIRECTOR direct 1996-07-01 2004-09-07
LSV ASSET MANAGEMENT PARTNER direct 1996-07-01 2005-03-18
LSV ASSET MANAGEMENT MEMBER, MANAGEMENT COMMITTEE direct 1996-07-01 2009-03-26
LSV ASSET MANAGEMENT MEMBER indirect 1996-07-01 2014-11-12
OWENS, JAMES, WILSON MEMBER OWENS EHC LLC 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2003-07-01
MILLER, ERIC, MICHAEL MEMBER MILLER EHC LLC 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2003-07-01
BOLGER, TRACY MEMBER BOLGER EHC LLC 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2003-07-01
QU, HAN MEMBER QU EHC LLC 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2003-07-01
NEWMAN, DANIEL MEMBER NEWMAN EHC LLC 04/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2004-04-01
BRUCH, KEITH MEMBER BRUCH EHC LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2006-01-01
FRONTEGRA ASSET MANAGEMENT INC CHIEF ADMINISTRATIVE OFFICER direct 1996-05-01 2003-03-20
MANSHARAMANI, PUNEET MEMBER MANSHARAMANI EHC LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2006-01-01
YOUNG, PETER, MICHAEL MEMBER YOUNG EHC LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2007-04-01
SWAMINATHAN, BHASKARAN MEMBER SWAMINATHAN EHC LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2007-04-01
LAKONISHOK, JOSEF, NMN TRUSTEE LAKONISHOK FAMILY 1998 GIFT TRUST 12/01/1998 Indirect Other
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT CEO, CIO direct 1994-10-01
LSV ASSET MANAGEMENT TRUSTEE indirect 1998-12-01
LSV ASSET MANAGEMENT SHAREHOLDER indirect 2008-01-01
LSV ASSET MANAGEMENT CHIEF EXECUTIVE OFFICER direct 1994-10-01 2005-03-18
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1994-10-01 2008-03-20
LSV ASSET MANAGEMENT CEO, CIO, MEMBER - MANAGEMENT COMMITTEE direct 1994-10-01 2009-03-26
PHELAN, KEVIN, THOMAS MEMBER PHELAN EHC LLC 04/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2009-04-01
LSV ASSET MANAGEMENT CHIEF OPERATING OFFICER direct 2013-11-01
ZHANG, SIMON MEMBER ZHANG EHC LLC 04/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2009-04-01
RAGOTHAMAN, BALAKUMAR MEMBER RAGOTHAMAN EHC LLC 04/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2009-04-01
KEMPER, SCOTT, SCRIBNER MEMBER KEMPER EHC LLC 04/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
DEARBORN PARTNERS L.L.C. DIRECTOR direct 2002-04-01
LSV ASSET MANAGEMENT MEMBER indirect 2011-04-01
KARCESKI, JASON MEMBER KARCESKI EHC LLC 04/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2012-04-01
SLEIGHT, GREG MEMBER SLEIGHT EHC LLC 04/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2012-04-01
BEATA, DAVID, GERARD MEMBER BEATA EHC LLC 04/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2011-04-01
DEARBORN PARTNERS L.L.C. DIRECTOR direct 2001-06-01 2003-11-12
LSV ASSET MANAGEMENT MEMBER indirect 2012-04-01 2015-08-28
CIAGLO, JASON, ANDREW MEMBER CIAGLO EHC LLC 04/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2012-04-01
QUINN, MONIKA MEMBER QUINN EHC LLC 04/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2013-04-01
O'MALLEY, CLAUDE, JOSEPH MEMBER O'MALLEY EHC LLC 04/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2013-04-01
LAKONISHOK, GUY MEMBER GUY LAKONISHOK EHC LLC 04/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2013-04-01
LSV ASSET MANAGEMENT MEMBER indirect 2013-04-01
KONDZIELA, LESLIE, MARIE MEMBER KONDZIELA EHC LLC 04/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2014-04-01
VERMEULEN, MENNO MEMBER 2112 LLC 01/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 1999-01-01
LSV ASSET MANAGEMENT MEMBER indirect 2015-01-01
LSV ASSET MANAGEMENT GENERAL PARTNER direct 2015-01-01
LSV ASSET MANAGEMENT PRINCIPAL direct 1995-03-01 2004-09-07
LSV ASSET MANAGEMENT PARTNER direct 1995-03-01 2005-03-18
LSV ASSET MANAGEMENT MEMBER, MANAGEMENT COMMITTEE direct 2003-07-01 2009-03-26
SEI INVESTMENTS COMPANY SHAREHOLDER SEI FUNDS, INC. 02/01/1992 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT SHAREHOLDER indirect 1992-02-01
SEI PRIVATE TRUST COMPANY SHAREHOLDER direct 2001-01-01
SEI INVESTMENTS MANAGEMENT CORPORATION II SHAREHOLDER direct 2001-10-01
SEI INVESTMENTS MANAGEMENT CORP MEMBER indirect 2003-12-01
SEI INVESTMENTS MANAGEMENT CORP SHAREHOLDER direct 1982-12-01 2003-12-17
SEI INVESTMENTS MANAGEMENT CORP SHAREHOLDER indirect 2003-12-01 2004-01-27
CHAN, LOUIS MEMBER CHAN EHC LLC 01/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2015-01-01
WAGNER, MICHAEL, PATRICK MEMBER WAGNER EHC LLC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2015-04-01
O'DONNELL, JOSHUA, PATRICK MEMBER O'DONNELL EHC LLC 04/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2013-12-01
LSV ASSET MANAGEMENT MEMBER indirect 2016-04-01
SANDERSON, BRIAN, BENJAMIN MEMBER SANDERSON EHC LLC 04/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2016-04-01
ROSENBLATT, MARISA MEMBER ROSENBLATT EHC LLC 04/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2016-04-01
LIU, TITUS, WONG-HUNG MEMBER LIU EHC LLC 04/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LSV ASSET MANAGEMENT MEMBER indirect 2016-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LSV FRONTIER MARKETS EQUITY FUND, LP United States 805-4533633374 Other Private Fund LONG ONLY EQUITY FUND 10,311,398 20,000,000
LSV EMERGING MARKETS SMALL CAP EQUITY FUND, LP United States 805-9537650405 Other Private Fund LONG ONLY EQUITY FUND 323,706,446 20,000,000
LSV CANADA SMALL CAP EQUITY FUND, LP United States 805-1456710004 Other Private Fund LONG ONLY EQUITY FUND 9,744,391 20,000,000
LSV AUSTRALIA SMALL CAP EQUITY FUND, LP United States 805-8187609410 Other Private Fund LONG ONLY EQUITY FUND 14,746,402 20,000,000
LSV JAPAN SMALL CAP EQUITY FUND, LP United States 805-6368238366 Other Private Fund LONG ONLY EQUITY FUND 10,176,177 20,000,000
LSV INTERNATIONAL (AC) EQUITY FUND, LP United States 805-5436074623 Other Private Fund LONG ONLY EQUITY FUND 725,314,429 20,000,000
LSV MICRO CAP FUND, LP United States 805-5660980092 Other Private Fund LONG ONLY EQUITY FUND 35,189,128 20,000,000
LSV GLOBAL CV EQUITY FUND, LP United States 805-8514992991 Other Private Fund LONG ONLY EQUITY FUND 63,152,936 20,000,000
LSV INTERNATIONAL SMALL CAP EQUITY FUND, LP United States 805-3224692824 Other Private Fund LONG ONLY EQUITY FUND 262,968,096 20,000,000
LSV INTERNATIONAL VALUE EQUITY FUND, LP United States 805-5517005212 Other Private Fund LONG ONLY EQUITY FUND 17,947,713 20,000,000
LSV EMERGING MARKETS EQUITY FUND, LP United States 805-8023110611 Other Private Fund LONG ONLY EQUITY FUND 2,702,582,591 20,000,000
LSV INTERNATIONAL CONCENTRATED EQUITY FUND, LP United States 805-5299292434 Other Private Fund LONG ONLY EQUITY FUND 174,302,303 20,000,000
LSV U.S. LONG/SHORT FUND, LP United States 805-4670820173 Hedge Fund 94,963,366 20,000,000
LSV GLOBAL CONCENTRATED VALUE FUND, LP United States 805-7540740677 Other Private Fund LONG ONLY EQUITY FUND 92,220,355 20,000,000
LSV INTERNATIONAL VALUE EQUITY TRUST United States 805-3179218159 Other Private Fund LONG ONLY EQUITY FUND 984,860,674 20,000,000
LSV JAPAN LARGE CAP VALUE EQUITY FUND, LP United States 805-3134257072 Other Private Fund LONG ONLY EQUITY FUND 4,282,116 20,000,000
LSV ENHANCED HEDGED EQUITY FUND, LP United States 805-6538323705 Hedge Fund 44,049,124 25,000,000

WhaleScore history for LSV ASSET MANAGEMENT

You must have a subscription to view WhaleScore histories

**EXPERIMENTAL** Current Hong Kong Exchange Long Positions

Updated daily

Holder Issuer Transaction Date Transaction Type Avg PPS Shares Involved Shares Owned % Capital Origin
LSV ASSET MANAGEMENT Chongqing Rural Commercial Bank Co., Ltd. - H Shares 2019-10-22 Long 4.329 947,000 124,904,000 4.97% Hong Kong
LSV ASSET MANAGEMENT YiChang HEC ChangJiang Pharmaceutical Co., Ltd. - H Shares 2019-08-13 Long 37.086 325,800 11,433,000 5.14% Hong Kong

Position History

Holder Issuer Transaction Date Transaction Type Avg PPS Shares Involved Shares Owned % Capital Origin

**EXPERIMENTAL** Current UK Positions

Updated daily

Contains transactions from January 1st, 2015 on.

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights

Position History

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights

Elevate your investments