M. KRAUS & COMPANY

HTTP://WWW.MKRAUSCO.COM SHELBURNE, VT Investment Advisor How do I update this listing?

M. Kraus & Company is based out of Shelburne. M. Kraus & Company is a large advisory firm with 176 clients and discretionary assets under management (AUM) of $254,207,472 (Form ADV from 2017-03-01). Their last reported 13F filing for Q3 2019 included $184,221,000 in managed 13F securities and a top 10 holdings concentration of 48.72%. M. Kraus & Company's largest holding is Microsoft Corp. with shares held of 87,524. M. Kraus & Company has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 25 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $184.221 Million
  • Prior Market Value $179.693 Million
  • New Purchases9 stocks
  • Additional Purchases19 stocks
  • Sold out of1 stock
  • Reduced holdings in14 stocks
  • Top 10 Holdings % 48.72 %
  • Turnover % [1]:21.28%
  • Turnover Alt % [2]: 16.24 %
  • Time Held Top20:13.85 quarters
  • Time Held Top10:8.90 quarters
  • Time Held All:15.89 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.37%
Performance Last 4 Quarters: 11.1%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR/A (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

M.KRAUS & COMPANY
4076 SHELBURNE ROAD BUILDING A, SUITE 7-C
SHELBURNE VT    05482
Country: United States

Business Phone: 802-985-2620
Fax: 802-985-8252
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: VT
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 176
Amount of client funds and securities by related persons: 16,632,500
Total Number of clients from related persons: 12
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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M.KRAUS & COMPANY

ownership team - last updated 2019-02-14
Name Title Start Date Direct/Indirect % Ownership
KRAUS, AILEEN, JANE PRESIDENT 05/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
M.KRAUS & COMPANY PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1996-05-01
M.KRAUS & COMPANY PRESIDENT direct 1996-05-01 2008-03-26
M.KRAUS & COMPANY PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2008-05-01 2008-09-12
CAPANO, CHRISTOPHER, MICHAEL EXECUTIVE VICE PRESIDENT 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
M.KRAUS & COMPANY EXECUTIVE VICE PRESIDENT direct 2014-11-01
DALTON, DENISE, MARIE SENIOR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
M.KRAUS & COMPANY SENIOR VICE PRESIDENT direct 2018-01-01

M.KRAUS & COMPANY

ownership team - last updated 2018-11-09
Name Title Start Date Direct/Indirect % Ownership
KRAUS, AILEEN, JANE PRESIDENT 05/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
M.KRAUS & COMPANY PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1996-05-01
M.KRAUS & COMPANY PRESIDENT direct 1996-05-01 2008-03-26
M.KRAUS & COMPANY PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2008-05-01 2008-09-12
CAPANO, CHRISTOPHER, MICHAEL EXECUTIVE VICE PRESIDENT 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
M.KRAUS & COMPANY EXECUTIVE VICE PRESIDENT direct 2014-11-01
DALTON, DENISE, MARIE SENIOR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
M.KRAUS & COMPANY SENIOR VICE PRESIDENT direct 2018-01-01

M.KRAUS & COMPANY

ownership team - last updated 2018-04-11
Name Title Start Date Direct/Indirect % Ownership
KRAUS, AILEEN, JANE PRESIDENT 05/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
M.KRAUS & COMPANY PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1996-05-01
M.KRAUS & COMPANY PRESIDENT direct 1996-05-01 2008-03-26
M.KRAUS & COMPANY PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2008-05-01 2008-09-12
CAPANO, CHRISTOPHER, MICHAEL EXECUTIVE VICE PRESIDENT 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
M.KRAUS & COMPANY EXECUTIVE VICE PRESIDENT direct 2014-11-01
NASH, DANIELLE, LORI CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
M.KRAUS & COMPANY CHIEF COMPLIANCE OFFICER direct 2018-01-01
DALTON, DENISE, MARIE SENIOR VICE PRESIDENT 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
M.KRAUS & COMPANY SENIOR VICE PRESIDENT direct 2018-01-01

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