MARSHALL & SULLIVAN INC

HTTP://WWW.MSINVEST.COM SEATTLE, WA Investment Advisor Hedge Fund How do I update this listing?

Marshall & Sullivan is based out of Seattle. Marshall & Sullivan is a large advisory firm with 180 clients and discretionary assets under management (AUM) of $289,645,000 (Form ADV from 2019-01-25). Their last reported 13F filing for Q3 2019 included $136,217,000 in managed 13F securities and a top 10 holdings concentration of 50.36%. Marshall & Sullivan's largest holding is iShares Russell 2000 ETF with shares held of 102,776. Marshall & Sullivan has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 83 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $136.217 Million
  • Prior Market Value $141.572 Million
  • New Purchases1 stock
  • Additional Purchases16 stocks
  • Sold out of2 stocks
  • Reduced holdings in12 stocks
  • Top 10 Holdings % 50.36 %
  • Turnover % [1]:7.69%
  • Turnover Alt % [2]: 5.09 %
  • Time Held Top20:26.20 quarters
  • Time Held Top10:11.40 quarters
  • Time Held All:27.05 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 1.86%
Performance Last 4 Quarters: 5.29%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR/A (Subscription required)
  • 2010-06-30 - 13F-HR/A (Subscription required)
  • 2010-06-30 - 13F-HR/A (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR/A (Subscription required)
  • 2009-12-31 - 13F-HR/A (Subscription required)
  • 2009-12-31 - 13F-HR/A (Subscription required)
  • 2009-12-31 - 13F-HR/A (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR/A (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MARSHALL & SULLIVAN, INC.
Classified as Hedge Fund
1109 FIRST AVE. SUITE 200
SEATTLE WA    98101
Country: United States

Business Phone: 206-621-9014
Fax: 206-682-9075
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: WA
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Performance-based fees
Amount of client funds and securities: 26,712,000
Total Number of Clients: 180
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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MARSHALL & SULLIVAN INC

ownership team - last updated 2019-01-25
Name Title Start Date Direct/Indirect % Ownership
ELLIOTT, RUTH-ELLEN OWNER 10/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC OWNER direct 1997-10-01
MARSHALL & SULLIVAN INC DIRECTOR direct 1997-10-01 2015-02-20
MARSHALL, RONALD, EUGENE CHAIRMAN 05/01/1981 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC CHAIRMAN direct 1981-05-01
MARSHALL & SULLIVAN INC CEO, CHAIRMAN direct 1981-05-01 2009-01-30
ROBINSON, GREGORY, SCOTT PRESIDENT/CHIEF COMPLIANCE OFFICER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-01-01
MARSHALL & SULLIVAN INC PRESIDENT direct 2000-01-01 2003-04-29
MARSHALL & SULLIVAN INC PRESIDENT/COMPLIANCE direct 2000-01-01 2005-03-02
ROBINSON, ARTHUR, SIDNEY DIRECTOR 10/01/1994 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC DIRECTOR direct 1994-10-01
MIRACLE, HOWARD, DAVIS VICE PRESIDENT 05/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC VICE PRESIDENT direct 2011-05-01
SULLIVAN, W, PRICE OWNER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC OWNER direct 2012-10-01
CASADY, MARY, S OWNER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC OWNER direct 2012-10-01
SULLIVAN, JAMES, M OWNER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC OWNER direct 2012-10-01
LIVELY, JO ELLEN, S OWNER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC OWNER direct 2012-10-01
LORD, PATICIA, A OWNER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC OWNER direct 2012-10-01
PATRICIA, MARSHALL, A DIRECTOR 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC DIRECTOR direct 2016-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOUTHWEST LAND DEVELOPMENT, LLC United States 805-3673419110 Real Estate Fund 33,333,500 50,000 Fund of Funds
LAKESIDE INCOME & GROWTH FUND, LLC United States 805-9616285978 Real Estate Fund 11,801,172 25,000 Fund of Funds
REAL ESTATE INVESTMENT OPPORTUNITY, LLC United States 805-1972808690 Real Estate Fund 863,287 25,000 Fund of Funds
DENVER SPOKANE OFFICE PROPERTIES, LLC United States 805-5043152538 Real Estate Fund 1,588,950 50,000 Fund of Funds
FRESNO TUCSON RETIREMENT INVESTORS, LLC United States 805-9167323282 Real Estate Fund 5,428,541 50,000 Fund of Funds
GATEWAY CENTER INVESTORS, LLC United States 805-8119335244 Real Estate Fund 472,063 50,000 Fund of Funds
FLORESTA INVESTORS, LLC United States 805-3501949484 Real Estate Fund 1,002,420 25,000 Fund of Funds
LAKESIDE AGGRESSIVE GROWTH FUND, LLC United States 805-7264207080 Real Estate Fund 2,222,442 25,000 Fund of Funds

MARSHALL & SULLIVAN INC

ownership team - last updated 2017-01-26
Name Title Start Date Direct/Indirect % Ownership
ROBINSON, ARTHUR, SIDNEY DIRECTOR 10/01/1994 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC DIRECTOR direct 1994-10-01
MARSHALL, RONALD, EUGENE CHAIRMAN 05/01/1981 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC CHAIRMAN direct 1981-05-01
MARSHALL & SULLIVAN INC CEO, CHAIRMAN direct 1981-05-01 2009-01-30
ROBINSON, GREGORY, SCOTT PRESIDENT/CHIEF COMPLIANCE OFFICER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-01-01
MARSHALL & SULLIVAN INC PRESIDENT direct 2000-01-01 2003-04-29
MARSHALL & SULLIVAN INC PRESIDENT/COMPLIANCE direct 2000-01-01 2005-03-02
ELLIOTT, RUTH-ELLEN OWNER 10/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC OWNER direct 1997-10-01
MARSHALL & SULLIVAN INC DIRECTOR direct 1997-10-01 2015-02-20
MIRACLE, HOWARD, DAVIS VICE PRESIDENT 05/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC VICE PRESIDENT direct 2011-05-01
SULLIVAN, W, PRICE OWNER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC OWNER direct 2012-10-01
CASADY, MARY, S OWNER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC OWNER direct 2012-10-01
SULLIVAN, JAMES, M OWNER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC OWNER direct 2012-10-01
LIVELY, JO ELLEN, S OWNER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC OWNER direct 2012-10-01
LORD, PATICIA, A OWNER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC OWNER direct 2012-10-01
PATRICIA, MARSHALL, A DIRECTOR 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MARSHALL & SULLIVAN INC DIRECTOR direct 2016-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOUTHWEST LAND DEVELOPMENT, LLC United States 805-3673419110 Real Estate Fund 3,193,500 50,000 Fund of Funds
HOTEL GROUP INVESTOR THREE, LLC United States 805-5286154778 Real Estate Fund 3,386,399 50,000 Fund of Funds
LENDING ALLOCATION - 2009,LLC United States 805-9403975584 Real Estate Fund 2,835,414 25,000
LAKESIDE INCOME & GROWTH FUND, LLC United States 805-9616285978 Real Estate Fund 12,515,197 25,000 Fund of Funds
REAL ESTATE INVESTMENT OPPORTUNITY, LLC United States 805-1972808690 Real Estate Fund 6,296,198 25,000 Fund of Funds
DENVER SPOKANE OFFICE PROPERTIES, LLC United States 805-5043152538 Real Estate Fund 4,164,975 50,000 Fund of Funds
FRESNO TUCSON RETIREMENT INVESTORS, LLC United States 805-9167323282 Real Estate Fund 4,354,329 50,000 Fund of Funds
GATEWAY CENTER INVESTORS, LLC United States 805-8119335244 Real Estate Fund 427,376 50,000 Fund of Funds
FLORESTA INVESTORS, LLC United States 805-3501949484 Real Estate Fund 1,200,000 25,000 Fund of Funds
LAKESIDE AGGRESSIVE GROWTH FUND, LLC United States 805-7264207080 Real Estate Fund 2,417,919 25,000 Fund of Funds
OFFICE AND INDUSTRIAL PROPERTIES, LLC United States 805-7337547409 Real Estate Fund 429,958 50,000 Fund of Funds

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