METROPOLITAN LIFE INSURANCE COMPANY

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Metropolitan Life Insurance Company is based out of New York. Their last reported 13F filing for Q3 2019 included $5,452,471,000 in managed 13F securities and a top 10 holdings concentration of 18.52%. Metropolitan Life Insurance Company's largest holding is Microsoft Corp. with shares held of 1,508,692. Whalewisdom has at least 84 13F filings, and 1 13G filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $5.452 Billion
  • Prior Market Value $5.472 Billion
  • New Purchases136 stocks
  • Additional Purchases901 stocks
  • Sold out of54 stocks
  • Reduced holdings in860 stocks
  • Top 10 Holdings % 18.52 %
  • Turnover % [1]:7.86%
  • Turnover Alt % [2]: 4.61 %
  • Time Held Top20:22.40 quarters
  • Time Held Top10:16.40 quarters
  • Time Held All:39.23 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 9.18%
Performance Last 4 Quarters: 17.35%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR/A (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR/A (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR/A (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR/A (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR/A (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR/A (Subscription required)
  • 2007-12-31 - 13F-HR/A (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR/A (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
METLIFE INC

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METLIFE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-07-01
Name Title Start Date Direct/Indirect % Ownership
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
POLLARO, JOSEPH, PATRICK CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
BEDORE, ELISABETH, H CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF COMPLIANCE OFFICER direct 2017-09-01
MCCRORY, HUGH, GERARD CHIEF COUNSEL AND CORPORATE SECRETARY (CHIEF LEGAL OFFICER) 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC SOLE OWNER 07/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOGAN CIRCLE PARTNERS, L.P. SOLE OWNER direct 2017-09-01
METLIFE, INC. SOLE OWNER METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 324,492,167 5,000,000 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 10,176,895 5,000,000 Feeder Fund
METLIFE EMERGING MARKET DEBT, L.P. United States 805-7159815080 Hedge Fund 333,134,075 1,000,000
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 107,224,393 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 334,669,062 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 78,465,381 5,000,000

METLIFE INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-04-01
Name Title Start Date Direct/Indirect % Ownership
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
METLIFE, INC. OWNER 11/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28
RHOADS, BRADLEY, D MANAGER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC MANAGER direct 2009-01-01
POLLARO, JOSEPH, PATRICK MANAGER, CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
HANDAL, NANCY, MUELLER MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2015-01-01
BEDORE, ELISABETH, H CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF COMPLIANCE OFFICER direct 2017-09-01
MCCRORY, HUGH, GERARD SECRETARY 10/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
DRISCOLL, JUDE, THADDEUS MANAGER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
DELAWARE CAPITAL MANAGEMENT INC EVP/HEAD OF FIXED INCOME direct 2000-10-01
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT/CEO / DIRECTOR direct 2003-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER direct 2007-01-01
LOGAN CIRCLE ALTERNATIVES, L.P. CHIEF INVESTMENT OFFICER direct 2008-08-01
DELAWARE MANAGEMENT BUSINESS TRUST EXECUTIVE VICE PRESIDENT HEAD OF FIXED INCOME direct 2000-07-01 2002-03-27
DELAWARE MANAGEMENT BUSINESS TRUST EXECUTIVE VICE PRESIDENT HEAD OF FIXED INCOME/INTERIM CEO direct 2000-07-01 2002-11-07
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT direct 2003-10-01 2003-10-29
DELAWARE INTERNATIONAL ADVISERS LTD CHAIRMAN/DIRECTOR direct 2003-09-01 2004-04-15
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/CHIEF EXECUTIVE OFFICER direct 2003-01-01 2005-12-14
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT/CEO direct 2003-09-01 2005-12-14
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/CHIEF EXECUTIVE OFFICER / DIRECTOR direct 2003-01-01 2006-03-31
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY DIRECTOR direct 2003-01-01 2006-05-17
LOGAN CIRCLE PARTNERS, L.P. CHIEF EXECUTIVE OFFICER direct 2007-01-01 2007-11-13
LOGAN CIRCLE ALTERNATIVES, LP CHIEF INVESTMENT OFFICER & FUND MANAGER direct 2008-08-01 2008-08-15
LOGAN CIRCLE ALTERNATIVES, LP MEMBER indirect 2008-08-01 2008-08-15
LOGAN CIRCLE PARTNERS, L.P. CEO/DIRECTOR direct 2007-01-01 2009-03-02
LOGAN CIRCLE PARTNERS, L.P. MEMBER indirect 2007-03-01 2010-03-31
LOGAN CIRCLE PARTNERS, L.P. CEO/CHIEF INVESTMENT OFFICER/DIRECTOR direct 2007-01-01 2010-12-23
LOGAN CIRCLE PARTNERS, L.P. CEO/CHIEF INVESTMENT OFFICER direct 2007-01-01 2014-03-31

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 107,224,393 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 334,669,062 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 78,465,381 5,000,000
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 324,492,167 5,000,000 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 10,176,895 5,000,000 Feeder Fund

METLIFE INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
METLIFE, INC. OWNER 11/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28
RHOADS, BRADLEY, D MANAGER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC MANAGER direct 2009-01-01
POLLARO, JOSEPH, PATRICK MANAGER, CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
HANDAL, NANCY, MUELLER MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2015-01-01
BEDORE, ELISABETH, H CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF COMPLIANCE OFFICER direct 2017-09-01
MCCRORY, HUGH, GERARD SECRETARY 10/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
DRISCOLL, JUDE, THADDEUS MANAGER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
DELAWARE CAPITAL MANAGEMENT INC EVP/HEAD OF FIXED INCOME direct 2000-10-01
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT/CEO / DIRECTOR direct 2003-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER direct 2007-01-01
LOGAN CIRCLE ALTERNATIVES, L.P. CHIEF INVESTMENT OFFICER direct 2008-08-01
DELAWARE MANAGEMENT BUSINESS TRUST EXECUTIVE VICE PRESIDENT HEAD OF FIXED INCOME direct 2000-07-01 2002-03-27
DELAWARE MANAGEMENT BUSINESS TRUST EXECUTIVE VICE PRESIDENT HEAD OF FIXED INCOME/INTERIM CEO direct 2000-07-01 2002-11-07
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT direct 2003-10-01 2003-10-29
DELAWARE INTERNATIONAL ADVISERS LTD CHAIRMAN/DIRECTOR direct 2003-09-01 2004-04-15
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/CHIEF EXECUTIVE OFFICER direct 2003-01-01 2005-12-14
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT/CEO direct 2003-09-01 2005-12-14
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/CHIEF EXECUTIVE OFFICER / DIRECTOR direct 2003-01-01 2006-03-31
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY DIRECTOR direct 2003-01-01 2006-05-17
LOGAN CIRCLE PARTNERS, L.P. CHIEF EXECUTIVE OFFICER direct 2007-01-01 2007-11-13
LOGAN CIRCLE ALTERNATIVES, LP CHIEF INVESTMENT OFFICER & FUND MANAGER direct 2008-08-01 2008-08-15
LOGAN CIRCLE ALTERNATIVES, LP MEMBER indirect 2008-08-01 2008-08-15
LOGAN CIRCLE PARTNERS, L.P. CEO/DIRECTOR direct 2007-01-01 2009-03-02
LOGAN CIRCLE PARTNERS, L.P. MEMBER indirect 2007-03-01 2010-03-31
LOGAN CIRCLE PARTNERS, L.P. CEO/CHIEF INVESTMENT OFFICER/DIRECTOR direct 2007-01-01 2010-12-23
LOGAN CIRCLE PARTNERS, L.P. CEO/CHIEF INVESTMENT OFFICER direct 2007-01-01 2014-03-31

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 107,224,393 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 334,669,062 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 78,465,381 5,000,000
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 324,492,167 5,000,000 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 10,176,895 5,000,000 Feeder Fund

METLIFE INVESTMENT ADVISORS, LLC

ownership team - last updated 2018-05-23
Name Title Start Date Direct/Indirect % Ownership
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
METLIFE, INC. OWNER 11/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28
RHOADS, BRADLEY, D MANAGER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC MANAGER direct 2009-01-01
POLLARO, JOSEPH, PATRICK MANAGER, CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
HANDAL, NANCY, MUELLER MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2015-01-01
BEDORE, ELISABETH, H CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF COMPLIANCE OFFICER direct 2017-09-01
MCCRORY, HUGH, GERARD SECRETARY 10/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
DRISCOLL, JUDE, THADDEUS MANAGER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
DELAWARE CAPITAL MANAGEMENT INC EVP/HEAD OF FIXED INCOME direct 2000-10-01
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT/CEO / DIRECTOR direct 2003-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER direct 2007-01-01
LOGAN CIRCLE ALTERNATIVES, L.P. CHIEF INVESTMENT OFFICER direct 2008-08-01
DELAWARE MANAGEMENT BUSINESS TRUST EXECUTIVE VICE PRESIDENT HEAD OF FIXED INCOME direct 2000-07-01 2002-03-27
DELAWARE MANAGEMENT BUSINESS TRUST EXECUTIVE VICE PRESIDENT HEAD OF FIXED INCOME/INTERIM CEO direct 2000-07-01 2002-11-07
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT direct 2003-10-01 2003-10-29
DELAWARE INTERNATIONAL ADVISERS LTD CHAIRMAN/DIRECTOR direct 2003-09-01 2004-04-15
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/CHIEF EXECUTIVE OFFICER direct 2003-01-01 2005-12-14
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT/CEO direct 2003-09-01 2005-12-14
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/CHIEF EXECUTIVE OFFICER / DIRECTOR direct 2003-01-01 2006-03-31
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY DIRECTOR direct 2003-01-01 2006-05-17
LOGAN CIRCLE PARTNERS, L.P. CHIEF EXECUTIVE OFFICER direct 2007-01-01 2007-11-13
LOGAN CIRCLE ALTERNATIVES, LP CHIEF INVESTMENT OFFICER & FUND MANAGER direct 2008-08-01 2008-08-15
LOGAN CIRCLE ALTERNATIVES, LP MEMBER indirect 2008-08-01 2008-08-15
LOGAN CIRCLE PARTNERS, L.P. CEO/DIRECTOR direct 2007-01-01 2009-03-02
LOGAN CIRCLE PARTNERS, L.P. MEMBER indirect 2007-03-01 2010-03-31
LOGAN CIRCLE PARTNERS, L.P. CEO/CHIEF INVESTMENT OFFICER/DIRECTOR direct 2007-01-01 2010-12-23
LOGAN CIRCLE PARTNERS, L.P. CEO/CHIEF INVESTMENT OFFICER direct 2007-01-01 2014-03-31

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