BOK FINANCIAL PRIVATE WEALTH, INC.

HTTP://WWW.BOKFINANCIALPRIVATEWEALTH.COM DENVER, CO Investment Advisor How do I update this listing?

BOK Financial Private Wealth is based out of Denver. BOK Financial Private Wealth is a large advisory firm with 2669 clients and discretionary assets under management (AUM) of $2,692,682,292 (Form ADV from 2019-10-07). Their last reported 13F filing for Q3 2019 included $717,169,000 in managed 13F securities and a top 10 holdings concentration of 67.59%. BOK Financial Private Wealth's largest holding is iShares Core S&P 500 ETF with shares held of 313,168. Whalewisdom has at least 60 13F filings, and 6 13G filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $717.169 Million
  • Prior Market Value $684.234 Million
  • New Purchases12 stocks
  • Additional Purchases59 stocks
  • Sold out of8 stocks
  • Reduced holdings in42 stocks
  • Top 10 Holdings % 67.59 %
  • Turnover % [1]:15.50%
  • Turnover Alt % [2]: 11.64 %
  • Time Held Top20:21.95 quarters
  • Time Held Top10:29.00 quarters
  • Time Held All:15.60 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 7.05%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted
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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BOK FINANCIAL PRIVATE WEALTH, INC.
370 17TH STREET SUITE 3100
DENVER CO    80202
Country: United States

Business Phone: 303-539-0100
Fax: 303-539-0101
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CO
Number of employees: 28
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 2669
Amount of client funds and securities by related persons: 31,907,300
Total Number of clients from related persons: 30
Disclosures: 11.C (2),11.C (5)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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THE MILESTONE GROUP, INC.

ownership team - last updated 2019-07-29
Name Title Start Date Direct/Indirect % Ownership
GRAUER, SCOTT, BRADLEY CHAIRMAN 08/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAVANAL HILL INVESTMENT MANAGEMENT, INC. DIRECTOR/CHAIRMAN direct 2008-12-01
BOSC, INC. CEO, CHAIRMAN direct 2012-04-01
THE MILESTONE GROUP, INC. CHAIRMAN direct 2012-08-01
MBM ADVISORS INC CHAIRMAN direct 2014-05-01
BOSC INC. PRESIDENT & CEO direct 1999-11-01 2011-08-03
BOSC, INC. PRESIDENT & CEO, VICE CHAIRMAN direct 2012-03-01 2012-10-05
BOSC, INC. CEO, VICE CHAIRMAN direct 2012-04-01 2014-10-31
BOK FINANCIAL CORPORATION DIRECT BENEFICIAL OWNER 08/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. DIRECT BENEFICIAL OWNER direct 2000-12-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. OWNER indirect 2001-03-01
MBM ADVISORS, INC. OWNER indirect 2001-03-01
THE MILESTONE GROUP, INC. DIRECT BENEFICIAL OWNER direct 2012-08-01
MBM ADVISORS INC DIRECT BENEFICIAL OWNER direct 2014-04-01
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01 2000-12-18
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01 2010-12-21
WHEELER, GREGORY, AYRES CHIEF EXECUTIVE OFFICER 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOK FINANCIAL SECURITIES, INC. SVP, BOK FINANCIAL ADVISORS; CEO PRIVATE BANK MANAGEMENT direct 2012-11-01
BOSC, INC. SVP, BOK FINANCIAL ADVISORS direct 2012-11-01
THE MILESTONE GROUP, INC. PRESIDENT & DIRECTOR direct 2012-08-01
THE MILESTONE GROUP, INC. CHIEF EXECUTIVE OFFICER direct 2015-08-01
MAHANEY, MINDY, MARGARET CHIEF OPERATING OFFICER, SECRETARY 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. DIRECTOR direct 2015-08-01
SEGO, DAVID, CHARLES MANAGING DIRECTOR 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. MANAGING DIRECTOR direct 2016-03-01
WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD MANAGING DIRECTOR direct 2002-01-01
WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD BOARD OF DIRECTORS direct 2002-01-01
WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD BOARD OF DIRECTORS/MANAGING DIRECTOR direct 2002-01-01
MARRONE, MARK, STEPHEN CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOK FINANCIAL ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-08-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-08-01
ORBITEX-SARATOGA CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2003-10-01
SARATOGA CAPITAL MANAGEMENT,LLC CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2003-10-01
EULAV ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2009-11-01
EULAV ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-12-01
ES CAPITAL ADVISORS LLC CCO direct 2014-05-01
ADVISORS PREFERRED LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
FREIMUTH, CHRISTOPHER, CLINE MANAGING DIRECTOR 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC SENIOR VICE PRESIDENT, DIRECTOR direct 2003-05-01
COBIZ WEALTH, LLC CHIEF INVESTMENT OFFICER direct 2015-01-01
HOLT, ERIC, SCOTT MANAGING DIRECTOR 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
7258 WEALTH MANAGEMENT, INC. PRESIDENT, CCO direct 2018-05-01
NELL, STEVEN, E. CHIEF FINANCIAL OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MBM ADVISORS INC EVP AND CHIEF FINANCIAL OFFICER direct 2014-05-01
BRIDGES, KIMBERLY, A DIRECTOR OF FINANCIAL PLANNING 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. DIRECTOR OF FINANCIAL PLANNING direct 2019-06-01
DISHMAN, CLINT, SCOTT MANAGER, STRATEGIC INVESTMENT ADVISORS 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST STATE INVESTMENT ADVISORS INC VICE PRESIDENT, DIRECTOR direct 2000-03-01 2002-07-24
FIRST STATE INVESTMENT ADVISORS INC VICE PRESIDENT, DIRECTOR direct 1999-03-01 2004-01-29
WYETT, STEPHEN, MICHAEL MANAGING DIRECTOR, INVESTMENTS 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. MANAGING DIRECTOR, INVESTMENTS direct 2019-06-01
CLEVELAND, SHELLY, ANN TAX OFFICER, TREASURER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. TAX OFFICER, TREASURER direct 2019-06-01
KAISER, GEORGE, BRUCE INDIRECT BENEFICIAL OWNER BOK FINANCIAL CORPORATION 08/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01
LEUCADIA CAPITAL PARTNERS, LLC SOLE MEMBER indirect 2007-04-01
THE MILESTONE GROUP, INC. INDIRECT BENEFICIAL OWNER indirect 2012-08-01
MBM ADVISORS, INC. OWNER indirect 2012-08-01
MBM ADVISORS INC INDIRECT BENEFICIAL OWNER indirect 2012-08-01 2015-03-23

THE MILESTONE GROUP, INC.

ownership team - last updated 2019-06-27
Name Title Start Date Direct/Indirect % Ownership
BOK FINANCIAL CORPORATION DIRECT BENEFICIAL OWNER 08/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. DIRECT BENEFICIAL OWNER direct 2000-12-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. OWNER indirect 2001-03-01
MBM ADVISORS, INC. OWNER indirect 2001-03-01
THE MILESTONE GROUP, INC. DIRECT BENEFICIAL OWNER direct 2012-08-01
MBM ADVISORS INC DIRECT BENEFICIAL OWNER direct 2014-04-01
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01 2000-12-18
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01 2010-12-21
WHEELER, GREGORY, AYRES CHIEF EXECUTIVE OFFICER 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOK FINANCIAL SECURITIES, INC. SVP, BOK FINANCIAL ADVISORS; CEO PRIVATE BANK MANAGEMENT direct 2012-11-01
BOSC, INC. SVP, BOK FINANCIAL ADVISORS direct 2012-11-01
THE MILESTONE GROUP, INC. PRESIDENT & DIRECTOR direct 2012-08-01
THE MILESTONE GROUP, INC. CHIEF EXECUTIVE OFFICER direct 2015-08-01
GRAUER, SCOTT, BRADLEY CHAIRMAN 08/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAVANAL HILL INVESTMENT MANAGEMENT, INC. DIRECTOR/CHAIRMAN direct 2008-12-01
BOSC, INC. CEO, CHAIRMAN direct 2012-04-01
THE MILESTONE GROUP, INC. CHAIRMAN direct 2012-08-01
MBM ADVISORS INC CHAIRMAN direct 2014-05-01
BOSC INC. PRESIDENT & CEO direct 1999-11-01 2011-08-03
BOSC, INC. PRESIDENT & CEO, VICE CHAIRMAN direct 2012-03-01 2012-10-05
BOSC, INC. CEO, VICE CHAIRMAN direct 2012-04-01 2014-10-31
MAHANEY, MINDY, MARGARET DIRECTOR 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. DIRECTOR direct 2015-08-01
SEGO, DAVID, CHARLES MANAGING DIRECTOR 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. MANAGING DIRECTOR direct 2016-03-01
WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD MANAGING DIRECTOR direct 2002-01-01
WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD BOARD OF DIRECTORS direct 2002-01-01
WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD BOARD OF DIRECTORS/MANAGING DIRECTOR direct 2002-01-01
MARRONE, MARK, STEPHEN CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOK FINANCIAL ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-08-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-08-01
ORBITEX-SARATOGA CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2003-10-01
SARATOGA CAPITAL MANAGEMENT,LLC CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2003-10-01
EULAV ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2009-11-01
EULAV ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-12-01
ES CAPITAL ADVISORS LLC CCO direct 2014-05-01
ADVISORS PREFERRED LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
FREIMUTH, CHRISTOPHER, CLINE MANAGING DIRECTOR 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC SENIOR VICE PRESIDENT, DIRECTOR direct 2003-05-01
COBIZ WEALTH, LLC CHIEF INVESTMENT OFFICER direct 2015-01-01
HOLT, ERIC, SCOTT MANAGING DIRECTOR 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
7258 WEALTH MANAGEMENT, INC. PRESIDENT, CCO direct 2018-05-01
NELL, STEVEN, E. CHIEF FINANCIAL OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MBM ADVISORS INC EVP AND CHIEF FINANCIAL OFFICER direct 2014-05-01
BRIDGES, KIMBERLY, A DIRECTOR OF FINANCIAL PLANNING 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. DIRECTOR OF FINANCIAL PLANNING direct 2019-06-01
DISHMAN, CLINT, SCOTT MANAGER, STRATEGIC INVESTMENT ADVISORS 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST STATE INVESTMENT ADVISORS INC VICE PRESIDENT, DIRECTOR direct 2000-03-01 2002-07-24
FIRST STATE INVESTMENT ADVISORS INC VICE PRESIDENT, DIRECTOR direct 1999-03-01 2004-01-29
WYETT, STEPHEN, MICHAEL MANAGING DIRECTOR, INVESTMENTS 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. MANAGING DIRECTOR, INVESTMENTS direct 2019-06-01
CLEVELAND, SHELLY, ANN TAX OFFICER, TREASURER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. TAX OFFICER, TREASURER direct 2019-06-01
KAISER, GEORGE, BRUCE INDIRECT BENEFICIAL OWNER BOK FINANCIAL CORPORATION 08/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01
LEUCADIA CAPITAL PARTNERS, LLC SOLE MEMBER indirect 2007-04-01
THE MILESTONE GROUP, INC. INDIRECT BENEFICIAL OWNER indirect 2012-08-01
MBM ADVISORS, INC. OWNER indirect 2012-08-01
MBM ADVISORS INC INDIRECT BENEFICIAL OWNER indirect 2012-08-01 2015-03-23
BOK FINANCIAL CORPORATION OWNER BOK FINANCIAL CORPORATION 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. DIRECT BENEFICIAL OWNER direct 2000-12-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. OWNER indirect 2001-03-01
MBM ADVISORS, INC. OWNER indirect 2001-03-01
THE MILESTONE GROUP, INC. DIRECT BENEFICIAL OWNER direct 2012-08-01
MBM ADVISORS INC DIRECT BENEFICIAL OWNER direct 2014-04-01
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01 2000-12-18
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01 2010-12-21

THE MILESTONE GROUP, INC.

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
BOK FINANCIAL CORPORATION DIRECT BENEFICIAL OWNER 08/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. DIRECT BENEFICIAL OWNER direct 2000-12-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. OWNER indirect 2001-03-01
MBM ADVISORS, INC. OWNER indirect 2001-03-01
THE MILESTONE GROUP, INC. DIRECT BENEFICIAL OWNER direct 2012-08-01
MBM ADVISORS INC DIRECT BENEFICIAL OWNER direct 2014-04-01
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01 2000-12-18
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01 2010-12-21
WHEELER, GREGORY, AYRES CHIEF EXECUTIVE OFFICER 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOK FINANCIAL SECURITIES, INC. SVP, BOK FINANCIAL ADVISORS; CEO PRIVATE BANK MANAGEMENT direct 2012-11-01
BOSC, INC. SVP, BOK FINANCIAL ADVISORS direct 2012-11-01
THE MILESTONE GROUP, INC. PRESIDENT & DIRECTOR direct 2012-08-01
THE MILESTONE GROUP, INC. CHIEF EXECUTIVE OFFICER direct 2015-08-01
GRAUER, SCOTT, BRADLEY CHAIRMAN 08/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAVANAL HILL INVESTMENT MANAGEMENT, INC. DIRECTOR/CHAIRMAN direct 2008-12-01
BOSC, INC. CEO, CHAIRMAN direct 2012-04-01
THE MILESTONE GROUP, INC. CHAIRMAN direct 2012-08-01
MBM ADVISORS INC CHAIRMAN direct 2014-05-01
BOSC INC. PRESIDENT & CEO direct 1999-11-01 2011-08-03
BOSC, INC. PRESIDENT & CEO, VICE CHAIRMAN direct 2012-03-01 2012-10-05
BOSC, INC. CEO, VICE CHAIRMAN direct 2012-04-01 2014-10-31
MAHANEY, MINDY, MARGARET DIRECTOR 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. DIRECTOR direct 2015-08-01
SEGO, DAVID, CHARLES MANAGING DIRECTOR 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. MANAGING DIRECTOR direct 2016-03-01
WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD MANAGING DIRECTOR direct 2002-01-01
WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD BOARD OF DIRECTORS direct 2002-01-01
WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD BOARD OF DIRECTORS/MANAGING DIRECTOR direct 2002-01-01
MARRONE, MARK, STEPHEN CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOK FINANCIAL ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-08-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-08-01
ORBITEX-SARATOGA CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2003-10-01
SARATOGA CAPITAL MANAGEMENT,LLC CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2003-10-01
EULAV ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2009-11-01
EULAV ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-12-01
ES CAPITAL ADVISORS LLC CCO direct 2014-05-01
ADVISORS PREFERRED LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
KAISER, GEORGE, BRUCE INDIRECT BENEFICIAL OWNER BOK FINANCIAL CORPORATION 08/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01
LEUCADIA CAPITAL PARTNERS, LLC SOLE MEMBER indirect 2007-04-01
THE MILESTONE GROUP, INC. INDIRECT BENEFICIAL OWNER indirect 2012-08-01
MBM ADVISORS, INC. OWNER indirect 2012-08-01
MBM ADVISORS INC INDIRECT BENEFICIAL OWNER indirect 2012-08-01 2015-03-23

THE MILESTONE GROUP, INC.

ownership team - last updated 2018-06-05
Name Title Start Date Direct/Indirect % Ownership
BOK FINANCIAL CORPORATION DIRECT BENEFICIAL OWNER 08/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. DIRECT BENEFICIAL OWNER direct 2000-12-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. OWNER indirect 2001-03-01
MBM ADVISORS, INC. OWNER indirect 2001-03-01
THE MILESTONE GROUP, INC. DIRECT BENEFICIAL OWNER direct 2012-08-01
MBM ADVISORS INC DIRECT BENEFICIAL OWNER direct 2014-04-01
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01 2000-12-18
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01 2010-12-21
WHEELER, GREGORY, AYRES CHIEF EXECUTIVE OFFICER 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOK FINANCIAL SECURITIES, INC. SVP, BOK FINANCIAL ADVISORS; CEO PRIVATE BANK MANAGEMENT direct 2012-11-01
BOSC, INC. SVP, BOK FINANCIAL ADVISORS direct 2012-11-01
THE MILESTONE GROUP, INC. PRESIDENT & DIRECTOR direct 2012-08-01
THE MILESTONE GROUP, INC. CHIEF EXECUTIVE OFFICER direct 2015-08-01
GRAUER, SCOTT, BRADLEY CHAIRMAN 08/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAVANAL HILL INVESTMENT MANAGEMENT, INC. DIRECTOR/CHAIRMAN direct 2008-12-01
BOSC, INC. CEO, CHAIRMAN direct 2012-04-01
THE MILESTONE GROUP, INC. CHAIRMAN direct 2012-08-01
MBM ADVISORS INC CHAIRMAN direct 2014-05-01
BOSC INC. PRESIDENT & CEO direct 1999-11-01 2011-08-03
BOSC, INC. PRESIDENT & CEO, VICE CHAIRMAN direct 2012-03-01 2012-10-05
BOSC, INC. CEO, VICE CHAIRMAN direct 2012-04-01 2014-10-31
MAHANEY, MINDY, MARGARET DIRECTOR 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. DIRECTOR direct 2015-08-01
SEGO, DAVID, CHARLES MANAGING DIRECTOR 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. MANAGING DIRECTOR direct 2016-03-01
WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD MANAGING DIRECTOR direct 2002-01-01
WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD BOARD OF DIRECTORS direct 2002-01-01
WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD BOARD OF DIRECTORS/MANAGING DIRECTOR direct 2002-01-01
MARRONE, MARK, STEPHEN CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOK FINANCIAL ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-08-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-08-01
ORBITEX-SARATOGA CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2003-10-01
SARATOGA CAPITAL MANAGEMENT,LLC CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2003-10-01
EULAV ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2009-11-01
EULAV ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-12-01
ES CAPITAL ADVISORS LLC CCO direct 2014-05-01
ADVISORS PREFERRED LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
KAISER, GEORGE, BRUCE INDIRECT BENEFICIAL OWNER BOK FINANCIAL CORPORATION 08/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01
LEUCADIA CAPITAL PARTNERS, LLC SOLE MEMBER indirect 2007-04-01
THE MILESTONE GROUP, INC. INDIRECT BENEFICIAL OWNER indirect 2012-08-01
MBM ADVISORS, INC. OWNER indirect 2012-08-01
MBM ADVISORS INC INDIRECT BENEFICIAL OWNER indirect 2012-08-01 2015-03-23

WhaleScore history for BOK FINANCIAL PRIVATE WEALTH, INC.

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