MITCHELL MCLEOD PUGH & WILLIAMS INC

HTTP://MMPW.COM MOBILE, AL Investment Advisor How do I update this listing?

Mitchell Mcleod Pugh & Williams is based out of Mobile. Mitchell Mcleod Pugh & Williams is a large advisory firm with 589 clients and discretionary assets under management (AUM) of $750,271,001 (Form ADV from 2019-03-27). Their last reported 13F filing for Q3 2019 included $147,597,000 in managed 13F securities and a top 10 holdings concentration of 22.12%. Mitchell Mcleod Pugh & Williams's largest holding is Apple Inc with shares held of 37,362. Mitchell Mcleod Pugh & Williams has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 20 13F filings

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68

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $147.597 Million
  • Prior Market Value $145.862 Million
  • New Purchases5 stocks
  • Additional Purchases60 stocks
  • Sold out of4 stocks
  • Reduced holdings in44 stocks
  • Top 10 Holdings % 22.12 %
  • Turnover % [1]:5.20%
  • Turnover Alt % [2]: 2.19 %
  • Time Held Top20:11.05 quarters
  • Time Held Top10:9.60 quarters
  • Time Held All:15.61 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.75%
Performance Last 4 Quarters: 2.24%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.

  

Business Phone: 251-471-2027
Fax: 251-471-2302
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: AL
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 101,643
Total Number of Clients: 589
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
MCLEOD, DOUGLAS, REED DIRECTOR/SHAREHOLDER/VICE PRESIDENT 01/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MMPWM, INC. PRESIDENT direct 2005-10-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. DIRECTOR/SHAREHOLDER/VICE PRESIDENT direct 2006-01-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. VICE PRESIDENT direct 2006-01-01
PUGH, KYLE, CLARKE DIRECTOR/SHAREHOLDER/VICE PRESIDENT/SECRETARY/TREASURER 01/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MMPWM, INC. VICE PRESIDENT / SEC direct 2005-10-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. VICE PRESIDENT direct 2005-10-01
MMPWM, INC. VICE PRESIDENT / SEC / CHIEF COMPLIANCE OFFICER direct 2005-10-01
MMPWM, INC. VICE PRESIDENT / CHIEF COMPLIANCE OFFICER direct 2005-10-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. DIRECTOR/SHAREHOLDER/VICE PRESIDENT/SECRETARY/TREASURER direct 2006-01-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. VICE PRESIDENT/SECRETARY/TREASURER direct 2006-01-01
MITCHELL, RICHARD DIRECTOR/SHAREHOLDER/PRESIDENT 01/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. DIRECTOR/SHAREHOLDER/PRESIDENT direct 2006-01-01
T.LEAVELL & ASSOCIATES, INC EXECUTIVE V.P./COMPLIANCE OFFICER direct 1988-01-01 2004-06-02
T.LEAVELL & ASSOCIATES, INC SHAREHOLDER indirect 1988-07-01 2004-06-02
T.LEAVELL & ASSOCIATES, INC EXECUTIVE VICE PRESIDENT direct 1988-01-01 2005-03-09
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. PRESIDENT direct 2006-01-01 2007-10-17
WILLIAMS, MARION, CARMEN DIRECTOR/SHAREHOLDER/VICE PRESIDENT 01/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MMPWM, INC. SECRETARY / TREASURER direct 2006-01-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. DIRECTOR/SHAREHOLDER/VICE PRESIDENT direct 2006-01-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. VICE PRESIDENT direct 2007-03-01
MCGINLEY, KATHERINE, MEHLBURGER CHIEF COMPLIANCE OFFICER/SHAREHOLDER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
T.LEAVELL & ASSOCIATES, INC CHIEF COMPLIANCE OFFICER direct 2004-07-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. CHIEF COMPLIANCE OFFICER/SHAREHOLDER direct 2006-01-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. CHIEF COMPLIANCE OFFICER direct 2006-01-01
VAN ANTWERP, THOMAS, BRAGG DIRECTOR/SHAREHOLDER/VICE PRESIDENT 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. DIRECTOR/SHAREHOLDER/VICE PRESIDENT direct 2015-04-01

MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.

ownership team - last updated 2018-05-09
Name Title Start Date Direct/Indirect % Ownership
MCLEOD, DOUGLAS, REED DIRECTOR/SHAREHOLDER/VICE PRESIDENT 01/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MMPWM, INC. PRESIDENT direct 2005-10-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. DIRECTOR/SHAREHOLDER/VICE PRESIDENT direct 2006-01-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. VICE PRESIDENT direct 2006-01-01
PUGH, KYLE, CLARKE DIRECTOR/SHAREHOLDER/VICE PRESIDENT/SECRETARY/TREASURER 01/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MMPWM, INC. VICE PRESIDENT / SEC direct 2005-10-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. VICE PRESIDENT direct 2005-10-01
MMPWM, INC. VICE PRESIDENT / SEC / CHIEF COMPLIANCE OFFICER direct 2005-10-01
MMPWM, INC. VICE PRESIDENT / CHIEF COMPLIANCE OFFICER direct 2005-10-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. DIRECTOR/SHAREHOLDER/VICE PRESIDENT/SECRETARY/TREASURER direct 2006-01-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. VICE PRESIDENT/SECRETARY/TREASURER direct 2006-01-01
MITCHELL, RICHARD DIRECTOR/SHAREHOLDER/PRESIDENT 01/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. DIRECTOR/SHAREHOLDER/PRESIDENT direct 2006-01-01
T.LEAVELL & ASSOCIATES, INC EXECUTIVE V.P./COMPLIANCE OFFICER direct 1988-01-01 2004-06-02
T.LEAVELL & ASSOCIATES, INC SHAREHOLDER indirect 1988-07-01 2004-06-02
T.LEAVELL & ASSOCIATES, INC EXECUTIVE VICE PRESIDENT direct 1988-01-01 2005-03-09
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. PRESIDENT direct 2006-01-01 2007-10-17
WILLIAMS, MARION, CARMEN DIRECTOR/SHAREHOLDER/VICE PRESIDENT 01/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MMPWM, INC. SECRETARY / TREASURER direct 2006-01-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. DIRECTOR/SHAREHOLDER/VICE PRESIDENT direct 2006-01-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. VICE PRESIDENT direct 2007-03-01
MCGINLEY, KATHERINE, MEHLBURGER CHIEF COMPLIANCE OFFICER/SHAREHOLDER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
T.LEAVELL & ASSOCIATES, INC CHIEF COMPLIANCE OFFICER direct 2004-07-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. CHIEF COMPLIANCE OFFICER/SHAREHOLDER direct 2006-01-01
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. CHIEF COMPLIANCE OFFICER direct 2006-01-01
VAN ANTWERP, THOMAS, BRAGG DIRECTOR/SHAREHOLDER/VICE PRESIDENT 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. DIRECTOR/SHAREHOLDER/VICE PRESIDENT direct 2015-04-01

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