NICHOLS & PRATT ADVISERS LLP

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Nichols & Pratt Advisers LLP is based out of Boston. Nichols & Pratt Advisers LLP is a large advisory firm with 121 clients and discretionary assets under management (AUM) of $1,363,198,930 (Form ADV from 2018-03-01). Their last reported 13F filing for Q3 2019 included $1,222,889,000 in managed 13F securities and a top 10 holdings concentration of 45.32%. Nichols & Pratt Advisers LLP's largest holding is Johnson & Johnson Co. with shares held of 652,187. Nichols & Pratt Advisers LLP has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 77 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $1.223 Billion
  • Prior Market Value $1.215 Billion
  • New Purchases1 stock
  • Additional Purchases23 stocks
  • Sold out of3 stocks
  • Reduced holdings in60 stocks
  • Top 10 Holdings % 45.32 %
  • Turnover % [1]:3.88%
  • Turnover Alt % [2]: 1.74 %
  • Time Held Top20:29.80 quarters
  • Time Held Top10:37.20 quarters
  • Time Held All:37.65 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 7.54%
Performance Last 4 Quarters: 18.06%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR/A (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR/A (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR/A (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR/A (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Bator Thomas E.
Herbert John K III
NICHOLS JAMES R
PRATT HAROLD I

View Last Form Adv Compilation Report on Record

NICHOLS & PRATT ADVISERS LLP
50 CONGRESS STREET, SUITE 832
BOSTON MA    02109-4002
Country: United States

Business Phone: 617-523-6800
Fax: 617-523-8949
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Partnership
Organized in: MA
Number of employees: 25
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,A PERCENTAGE OF INCOME COLLECTED
Amount of client funds and securities: 1,323,970,000
Total Number of Clients: 121
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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NICHOLS & PRATT ADVISERS LLP

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
HERBERT, JOHN, KINGSTON PARTNER 01/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 2001-01-01
PRATT, HAROLD, IRVING PARTNER 08/01/1994 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 1994-08-01
CHARLES PRATT & COMPANY, L.L.C. MANAGING MEMBER; DIRECTOR direct 1995-01-01
CHARLES PRATT & COMPANY, L.L.C. DIRECTOR direct 1995-01-01 2008-03-28
NICHOLS, RICHARD, KILLIAN PARTNER 01/01/1997 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 1997-01-01
BATOR, THOMAS, EWING PARTNER 01/01/1997 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 1997-01-01
PATENAUDE, LEONARD, JOSEPH PARTNER 08/01/1994 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 1994-08-01
NICHOLS, JAMES, RICHARD PARTNER 08/01/1994 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BABSON UNITED INVESTMENT ADVISORS INC TRUSTEE indirect 1965-11-01
NICHOLS & PRATT ADVISERS LLP PARTNER direct 1994-08-01
BABSON UNITED INVESTMENT ADVISORS INC TRUSTEE indirect 2000-12-01
POPOV, PATRICIA, DEBENEDICTIS PARTNER 01/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 2002-01-01
LATIFI, KIMBERLY, HAZARD CHIEF COMPLIANCE OFFICER/PARTNER 01/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 2003-01-01
NICHOLS & PRATT ADVISERS LLP CHIEF COMPLIANCE OFFICER/PARTNER direct 2003-01-01

NICHOLS & PRATT ADVISERS LLP

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
HERBERT, JOHN, KINGSTON PARTNER 01/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 2001-01-01
PRATT, HAROLD, IRVING PARTNER 08/01/1994 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 1994-08-01
CHARLES PRATT & COMPANY, L.L.C. MANAGING MEMBER; DIRECTOR direct 1995-01-01
CHARLES PRATT & COMPANY, L.L.C. DIRECTOR direct 1995-01-01 2008-03-28
NICHOLS, RICHARD, KILLIAN PARTNER 01/01/1997 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 1997-01-01
BATOR, THOMAS, EWING PARTNER 01/01/1997 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 1997-01-01
PATENAUDE, LEONARD, JOSEPH PARTNER 08/01/1994 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 1994-08-01
NICHOLS, JAMES, RICHARD PARTNER 08/01/1994 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BABSON UNITED INVESTMENT ADVISORS INC TRUSTEE indirect 1965-11-01
NICHOLS & PRATT ADVISERS LLP PARTNER direct 1994-08-01
BABSON UNITED INVESTMENT ADVISORS INC TRUSTEE indirect 2000-12-01
POPOV, PATRICIA, DEBENEDICTIS PARTNER 01/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 2002-01-01
LATIFI, KIMBERLY, HAZARD CHIEF COMPLIANCE OFFICER/PARTNER 01/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NICHOLS & PRATT ADVISERS LLP PARTNER direct 2003-01-01
NICHOLS & PRATT ADVISERS LLP CHIEF COMPLIANCE OFFICER/PARTNER direct 2003-01-01

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