NORTHWEST WEALTH MANAGEMENT, LLC

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Northwest Wealth Management is based out of Spencer. Northwest Wealth Management is a large advisory firm with 1747 clients and discretionary assets under management (AUM) of $476,058,942 (Form ADV from 2019-03-15). Their last reported 13F filing for Q4 2019 included $109,114,000 in managed 13F securities and a top 10 holdings concentration of 38.83%. Northwest Wealth Management's largest holding is U.S. Bancorp (First National Bank of Cincinnati) with shares held of 104,596. Whalewisdom has at least 14 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $109.114 Million
  • Prior Market Value $121.817 Million
  • New Purchases2 stocks
  • Additional Purchases18 stocks
  • Sold out of20 stocks
  • Reduced holdings in65 stocks
  • Top 10 Holdings % 38.83 %
  • Turnover % [1]:22.45%
  • Turnover Alt % [2]: 20.63 %
  • Time Held Top20:8.85 quarters
  • Time Held Top10:6.20 quarters
  • Time Held All:9.98 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 5.68%
Performance Last 4 Quarters: 7.44%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR/A (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

NORTHWEST WEALTH MANAGEMENT, LLC
705 N. GRAND AVENUE
SPENCER IA    51301
Country: United States

Business Phone: 712-580-4100
Fax: 712-580-4188
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: IA
Number of employees: 26
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 14,080,400
Total Number of Clients: 1747
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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NORTHWEST WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-11-12
Name Title Start Date Direct/Indirect % Ownership
NORTHWEST FINANCIAL CORP. SOLE MANAGING MEMBER 12/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC MEMBER direct 2009-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SOLE MANAGING MEMBER direct 2009-12-01
CONOVER IV, CORNELIUS, BURROUGHS SECRETARY-TREASURER 12/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01
VAN DER HEIDE, ERIC, JOEL PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
PLAGGE, JEFF VICE PRESIDENT 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2016-04-01
CONOVER, DWIGHT SHAREHOLDER NORTHWEST FINANCIAL CORPORATION 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
CONOVER IV, CORNELIUS, BURROUGHS SHAREHOLDER NORTHWEST FINANCIAL CORP. 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01

NORTHWEST WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-03-15
Name Title Start Date Direct/Indirect % Ownership
NORTHWEST FINANCIAL CORP. SOLE MANAGING MEMBER 12/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC MEMBER direct 2009-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SOLE MANAGING MEMBER direct 2009-12-01
CONOVER IV, CORNELIUS, BURROUGHS SECRETARY-TREASURER 12/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01
VAN DER HEIDE, ERIC, JOEL PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
PLAGGE, JEFF VICE PRESIDENT 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2016-04-01
CONOVER, DWIGHT SHAREHOLDER NORTHWEST FINANCIAL CORPORATION 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
CONOVER IV, CORNELIUS, BURROUGHS SHAREHOLDER NORTHWEST FINANCIAL CORP. 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01

NORTHWEST WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-10-01
Name Title Start Date Direct/Indirect % Ownership
NORTHWEST FINANCIAL CORP. SOLE MANAGING MEMBER 12/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC MEMBER direct 2009-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SOLE MANAGING MEMBER direct 2009-12-01
CONOVER IV, CORNELIUS, BURROUGHS SECRETARY-TREASURER 12/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01
VAN DER HEIDE, ERIC, JOEL PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
PLAGGE, JEFF VICE PRESIDENT 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2016-04-01
CONOVER, DWIGHT SHAREHOLDER NORTHWEST FINANCIAL CORPORATION 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
CONOVER IV, CORNELIUS, BURROUGHS SHAREHOLDER NORTHWEST FINANCIAL CORP. 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01

NORTHWEST WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-05-14
Name Title Start Date Direct/Indirect % Ownership
NORTHWEST FINANCIAL CORP. SOLE MANAGING MEMBER 12/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC MEMBER direct 2009-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SOLE MANAGING MEMBER direct 2009-12-01
CONOVER IV, CORNELIUS, BURROUGHS SECRETARY-TREASURER 12/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01
VAN DER HEIDE, ERIC, JOEL PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
PLAGGE, JEFF VICE PRESIDENT 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2016-04-01
CONOVER, DWIGHT SHAREHOLDER NORTHWEST FINANCIAL CORPORATION 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
CONOVER IV, CORNELIUS, BURROUGHS SHAREHOLDER NORTHWEST FINANCIAL CORP. 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01

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