NUVEEN FUND ADVISORS, LLC

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Nuveen Fund Advisors is based out of Chicago. Nuveen Fund Advisors is a large advisory firm with 182 clients and discretionary assets under management (AUM) of $158,311,228,547 (Form ADV from 2020-11-13). Whalewisdom has at least 34 13F filings, 3 13G filings, and 10 Form 4 filings

Download 13F Summary Create Alert

12/31/2020

Top Buys

  • Name% Change

12/31/2020

Top Sells

  • Name% Change

09/30/2019

13F Activity

  • Market Value $0
  • Prior Market Value $0
  • New Purchases0 stocks
  • Additional Purchases0 stocks
  • Sold out of0 stocks
  • Reduced holdings in0 stocks
  • Top 10 Holdings % %
  • Turnover % [1]:%
  • Turnover Alt % [2]: %
  • Time Held Top20:
  • Time Held Top10:
  • Time Held All:

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2019

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: -3.65%
Performance Last 4 Quarters: 4.96%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Nuveen Asset Management, LLC

View Last Form Adv Compilation Report on Record

NUVEEN FUND ADVISORS, LLC
333 WEST WACKER DRIVE
CHICAGO IL    60606
Country: United States

Business Phone: 312-917-7700
Fax: 312-917-6912
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 94
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 182
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2),11.D (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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NUVEEN FUND ADVISORS, LLC

ownership team - last updated 2020-11-13
Name Title Start Date Direct/Indirect % Ownership
NUVEEN INVESTMENTS, INC. MANAGING MEMBER 01/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INSTITUTIONAL ADVISORY CORP STOCKHOLDER direct 1992-04-01
NUVEEN ADVISORY CORP STOCKHOLDER direct 1994-04-01
NUVEEN FUND ADVISORS, LLC MANAGING MEMBER direct 1997-01-01
RITTENHOUSE FINANCIAL SERVICES INC. STOCKHOLDER direct 1997-09-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. BENEFICIAL STOCKHOLDER direct 1999-09-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER direct 2001-07-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2001-07-01
NETNET VENTURES LLC MEMBER indirect 2001-07-01
NETNET VENTURES LLC SHAREHOLDER OF NIH indirect 2001-07-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC MANAGING MEMBER direct 2003-05-01
SANTA BARBARA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MANAGING MEMBER indirect 2006-02-01
NUVEEN ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-12-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2011-09-01
GRESHAM INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2011-12-01
WINSLOW CAPITAL MANAGEMENT INC MANAGING MEMBER indirect 2012-06-01
NUVEEN ADVISORY CORP BENEFICIAL STOCKHOLDER direct 1994-04-01 2002-10-25
INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC MANAGING MEMBER direct 2002-05-01 2005-04-18
NUVEEN GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2005-12-01 2005-12-07
NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC STOCKHOLDER direct 2003-05-01 2007-11-21
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2010-10-22
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2010-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2011-05-23
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2011-11-22
WINSLOW CAPITAL MANAGEMENT INC STOCKHOLDER direct 2008-12-01 2012-03-20
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2012-12-10
NUVEEN ASSET MANAGEMENT INC STOCKHOLDER direct 1997-01-01 2013-01-08
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2001-07-01 2014-08-27
MCCARTHY, KEVIN, J SENIOR MANAGING DIRECTOR 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2011-01-01
PERRY, MICHAEL, A EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
BANC OF AMERICA INVESTMENT ADVISORS, INC. PRESIDENT AND DIRECTOR direct 2009-01-01
UBS FUND ADVISOR, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS FUND ADVISOR, L.L.C. VICE PRESIDENT direct 2010-01-01
UBS EUCALYPTUS MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS WILLOW MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS JUNIPER MANAGEMENT, L.L.C. AUTHORIZED OFFICER direct 2010-01-01
UBS TAMARACK MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
MANAGED ACCOUNT ADVISORS, LLC PRESIDENT direct 2006-11-01
MANAGED ACCOUNT ADVISORS LLC PRESIDENT AND DIRECTOR direct 2009-02-01
Mogavero, Erik CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. CHIEF COMPLIANCE OFFICER direct 2016-06-01
NUVEEN FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER direct 2005-06-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2005-06-01
ROHRBACHER, CHRISTOPHER, M GENERAL COUNSEL 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2019-03-01
Craun, Sheryl, Byers HEAD OF GLOBAL INVESTMENT OPERATIONS 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
TEACHERS ADVISORS, LLC SENIOR MANAGING DIRECTOR, HEAD GLOBAL INVESTMENTS OPERATIONS direct 2020-01-01
FARRIS, JORDAN, MARK MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC MANAGING DIRECTOR direct 2020-11-01
STICKROD, CHRISTOPHER, EUGENE SENIOR MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2020-11-01
LAMB, DAVID, JOSEPH MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC MANAGING DIRECTOR direct 2020-11-01
Morgan, Deann, Dubey PRESIDENT 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC MANAGER direct 2009-08-01
MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC INTERIM PRESIDENT & CEO/MANAGER direct 2012-04-01
MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC MANAGER direct 2012-04-01
BLACKSTONE TOTAL ALTERNATIVES SOLUTION ADVISORS L.L.C. CHIEF OPERATING OFFICER direct 2014-04-01
LONGERSTAEY, JACQUES, MICHEL SENIOR MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL DIRECTOR direct 2000-09-01 2001-04-30
Salami, Oluseun EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2020-11-01
NUVEEN HOLDINGS, INC. SHAREHOLDER NUVEEN INVESTMENTS, INC. 11/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENT SOLUTIONS, INC. OWNER indirect 2007-11-01
RITTENHOUSE ASSET MANAGEMENT, INC. OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
NUVEEN HYDEPARK GROUP, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. OWNER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC OWNER indirect 2007-11-01
GRESHAM INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC OWNER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC OWNER indirect 2010-12-01
NUVEEN FUND ADVISORS, INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN FINANCE, LLC SHAREHOLDER NUVEEN HOLDINGS 1, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN, LLC MEMBER NUVEEN FINANCE, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-08-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-12-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2016-02-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-12-01
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA MEMBER NUVEEN, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER OF APPLICANT direct 1990-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC MEMBER indirect 2001-12-01
TIAA ADVISORY SERVICES, LLC SOLE MEMBER indirect 2001-12-01
KASPICK & COMPANY, LLC SOLE OWNER indirect 2006-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE OWNER indirect 2010-08-01
STONEPEAK PARTNERS LP SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC indirect 2011-08-01
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC SHAREHHOLDER indirect 2012-07-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER direct 2015-03-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TIAA FSB HOLDINGS, INC. indirect 2017-06-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01 2003-04-10
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01 2005-02-01
LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01 2006-03-31
TEACHERS ADVISORS INC. SHAREHOLDER indirect 1998-10-01 2008-10-02
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECT OWNER direct 1990-09-01 2011-09-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-02-29
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-03-27
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2013-04-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2013-04-19
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2013-11-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-03-28
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2014-10-17
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-11-11
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2014-12-15
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2015-02-18
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2015-03-16
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2015-03-18
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2015-03-20
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-03-30
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-03-30
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2015-03-31
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2015-05-08
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-08-17
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-09-25
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2015-10-13
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2015-10-15
TIAA-CREF HOLDCO SUBSIDIARY, LLC SHAREHOLDER indirect 2014-07-01 2015-11-05
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01 2015-12-07
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-01-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-03-24
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2016-06-20
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-06-23
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-07-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-08-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2016-08-12
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2016-09-14
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01 2017-01-12
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2017-01-20
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-31
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2017-04-20
TIAA BOARD OF OVERSEERS SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AGR PARTNERS LLC SHAREHOLDER indirect 1918-03-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1938-06-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER indirect 1990-09-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC SHAREHOLDER indirect 1993-10-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01
COVARIANCE CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2010-08-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA indirect 2017-06-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS SHAREHOLDER indirect 1993-10-01 2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1993-10-01 2008-09-29
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1993-10-01 2008-10-02
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1998-05-01 2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01 2012-03-27
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2014-11-11
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 1938-06-01 2017-01-12
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2017-01-20
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2017-01-20
NUVEEN HOLDINGS 1, INC. SHAREHOLDER NUVEEN HOLDINGS, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01

NUVEEN FUND ADVISORS, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

NUVEEN FUND ADVISORS, LLC

ownership team - last updated 2019-10-30
Name Title Start Date Direct/Indirect % Ownership
NUVEEN INVESTMENTS, INC. MANAGING MEMBER 01/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INSTITUTIONAL ADVISORY CORP STOCKHOLDER direct 1992-04-01
NUVEEN ADVISORY CORP STOCKHOLDER direct 1994-04-01
NUVEEN FUND ADVISORS, LLC MANAGING MEMBER direct 1997-01-01
RITTENHOUSE FINANCIAL SERVICES INC. STOCKHOLDER direct 1997-09-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. BENEFICIAL STOCKHOLDER direct 1999-09-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER direct 2001-07-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2001-07-01
NETNET VENTURES LLC MEMBER indirect 2001-07-01
NETNET VENTURES LLC SHAREHOLDER OF NIH indirect 2001-07-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC MANAGING MEMBER direct 2003-05-01
SANTA BARBARA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MANAGING MEMBER indirect 2006-02-01
NUVEEN ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-12-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2011-09-01
GRESHAM INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2011-12-01
WINSLOW CAPITAL MANAGEMENT INC MANAGING MEMBER indirect 2012-06-01
NUVEEN ADVISORY CORP BENEFICIAL STOCKHOLDER direct 1994-04-01 2002-10-25
INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC MANAGING MEMBER direct 2002-05-01 2005-04-18
NUVEEN GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2005-12-01 2005-12-07
NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC STOCKHOLDER direct 2003-05-01 2007-11-21
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2010-10-22
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2010-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2011-05-23
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2011-11-22
WINSLOW CAPITAL MANAGEMENT INC STOCKHOLDER direct 2008-12-01 2012-03-20
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2012-12-10
NUVEEN ASSET MANAGEMENT INC STOCKHOLDER direct 1997-01-01 2013-01-08
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2001-07-01 2014-08-27
ZIMMERMAN, GIFFORD, ROSS CO-GENERAL COUNSEL 05/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN INSTITUTIONAL ADVISORY CORP GENERAL COUNSEL direct 1999-07-01
NUVEEN ADVISORY CORP GENERAL COUNSEL direct 1999-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. VICE PRESIDENT AND ASSISTANT SECRETARY direct 1999-10-01
NUVEEN FUND ADVISORS, INC. CO-GENERAL COUNSEL direct 2002-05-01
NUVEEN ASSET MANAGEMENT INC. MANAGING DIRECTOR AND ASSISTANT SECRETARY direct 2002-05-01 2010-11-17
NUVEEN ASSET MANAGEMENT CHIEF LEGAL OFFICER direct 2002-05-01 2012-03-27
COOK, MARGO, L PRESIDENT 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT INVESTMENT SERVICES direct 2010-12-01
NUVEEN FUND ADVISORS, LLC SENIOR EXECUTIVE VICE PRESIDENT direct 2010-12-01
NUVEEN FUND ADVISORS, LLC CO-PRESIDENT direct 2010-12-01
NUVEEN FUND ADVISORS, LLC PRESIDENT direct 2010-12-01
THE BANK OF NEW YORK SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT direct 2003-10-01
THE BANK OF NEW YORK SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK direct 2003-10-01
THE BANK OF NEW YORK EXECUTIVE VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK direct 2003-10-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR direct 2008-03-01
GANNETT WELSH & KOTLER, LLC DIRECTOR direct 2006-10-01
MCCARTHY, KEVIN, J SENIOR MANAGING DIRECTOR 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2011-01-01
WACHTER, AUSTIN, PENN CONTROLLER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CONTROLLER direct 2017-03-01
TEACHERS ADVISORS, INC. VICE PRESIDENT, FUNDS TREASURER direct 2015-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC VICE PRESIDENT, FUNDS TREASURER direct 2015-07-01
NUVEEN INVESTMENTS ADVISERS, LLC CONTROLLER direct 2017-03-01
NUVEEN ASSET MANAGEMENT, LLC CONTROLLER direct 2017-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC MD, CONTROLLER direct 2017-08-01
PERRY, MICHAEL, A EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
BANC OF AMERICA INVESTMENT ADVISORS, INC. PRESIDENT AND DIRECTOR direct 2009-01-01
UBS FUND ADVISOR, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS FUND ADVISOR, L.L.C. VICE PRESIDENT direct 2010-01-01
UBS EUCALYPTUS MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS WILLOW MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS JUNIPER MANAGEMENT, L.L.C. AUTHORIZED OFFICER direct 2010-01-01
UBS TAMARACK MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
MANAGED ACCOUNT ADVISORS, LLC PRESIDENT direct 2006-11-01
MANAGED ACCOUNT ADVISORS LLC PRESIDENT AND DIRECTOR direct 2009-02-01
Mogavero, Erik CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. CHIEF COMPLIANCE OFFICER direct 2016-06-01
NUVEEN FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER direct 2005-06-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2005-06-01
ANTOSIEWICZ, CEDRIC, HENRY SENIOR MANAGING DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2018-03-01
BOTTJER, GREG, ANDREW SENIOR MANAGING DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2018-03-01
MILLER, HOLLY, HYLTON HEAD OF GLOBAL INVESTMENT OPERATIONS 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 2002-01-01
M.D. SASS MANAGEMENT, INC. SR. VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
RE/ENTERPRISE ASSET MANAGEMENT, L.L.C. CHIEF OPERATING OFFICER direct 2006-09-01
RESURGENCE ASSET MANAGEMENT INTERNATIONAL, L.L.C. CHIEF OPERATING OFFICER direct 2008-01-01
M.D. SASS INVESTORS SERVICES, INC. SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
M.D. SASS ASSOCIATES INC. SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. SR. VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
ROHRBACHER, CHRISTOPHER, M CO-GENERAL COUNSEL 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2019-03-01
STENERSEN, JAMES, STONE SENIOR MANAGING DIRECTOR 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN ALTERNATIVES ADVISORS LLC SMD, CHIEF RISK OFFICER direct 2019-01-01
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2019-03-01
NUVEEN CAPITAL MARKETS LLC SENIOR MANAGING DIRECTOR direct 2019-03-01
NUVEEN HOLDINGS, INC. SHAREHOLDER NUVEEN INVESTMENTS, INC. 11/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENT SOLUTIONS, INC. OWNER indirect 2007-11-01
RITTENHOUSE ASSET MANAGEMENT, INC. OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
NUVEEN HYDEPARK GROUP, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. OWNER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC OWNER indirect 2007-11-01
GRESHAM INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC OWNER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC OWNER indirect 2010-12-01
NUVEEN FUND ADVISORS, INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN FINANCE, LLC SHAREHOLDER NUVEEN HOLDINGS 1, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN, LLC MEMBER NUVEEN FINANCE, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-08-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-12-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2016-02-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-12-01
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA MEMBER NUVEEN, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER OF APPLICANT direct 1990-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC MEMBER indirect 2001-12-01
TIAA ADVISORY SERVICES, LLC SOLE MEMBER indirect 2001-12-01
KASPICK & COMPANY, LLC SOLE OWNER indirect 2006-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE OWNER indirect 2010-08-01
STONEPEAK PARTNERS LP SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC indirect 2011-08-01
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC SHAREHHOLDER indirect 2012-07-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER direct 2015-03-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TIAA FSB HOLDINGS, INC. indirect 2017-06-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01 2003-04-10
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01 2005-02-01
LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01 2006-03-31
TEACHERS ADVISORS INC. SHAREHOLDER indirect 1998-10-01 2008-10-02
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECT OWNER direct 1990-09-01 2011-09-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-02-29
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-03-27
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2013-04-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2013-04-19
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2013-11-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-03-28
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2014-10-17
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-11-11
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2014-12-15
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2015-02-18
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2015-03-16
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2015-03-18
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2015-03-20
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-03-30
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-03-30
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2015-03-31
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2015-05-08
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-08-17
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-09-25
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2015-10-13
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2015-10-15
TIAA-CREF HOLDCO SUBSIDIARY, LLC SHAREHOLDER indirect 2014-07-01 2015-11-05
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01 2015-12-07
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-01-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-03-24
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2016-06-20
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-06-23
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-07-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-08-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2016-08-12
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2016-09-14
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01 2017-01-12
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2017-01-20
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-31
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2017-04-20
TIAA BOARD OF OVERSEERS SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AGR PARTNERS LLC SHAREHOLDER indirect 1918-03-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1938-06-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER indirect 1990-09-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC SHAREHOLDER indirect 1993-10-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01
COVARIANCE CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2010-08-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA indirect 2017-06-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS SHAREHOLDER indirect 1993-10-01 2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1993-10-01 2008-09-29
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1993-10-01 2008-10-02
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1998-05-01 2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01 2012-03-27
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2014-11-11
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 1938-06-01 2017-01-12
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2017-01-20
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2017-01-20
NUVEEN HOLDINGS 1, INC. SHAREHOLDER NUVEEN HOLDINGS, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01

NUVEEN FUND ADVISORS, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
NUVEEN INVESTMENTS, INC. MANAGING MEMBER 01/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INSTITUTIONAL ADVISORY CORP STOCKHOLDER direct 1992-04-01
NUVEEN ADVISORY CORP STOCKHOLDER direct 1994-04-01
NUVEEN FUND ADVISORS, LLC MANAGING MEMBER direct 1997-01-01
RITTENHOUSE FINANCIAL SERVICES INC. STOCKHOLDER direct 1997-09-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. BENEFICIAL STOCKHOLDER direct 1999-09-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER direct 2001-07-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2001-07-01
NETNET VENTURES LLC MEMBER indirect 2001-07-01
NETNET VENTURES LLC SHAREHOLDER OF NIH indirect 2001-07-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC MANAGING MEMBER direct 2003-05-01
SANTA BARBARA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MANAGING MEMBER indirect 2006-02-01
NUVEEN ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-12-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2011-09-01
GRESHAM INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2011-12-01
WINSLOW CAPITAL MANAGEMENT INC MANAGING MEMBER indirect 2012-06-01
NUVEEN ADVISORY CORP BENEFICIAL STOCKHOLDER direct 1994-04-01 2002-10-25
INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC MANAGING MEMBER direct 2002-05-01 2005-04-18
NUVEEN GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2005-12-01 2005-12-07
NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC STOCKHOLDER direct 2003-05-01 2007-11-21
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2010-10-22
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2010-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2011-05-23
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2011-11-22
WINSLOW CAPITAL MANAGEMENT INC STOCKHOLDER direct 2008-12-01 2012-03-20
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2012-12-10
NUVEEN ASSET MANAGEMENT INC STOCKHOLDER direct 1997-01-01 2013-01-08
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2001-07-01 2014-08-27
ZIMMERMAN, GIFFORD, ROSS CO-GENERAL COUNSEL 05/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN INSTITUTIONAL ADVISORY CORP GENERAL COUNSEL direct 1999-07-01
NUVEEN ADVISORY CORP GENERAL COUNSEL direct 1999-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. VICE PRESIDENT AND ASSISTANT SECRETARY direct 1999-10-01
NUVEEN FUND ADVISORS, INC. CO-GENERAL COUNSEL direct 2002-05-01
NUVEEN ASSET MANAGEMENT INC. MANAGING DIRECTOR AND ASSISTANT SECRETARY direct 2002-05-01 2010-11-17
NUVEEN ASSET MANAGEMENT CHIEF LEGAL OFFICER direct 2002-05-01 2012-03-27
COOK, MARGO, L PRESIDENT 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT INVESTMENT SERVICES direct 2010-12-01
NUVEEN FUND ADVISORS, LLC SENIOR EXECUTIVE VICE PRESIDENT direct 2010-12-01
NUVEEN FUND ADVISORS, LLC CO-PRESIDENT direct 2010-12-01
NUVEEN FUND ADVISORS, LLC PRESIDENT direct 2010-12-01
THE BANK OF NEW YORK SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT direct 2003-10-01
THE BANK OF NEW YORK SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK direct 2003-10-01
THE BANK OF NEW YORK EXECUTIVE VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK direct 2003-10-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR direct 2008-03-01
GANNETT WELSH & KOTLER, LLC DIRECTOR direct 2006-10-01
MCCARTHY, KEVIN, J SENIOR MANAGING DIRECTOR 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2011-01-01
WACHTER, AUSTIN, PENN CONTROLLER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CONTROLLER direct 2017-03-01
TEACHERS ADVISORS, INC. VICE PRESIDENT, FUNDS TREASURER direct 2015-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC VICE PRESIDENT, FUNDS TREASURER direct 2015-07-01
NUVEEN INVESTMENTS ADVISERS, LLC CONTROLLER direct 2017-03-01
NUVEEN ASSET MANAGEMENT, LLC CONTROLLER direct 2017-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC MD, CONTROLLER direct 2017-08-01
PERRY, MICHAEL, A EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
BANC OF AMERICA INVESTMENT ADVISORS, INC. PRESIDENT AND DIRECTOR direct 2009-01-01
UBS FUND ADVISOR, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS FUND ADVISOR, L.L.C. VICE PRESIDENT direct 2010-01-01
UBS EUCALYPTUS MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS WILLOW MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS JUNIPER MANAGEMENT, L.L.C. AUTHORIZED OFFICER direct 2010-01-01
UBS TAMARACK MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
MANAGED ACCOUNT ADVISORS, LLC PRESIDENT direct 2006-11-01
MANAGED ACCOUNT ADVISORS LLC PRESIDENT AND DIRECTOR direct 2009-02-01
Mogavero, Erik CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. CHIEF COMPLIANCE OFFICER direct 2016-06-01
NUVEEN FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER direct 2005-06-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2005-06-01
ANTOSIEWICZ, CEDRIC, HENRY SENIOR MANAGING DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2018-03-01
BOTTJER, GREG, ANDREW SENIOR MANAGING DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2018-03-01
MILLER, HOLLY, HYLTON HEAD OF GLOBAL INVESTMENT OPERATIONS 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 2002-01-01
M.D. SASS MANAGEMENT, INC. SR. VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
RE/ENTERPRISE ASSET MANAGEMENT, L.L.C. CHIEF OPERATING OFFICER direct 2006-09-01
RESURGENCE ASSET MANAGEMENT INTERNATIONAL, L.L.C. CHIEF OPERATING OFFICER direct 2008-01-01
M.D. SASS INVESTORS SERVICES, INC. SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
M.D. SASS ASSOCIATES INC. SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. SR. VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
ROHRBACHER, CHRISTOPHER, M CO-GENERAL COUNSEL 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2019-03-01
STENERSEN, JAMES, STONE SENIOR MANAGING DIRECTOR 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN ALTERNATIVES ADVISORS LLC SMD, CHIEF RISK OFFICER direct 2019-01-01
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2019-03-01
NUVEEN CAPITAL MARKETS LLC SENIOR MANAGING DIRECTOR direct 2019-03-01
NUVEEN HOLDINGS, INC. SHAREHOLDER NUVEEN INVESTMENTS, INC. 11/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENT SOLUTIONS, INC. OWNER indirect 2007-11-01
RITTENHOUSE ASSET MANAGEMENT, INC. OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
NUVEEN HYDEPARK GROUP, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. OWNER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC OWNER indirect 2007-11-01
GRESHAM INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC OWNER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC OWNER indirect 2010-12-01
NUVEEN FUND ADVISORS, INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN FINANCE, LLC SHAREHOLDER NUVEEN HOLDINGS 1, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN, LLC MEMBER NUVEEN FINANCE, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-08-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-12-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2016-02-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-12-01
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA MEMBER NUVEEN, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER OF APPLICANT direct 1990-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC MEMBER indirect 2001-12-01
TIAA ADVISORY SERVICES, LLC SOLE MEMBER indirect 2001-12-01
KASPICK & COMPANY, LLC SOLE OWNER indirect 2006-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE OWNER indirect 2010-08-01
STONEPEAK PARTNERS LP SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC indirect 2011-08-01
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC SHAREHHOLDER indirect 2012-07-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER direct 2015-03-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TIAA FSB HOLDINGS, INC. indirect 2017-06-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01 2003-04-10
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01 2005-02-01
LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01 2006-03-31
TEACHERS ADVISORS INC. SHAREHOLDER indirect 1998-10-01 2008-10-02
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECT OWNER direct 1990-09-01 2011-09-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-02-29
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-03-27
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2013-04-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2013-04-19
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2013-11-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-03-28
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2014-10-17
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-11-11
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2014-12-15
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2015-02-18
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2015-03-16
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2015-03-18
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2015-03-20
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-03-30
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-03-30
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2015-03-31
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2015-05-08
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-08-17
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-09-25
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2015-10-13
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2015-10-15
TIAA-CREF HOLDCO SUBSIDIARY, LLC SHAREHOLDER indirect 2014-07-01 2015-11-05
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01 2015-12-07
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-01-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-03-24
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2016-06-20
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-06-23
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-07-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-08-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2016-08-12
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2016-09-14
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01 2017-01-12
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2017-01-20
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-31
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2017-04-20
TIAA BOARD OF OVERSEERS SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AGR PARTNERS LLC SHAREHOLDER indirect 1918-03-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1938-06-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER indirect 1990-09-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC SHAREHOLDER indirect 1993-10-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01
COVARIANCE CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2010-08-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA indirect 2017-06-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS SHAREHOLDER indirect 1993-10-01 2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1993-10-01 2008-09-29
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1993-10-01 2008-10-02
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1998-05-01 2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01 2012-03-27
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2014-11-11
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 1938-06-01 2017-01-12
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2017-01-20
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2017-01-20
NUVEEN HOLDINGS 1, INC. SHAREHOLDER NUVEEN HOLDINGS, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01

NUVEEN FUND ADVISORS, LLC

ownership team - last updated 2017-08-23
Name Title Start Date Direct/Indirect % Ownership
Mogavero, Erik CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. CHIEF COMPLIANCE OFFICER direct 2016-06-01
NUVEEN FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER direct 2005-06-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2005-06-01
PERRY, MICHAEL, A EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
BANC OF AMERICA INVESTMENT ADVISORS, INC. PRESIDENT AND DIRECTOR direct 2009-01-01
UBS FUND ADVISOR, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS FUND ADVISOR, L.L.C. VICE PRESIDENT direct 2010-01-01
UBS EUCALYPTUS MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS WILLOW MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS JUNIPER MANAGEMENT, L.L.C. AUTHORIZED OFFICER direct 2010-01-01
UBS TAMARACK MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
MANAGED ACCOUNT ADVISORS, LLC PRESIDENT direct 2006-11-01
MANAGED ACCOUNT ADVISORS LLC PRESIDENT AND DIRECTOR direct 2009-02-01
BECK, MICHELLE, MCCARTHY EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
TEACHERS ADVISORS, INC. CHIEF RISK OFFICER, TIAA GLOBAL ASSET MANAGEMENT direct 2016-09-01
TEACHERS ADVISORS, LLC EVP, CHIEF RISK OFFICER direct 2016-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC CHIEF RISK OFFICER, TIAA GLOBAL ASSET MANAGEMENT direct 2016-09-01
TIAA-CREF INVESTMENT MANAGEMENT LLC EVP, CHIEF RISK OFFICER direct 2016-12-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC CHIEF RISK OFFICER direct 2016-12-01
WHELAN, DIANE, M EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
CICCARONE, ANTHONY, E EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
WACHTER, AUSTIN, PENN CONTROLLER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CONTROLLER direct 2017-03-01
TEACHERS ADVISORS, INC. VICE PRESIDENT, FUNDS TREASURER direct 2015-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC VICE PRESIDENT, FUNDS TREASURER direct 2015-07-01
NUVEEN INVESTMENTS ADVISERS, LLC CONTROLLER direct 2017-03-01
NUVEEN ASSET MANAGEMENT, LLC CONTROLLER direct 2017-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC MD, CONTROLLER direct 2017-08-01
PRUDHOMME, KATHLEEN, ANN CO-GENERAL COUNSEL 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2011-01-01
MCCARTHY, KEVIN, J CO-GENERAL COUNSEL 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2011-01-01
COOK, MARGO, L PRESIDENT 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT INVESTMENT SERVICES direct 2010-12-01
NUVEEN FUND ADVISORS, LLC SENIOR EXECUTIVE VICE PRESIDENT direct 2010-12-01
NUVEEN FUND ADVISORS, LLC CO-PRESIDENT direct 2010-12-01
NUVEEN FUND ADVISORS, LLC PRESIDENT direct 2010-12-01
THE BANK OF NEW YORK SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT direct 2003-10-01
THE BANK OF NEW YORK SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK direct 2003-10-01
THE BANK OF NEW YORK EXECUTIVE VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK direct 2003-10-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR direct 2008-03-01
GANNETT WELSH & KOTLER, LLC DIRECTOR direct 2006-10-01
ZIMMERMAN, GIFFORD, ROSS CO-GENERAL COUNSEL 05/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN INSTITUTIONAL ADVISORY CORP GENERAL COUNSEL direct 1999-07-01
NUVEEN ADVISORY CORP GENERAL COUNSEL direct 1999-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. VICE PRESIDENT AND ASSISTANT SECRETARY direct 1999-10-01
NUVEEN FUND ADVISORS, INC. CO-GENERAL COUNSEL direct 2002-05-01
NUVEEN ASSET MANAGEMENT INC. MANAGING DIRECTOR AND ASSISTANT SECRETARY direct 2002-05-01 2010-11-17
NUVEEN ASSET MANAGEMENT CHIEF LEGAL OFFICER direct 2002-05-01 2012-03-27
NUVEEN INVESTMENTS, INC. MANAGING MEMBER 01/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INSTITUTIONAL ADVISORY CORP STOCKHOLDER direct 1992-04-01
NUVEEN ADVISORY CORP STOCKHOLDER direct 1994-04-01
NUVEEN FUND ADVISORS, LLC MANAGING MEMBER direct 1997-01-01
RITTENHOUSE FINANCIAL SERVICES INC. STOCKHOLDER direct 1997-09-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. BENEFICIAL STOCKHOLDER direct 1999-09-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER direct 2001-07-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2001-07-01
NETNET VENTURES LLC MEMBER indirect 2001-07-01
NETNET VENTURES LLC SHAREHOLDER OF NIH indirect 2001-07-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC MANAGING MEMBER direct 2003-05-01
SANTA BARBARA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MANAGING MEMBER indirect 2006-02-01
NUVEEN ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-12-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2011-09-01
GRESHAM INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2011-12-01
WINSLOW CAPITAL MANAGEMENT INC MANAGING MEMBER indirect 2012-06-01
NUVEEN ADVISORY CORP BENEFICIAL STOCKHOLDER direct 1994-04-01 2002-10-25
INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC MANAGING MEMBER direct 2002-05-01 2005-04-18
NUVEEN GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2005-12-01 2005-12-07
NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC STOCKHOLDER direct 2003-05-01 2007-11-21
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2010-10-22
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2010-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2011-05-23
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2011-11-22
WINSLOW CAPITAL MANAGEMENT INC STOCKHOLDER direct 2008-12-01 2012-03-20
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2012-12-10
NUVEEN ASSET MANAGEMENT INC STOCKHOLDER direct 1997-01-01 2013-01-08
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2001-07-01 2014-08-27
NUVEEN HOLDINGS 1, INC. SHAREHOLDER NUVEEN HOLDINGS, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
TIAA BOARD OF OVERSEERS SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AGR PARTNERS LLC SHAREHOLDER indirect 1918-03-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1938-06-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER indirect 1990-09-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC SHAREHOLDER indirect 1993-10-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01
COVARIANCE CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2010-08-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA indirect 2017-06-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS SHAREHOLDER indirect 1993-10-01 2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1993-10-01 2008-09-29
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1993-10-01 2008-10-02
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1998-05-01 2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01 2012-03-27
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2014-11-11
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 1938-06-01 2017-01-12
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2017-01-20
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2017-01-20
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA MEMBER NUVEEN, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER OF APPLICANT direct 1990-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC MEMBER indirect 2001-12-01
TIAA ADVISORY SERVICES, LLC SOLE MEMBER indirect 2001-12-01
KASPICK & COMPANY, LLC SOLE OWNER indirect 2006-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE OWNER indirect 2010-08-01
STONEPEAK PARTNERS LP SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC indirect 2011-08-01
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC SHAREHHOLDER indirect 2012-07-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER direct 2015-03-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TIAA FSB HOLDINGS, INC. indirect 2017-06-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01 2003-04-10
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01 2005-02-01
LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01 2006-03-31
TEACHERS ADVISORS INC. SHAREHOLDER indirect 1998-10-01 2008-10-02
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECT OWNER direct 1990-09-01 2011-09-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-02-29
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-03-27
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2013-04-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2013-04-19
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2013-11-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-03-28
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2014-10-17
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-11-11
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2014-12-15
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2015-02-18
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2015-03-16
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2015-03-18
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2015-03-20
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-03-30
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-03-30
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2015-03-31
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2015-05-08
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-08-17
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-09-25
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2015-10-13
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2015-10-15
TIAA-CREF HOLDCO SUBSIDIARY, LLC SHAREHOLDER indirect 2014-07-01 2015-11-05
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01 2015-12-07
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-01-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-03-24
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2016-06-20
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-06-23
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-07-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-08-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2016-08-12
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2016-09-14
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01 2017-01-12
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2017-01-20
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-31
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2017-04-20
NUVEEN, LLC MEMBER NUVEEN FINANCE, LLC 10/01/2014 Indirect 75% or more
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NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-08-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-12-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2016-02-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-12-01
NUVEEN FINANCE, LLC SHAREHOLDER NUVEEN HOLDINGS 1, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN HOLDINGS, INC. SHAREHOLDER NUVEEN INVESTMENTS, INC. 11/01/2007 Indirect 75% or more
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NUVEEN INVESTMENT SOLUTIONS, INC. OWNER indirect 2007-11-01
RITTENHOUSE ASSET MANAGEMENT, INC. OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
NUVEEN HYDEPARK GROUP, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. OWNER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC OWNER indirect 2007-11-01
GRESHAM INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC OWNER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC OWNER indirect 2010-12-01
NUVEEN FUND ADVISORS, INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2007-11-01

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