NVWM, LLC

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Nvwm is based out of Ewing. Nvwm is a large advisory firm with 328 clients and discretionary assets under management (AUM) of $223,784,908 (Form ADV from 2019-03-27). Their last reported 13F filing for Q3 2019 included $162,761,000 in managed 13F securities and a top 10 holdings concentration of 25.23%. Nvwm's largest holding is Microsoft Corp. with shares held of 46,857. Whalewisdom has at least 9 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $162.761 Million
  • Prior Market Value $165.795 Million
  • New Purchases24 stocks
  • Additional Purchases84 stocks
  • Sold out of36 stocks
  • Reduced holdings in100 stocks
  • Top 10 Holdings % 25.23 %
  • Turnover % [1]:15.46%
  • Turnover Alt % [2]: 10.80 %
  • Time Held Top20:4.20 quarters
  • Time Held Top10:5.10 quarters
  • Time Held All:5.05 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.84%
Performance Last 4 Quarters: -0.15%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR/A (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

VENTURA WEALTH MANAGEMENT
200 PRINCETON SOUTH CORPORATE CENTER SUITE 150
EWING NJ    08628
Country: United States

Business Phone: (609) 671-9100
Fax: (609) 671-9199
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NJ
Number of employees: 7
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 20,328,000
Total Number of Clients: 328
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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NVWM LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
VENTURA, NICHOLAS, VINCENT MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 11/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
NVWM LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2004-11-01
NVWM LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2004-11-01
MCELWEE, DANIEL, HENRY MEMBER, EXECUTIVE VICE PRESIDENT 02/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NVWM LLC MEMBER, EXECUTIVE VICE PRESIDENT direct 2018-02-01

NVWM LLC

ownership team - last updated 2017-04-28
Name Title Start Date Direct/Indirect % Ownership
VENTURA, NICHOLAS, VINCENT MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 11/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
NVWM LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2004-11-01
NVWM LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2004-11-01

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