ONEASCENT FINANCIAL SERVICES LLC

https://hanner.oneascent.com/ BIRMINGHAM, AL Investment Advisor How do I update this listing?

Oneascent Financial Services is based out of Birmingham. Oneascent Financial Services is a large advisory firm with 668 clients and discretionary assets under management (AUM) of $278,454,349 (Form ADV from 2019-09-26). Their last reported 13F filing for Q3 2019 included $22,400,000 in managed 13F securities and a top 10 holdings concentration of 90.01%. Oneascent Financial Services's largest holding is Apple Inc with shares held of 28,523. Whalewisdom has at least 2 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $22.4 Million
  • Prior Market Value $146.004 Million
  • New Purchases10 stocks
  • Additional Purchases4 stocks
  • Sold out of216 stocks
  • Reduced holdings in4 stocks
  • Top 10 Holdings % 90.01 %
  • Turnover % [1]:1,255.56%
  • Turnover Alt % [2]: 626.97 %
  • Time Held Top20:0.11 quarters
  • Time Held Top10:0.20 quarters
  • Time Held All:0.44 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 9.25%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ONEASCENT FINANCIAL SERVICES LLC
23 INVERNESS PARKWAY
BIRMINGHAM AL    35242
Country: United States

Business Phone: 205-313-9142
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 22
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 158,204,000
Total Number of Clients: 668
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ONEASCENT FINANCIAL SERVICES LLC

ownership team - last updated 2019-09-26
Name Title Start Date Direct/Indirect % Ownership
SWAYZE, ASHLEIGH, COOPER CHIEF COMPLIANCE OFFICER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLEACHER FUND ADVISORS LP CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & GENERAL COUNSEL direct 2004-05-01
GLEACHER FUND ADVISORS LP CHIEF COMPLIANCE OFFICER direct 2004-05-01
GLEACHER ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2004-05-01
CAMELOT PORTFOLIOS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
ARROWHEAD MEZZANINE, LLC CHIEF COMPLIANCE OFFICER direct 2013-01-01
GRIDIRON CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2013-07-01
RPM CAPITAL MANAGEMENT, LLC CCO direct 2015-03-01
CAMELOT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
CAMELOT FUNDS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
MUNN WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
ONEASCENT FINANCIAL SERVICES LLC CHIEF COMPLIANCE OFFICER direct 2016-08-01
ARROWHEAD INVESTMENT MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-08-01
ONEASCENT FINANCIAL SOLUTIONS LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
COMPOUND CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
ONEASCENT HOLDINGS LLC OWNER 02/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC OWNER direct 2017-02-01
PEARSON, HARRY, NOBLE MANAGER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC OWNER indirect 2017-02-01
ONEASCENT FINANCIAL SERVICES LLC MANAGER direct 2017-02-01
Grubb, Robert, Wayne CHIEF OPERATING OFFICER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC CHIEF OPERATING OFFICER direct 2016-02-01
ONEASCENT FINANCIAL SERVICES LLC CHIEF OPERATING OFFICER indirect 2016-02-01
ONEASCENT INVESTMENT SOLUTIONS, LLC CHIEF OPERATING OFFICER indirect 2016-02-01
PEARSON, HARRY, NOBLE OWNER ONEASCENT HOLDINGS LLC 02/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC OWNER indirect 2017-02-01
ONEASCENT FINANCIAL SERVICES LLC MANAGER direct 2017-02-01
Grubb, Robert, Wayne CHIEF OPERATING OFFICER ONEASCENT HOLDINGS LLC 02/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC CHIEF OPERATING OFFICER direct 2016-02-01
ONEASCENT FINANCIAL SERVICES LLC CHIEF OPERATING OFFICER indirect 2016-02-01
ONEASCENT INVESTMENT SOLUTIONS, LLC CHIEF OPERATING OFFICER indirect 2016-02-01
ROGERS, JEFFREY, PAUL OWNER ONEASCENT HOLDINGS LLC 02/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
THE STEWARDSHIP ALLIANCE, LLC MANAGER, CHAIRMAN, BOARD OF MANAGERS direct 2004-01-01
STEWARDSHIP ASSET MANAGEMENT, LLC MANAGING MEMBER AND CHIEF INSPIRATION OFFICER direct 2006-10-01
STEWARDSHIP ADVISORY GROUP, LLC MANAGING MEMBER, CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-11-01
THE STEWARDSHIP ALLIANCE, LLC VICE-PRESIDENT direct 2002-01-01 2003-01-22
THE STEWARDSHIP ALLIANCE, LLC MANAGER, BOARD OF MANAGERS direct 2002-07-01 2004-01-02
STEWARDSHIP ASSET MANAGEMENT, LLC CHIEF INSPIRATION OFFICER direct 2006-10-01 2008-06-23
STEWARDSHIP ADVISORY GROUP, LLC CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-11-01 2013-02-22

ONEASCENT FINANCIAL SERVICES LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
SWAYZE, ASHLEIGH, COOPER CHIEF COMPLIANCE OFFICER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLEACHER FUND ADVISORS LP CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & GENERAL COUNSEL direct 2004-05-01
GLEACHER FUND ADVISORS LP CHIEF COMPLIANCE OFFICER direct 2004-05-01
GLEACHER ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2004-05-01
CAMELOT PORTFOLIOS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
ARROWHEAD MEZZANINE, LLC CHIEF COMPLIANCE OFFICER direct 2013-01-01
GRIDIRON CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2013-07-01
RPM CAPITAL MANAGEMENT, LLC CCO direct 2015-03-01
CAMELOT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
CAMELOT FUNDS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
MUNN WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
ONEASCENT FINANCIAL SERVICES LLC CHIEF COMPLIANCE OFFICER direct 2016-08-01
ARROWHEAD INVESTMENT MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-08-01
ONEASCENT FINANCIAL SOLUTIONS LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
COMPOUND CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
ONEASCENT HOLDINGS LLC OWNER 02/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC OWNER direct 2017-02-01
PEARSON, HARRY, NOBLE MANAGER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC OWNER indirect 2017-02-01
ONEASCENT FINANCIAL SERVICES LLC MANAGER direct 2017-02-01
Grubb, Robert, Wayne CHIEF OPERATING OFFICER 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC CHIEF OPERATING OFFICER direct 2016-02-01
ONEASCENT FINANCIAL SERVICES LLC CHIEF OPERATING OFFICER indirect 2016-02-01
ONEASCENT INVESTMENT SOLUTIONS, LLC CHIEF OPERATING OFFICER indirect 2016-02-01
PEARSON, HARRY, NOBLE OWNER ONEASCENT HOLDINGS LLC 02/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC OWNER indirect 2017-02-01
ONEASCENT FINANCIAL SERVICES LLC MANAGER direct 2017-02-01
Grubb, Robert, Wayne CHIEF OPERATING OFFICER ONEASCENT HOLDINGS LLC 02/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC CHIEF OPERATING OFFICER direct 2016-02-01
ONEASCENT FINANCIAL SERVICES LLC CHIEF OPERATING OFFICER indirect 2016-02-01
ONEASCENT INVESTMENT SOLUTIONS, LLC CHIEF OPERATING OFFICER indirect 2016-02-01
ROGERS, JEFFREY, PAUL OWNER ONEASCENT HOLDINGS LLC 02/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
THE STEWARDSHIP ALLIANCE, LLC MANAGER, CHAIRMAN, BOARD OF MANAGERS direct 2004-01-01
STEWARDSHIP ASSET MANAGEMENT, LLC MANAGING MEMBER AND CHIEF INSPIRATION OFFICER direct 2006-10-01
STEWARDSHIP ADVISORY GROUP, LLC MANAGING MEMBER, CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-11-01
THE STEWARDSHIP ALLIANCE, LLC VICE-PRESIDENT direct 2002-01-01 2003-01-22
THE STEWARDSHIP ALLIANCE, LLC MANAGER, BOARD OF MANAGERS direct 2002-07-01 2004-01-02
STEWARDSHIP ASSET MANAGEMENT, LLC CHIEF INSPIRATION OFFICER direct 2006-10-01 2008-06-23
STEWARDSHIP ADVISORY GROUP, LLC CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-11-01 2013-02-22

ONEASCENT FINANCIAL SERVICES LLC

ownership team - last updated 2018-12-20
Name Title Start Date Direct/Indirect % Ownership
SWAYZE, ASHLEIGH, COOPER CHIEF COMPLIANCE OFFICER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLEACHER FUND ADVISORS LP CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & GENERAL COUNSEL direct 2004-05-01
GLEACHER FUND ADVISORS LP CHIEF COMPLIANCE OFFICER direct 2004-05-01
GLEACHER ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2004-05-01
CAMELOT PORTFOLIOS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
ARROWHEAD MEZZANINE, LLC CHIEF COMPLIANCE OFFICER direct 2013-01-01
GRIDIRON CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2013-07-01
RPM CAPITAL MANAGEMENT, LLC CCO direct 2015-03-01
CAMELOT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
CAMELOT FUNDS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
MUNN WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
ONEASCENT FINANCIAL SERVICES LLC CHIEF COMPLIANCE OFFICER direct 2016-08-01
ARROWHEAD INVESTMENT MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-08-01
ONEASCENT FINANCIAL SOLUTIONS LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
COMPOUND CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
ONEASCENT HOLDINGS LLC OWNER 02/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC OWNER direct 2017-02-01
PEARSON, HARRY, NOBLE MANAGER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC OWNER indirect 2017-02-01
ONEASCENT FINANCIAL SERVICES LLC MANAGER direct 2017-02-01
PEARSON, HARRY, NOBLE OWNER ONEASCENT HOLDINGS LLC 02/01/2017 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC OWNER indirect 2017-02-01
ONEASCENT FINANCIAL SERVICES LLC MANAGER direct 2017-02-01

ONEASCENT FINANCIAL SERVICES LLC

ownership team - last updated 2018-05-01
Name Title Start Date Direct/Indirect % Ownership
SWAYZE, ASHLEIGH, COOPER CHIEF COMPLIANCE OFFICER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLEACHER FUND ADVISORS LP CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & GENERAL COUNSEL direct 2004-05-01
GLEACHER FUND ADVISORS LP CHIEF COMPLIANCE OFFICER direct 2004-05-01
GLEACHER ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2004-05-01
CAMELOT PORTFOLIOS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
ARROWHEAD MEZZANINE, LLC CHIEF COMPLIANCE OFFICER direct 2013-01-01
GRIDIRON CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2013-07-01
RPM CAPITAL MANAGEMENT, LLC CCO direct 2015-03-01
CAMELOT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
CAMELOT FUNDS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
MUNN WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
ONEASCENT FINANCIAL SERVICES LLC CHIEF COMPLIANCE OFFICER direct 2016-08-01
ARROWHEAD INVESTMENT MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-08-01
ONEASCENT FINANCIAL SOLUTIONS LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
COMPOUND CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
ONEASCENT HOLDINGS LLC OWNER 02/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC OWNER direct 2017-02-01
PEARSON, HARRY, NOBLE MANAGER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC OWNER indirect 2017-02-01
ONEASCENT FINANCIAL SERVICES LLC MANAGER direct 2017-02-01
MUNN, DARREN, THADDAEUS OWNER CAMELOT PORTFOLIOS, LLC 02/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAMELOT PORTFOLIOS, LLC PRESIDENT direct 2006-01-01
CAMELOT PORTFOLIOS, LLC CEO/MANAGING MEMBER direct 2006-01-01
CAMELOT PORTFOLIOS, LLC MANAGING MEMBER direct 2006-01-01
CAMELOT PORTFOLIOS, LLC CEO direct 2006-01-01
CAMELOT ADVISORS, LLC CEO/MANAGING MEMBER direct 2013-12-01
CAMELOT FUNDS, LLC CEO/MANAGING MEMBER direct 2013-12-01
MUNN WEALTH MANAGEMENT, LLC OWNER direct 2015-03-01
ONEASCENT FINANCIAL SERVICES LLC CEO/MANAGING MEMBER indirect 2006-01-01
ONEASCENT FINANCIAL SERVICES LLC MANAGING MEMBER direct 2016-09-01
ONEASCENT FINANCIAL SERVICES LLC OWNER indirect 2017-02-01
ONEASCENT FINANCIAL SOLUTIONS LLC CEO/MANAGING MEMBER indirect 2006-01-01
PEARSON, HARRY, NOBLE OWNER ONEASCENT HOLDINGS LLC 02/01/2017 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC OWNER indirect 2017-02-01
ONEASCENT FINANCIAL SERVICES LLC MANAGER direct 2017-02-01
CAMELOT PORTFOLIOS, LLC OWNER ONEASCENT HOLDINGS LLC 02/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ONEASCENT FINANCIAL SERVICES LLC MEMBER direct 2016-08-01
ONEASCENT FINANCIAL SERVICES LLC OWNER indirect 2017-02-01
ONEASCENT FINANCIAL SOLUTIONS LLC MEMBER indirect 2016-12-01

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