09/30/2019
Top Buys
- Name% Change
- BIL SPDR Bloomberg Barc... 0.377%
- LHX L3harris Technologi... 0.124%
- GLD SPDR Gold Trust 0.104%
- LRCX Lam Research Corp. 0.074%
- EFAV iShares Edge MSCI M... 0.074%
09/30/2019
Top Sells
- Name% Change
- SHV iShares Short Treas... 0.47%
- LLL L3 Technologies Inc 0.123%
- KYN Kayne Anderson MLP ... 0.105%
- GLQ Clough Global Equit... 0.096%
- VO Vanguard Mid-Cap ETF 0.091%
09/30/2019
13F Holdings Summary
- Stock% Port
- GBIL Goldman Sachs Access Treasu... 38.8662%
- VTV Vanguard Value ETF 7.5588%
- VUG Vanguard Growth ETF 6.7669%
- BIL SPDR Bloomberg Barclays 1-3... 5.5869%
- SPY SPDR S&P 500 ETF Trust 2.9506%
09/30/2019
13F Sector Allocation Over Time
09/30/2019
13F Activity
- Market Value $349.924 Million
- Prior Market Value $339.588 Million
- New Purchases8 stocks
- Additional Purchases9 stocks
- Sold out of2 stocks
- Reduced holdings in39 stocks
- Top 10 Holdings % 73.17 %
- Turnover % [1]:9.35%
- Turnover Alt % [2]: 2.43 %
- Time Held Top20:4.90 quarters
- Time Held Top10:4.60 quarters
- Time Held All:4.72 quarters
[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
Fund Metrics
You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for PATHWAY FINANCIAL ADVISORS LLC
Risk/Reward Analysis
Portfolio Market Cap Analysis
Portfolio Performance
Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14
| Performance for Q3 2019: | 4.27% |
| Performance Last 4 Quarters: | 9.8% |
Performance Metrics
Stats are not available for the latest quarter
View Last Form Adv Compilation Report on Record
PATHWAY FINANCIAL ADVISORS, LLC2 MARKET STREET
SOUTH BURLINGTON VT 05403
Country: United States
Business Phone: 802-660-7086
Fax: 866-336-9578
| SEC Registration as : | Large Advisory Firm |
| Form of Organization: | Limited Liability Company |
| Organized in: | VT |
| Number of employees: | 9 |
| Other Business Activities: | |
| Advisor Fees/Compensation: | Percentage of assets under management,Hourly charges,Fixed fees |
| Amount of client funds and securities: | 307,755,000 |
| Total Number of Clients: | 193 |
| Amount of client funds and securities by related persons: | |
| Total Number of clients from related persons: | |
| Disclosures: |
Data above was derived from SEC filings.
Active Schedule 13D and 13G events
Sign in to see
PATHWAY FINANCIAL ADVISORS, LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BEAUDIN, SCOTT, ANTHONY | MANAGER (1/2018) & CHIEF COMPLIANCE OFFICER | 05/01/2003 | Direct | 50 - 75% | ||||||||||||||||
|
||||||||||||||||||||
| MILLER, JAMES, DONNAN | MEMBER | 01/01/2018 | Direct | 10 - 25% | ||||||||||||||||
|
||||||||||||||||||||
| WALSH, REBECCA, K | MEMBER | 01/01/2018 | Direct | 10 - 25% | ||||||||||||||||
|
||||||||||||||||||||
PATHWAY FINANCIAL ADVISORS, LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BEAUDIN, SCOTT, ANTHONY | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 05/01/2003 | Direct | 75% or more | ||||||||||||||||
|
||||||||||||||||||||
