PAX FINANCIAL GROUP, LLC

HTTPS://TWITTER.COM/PAXFINANCIALGRP?LANG=EN SAN ANTONIO, TX Investment Advisor How do I update this listing?

PAX Financial Group is based out of San Antonio. PAX Financial Group is a large advisory firm with 2905 clients and discretionary assets under management (AUM) of $305,665,970 (Form ADV from 2020-06-29). Their last reported 13F filing for Q2 2020 included $262,541,000 in managed 13F securities and a top 10 holdings concentration of 55.45%. PAX Financial Group's largest holding is iShares Core S&P 500 ETF with shares held of 114,195. Whalewisdom has at least 3 13F filings

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06/30/2020

13F Activity

  • Market Value $262.541 Million
  • Prior Market Value $234.114 Million
  • New Purchases16 stocks
  • Additional Purchases72 stocks
  • Sold out of7 stocks
  • Reduced holdings in34 stocks
  • Top 10 Holdings % 55.45 %
  • Turnover % [1]:18.55%
  • Turnover Alt % [2]: 12.57 %
  • Time Held Top20:1.45 quarters
  • Time Held Top10:1.50 quarters
  • Time Held All:1.55 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 19.12%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

PAX FINANCIAL GROUP
270 NORTH LOOP 1604 EAST SUITE 200
SAN ANTONIO TX    78232
Country: United States

Business Phone: 210-881-5700
Fax: 210-881-5698
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: TX
Number of employees: 23
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 305,666,000
Total Number of Clients: 2905
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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PAX FINANCIAL GROUP, LLC

ownership team - last updated 2020-06-29
Name Title Start Date Direct/Indirect % Ownership
LYONS, DARRYL, WALTER CEO, MANAGING MEMBER 01/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC CEO, MANAGING MEMBER direct 2007-01-01
SCHUETZE, JOSEPH, R. PRESIDENT, MANAGING MEMBER 01/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC PRESIDENT, MANAGING MEMBER direct 2007-01-01
SADZEWICZ, GERY, JOSEPH CHIEF COMPLIANCE OFFICER 06/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
AHM ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
EADVISOR CHIEF COMPLIANCE OFFICER direct 2002-08-01
FINANCIAL SOLUTIONS, LLC CHIEF COMPLIANCE OFFICER direct 2016-01-01
HERITAGE CAPITAL MANAGEMENT INC CCO direct 2011-11-01
MIDWEST PROFESSIONAL PLANNERS, LTD. CHIEF COMPLIANCE OFFICER direct 2014-01-01
CENTERPOINT WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2011-11-01
PINKERTON RETIREMENT SPECIALISTS, LLC CHIEF COMPLIANCE OFFICER direct 2014-01-01
POEHLING CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2011-10-01
WATERLOO CAPITAL, L.P. CHIEF COMPLIANCE OFFICER direct 2012-01-01
BREWER INVESTMENT ADVISORS, LLC DIRECTOR OF COMPLIANCE AND CHIEF COMPLIANCE OFFICER direct 2009-06-01
SOUTHERN WEALTH MANAGEMENT LLP CHIEF COMPLIANCE OFFICER direct 2010-01-01
INTEROCEAN WEALTH MANAGEMENT LLC MANAGING MEMBER indirect 2006-04-01
INTEROCEAN WEALTH MANAGEMENT LLC CEO & CFO direct 2006-04-01
INTEROCEAN WEALTH MANAGEMENT LLC CEO/CFO, CHIEF COMPLIANCE OFFICER direct 2006-04-01
INTEROCEAN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER direct 2006-04-01
ABRIDGE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2013-09-01
RUEDI HOLDER & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER direct 2009-10-01
MGP WEALTH MANAGEMENT, LLC CCO direct 2012-04-01
DLS CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2009-10-01
TWOMBLY ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2009-09-01
CORNERSTONE FINANCIAL PLANNING, INC. CHIEF COMPLIANCE OFFICER direct 2009-10-01
CHOU AMERICA MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2009-10-01
CLA USA ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2009-11-01
HARBOR WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2010-04-01
RIVER STREET ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2010-04-01
FINANCIAL FIDUCIARIES, LLC CHIEF COMPLIANCE OFFICER direct 2010-04-01
PROVIDENCE WEALTH ADVISORS, LLC MANAGER/CHIEF COMPLIANCE OFFICER direct 2010-04-01
PROVIDENCE WEALTH ADVISORS, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2010-04-01
JLTD ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
LFS ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2010-06-01
FUSION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2010-09-01
PACTOLUS PRIVATE WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2010-09-01
CLA FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-03-01
VITAL WEALTH MANAGEMENT, LLC CCO direct 2013-06-01
PIERSHALE FINANCIAL GROUP, INC. CHIEF COMPLIANCE OFFICER direct 2011-03-01
CLEAR PERSPECTIVE ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-04-01
CLEAR PERSPECTIVE ADVISORS, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2011-04-01
GSC CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2011-04-01
MERIDIAN FINANCIAL GROUP, LTD. CHIEF COMPLIANCE OFFICER direct 2013-03-01
RECON CAPITAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2013-10-01
SENTINUS ASSET MANAGEMENT, LLC CCO direct 2012-02-01
HINDSIGHT ASSET MANAGEMENT, LLC SOLE MEMBER & CCO direct 2012-02-01
HINDSIGHT ASSET MANAGEMENT, LLC SOLE MANAGING MEMBER & CCO direct 2012-02-01
SENTINUS, LLC CCO direct 2012-03-01
REYNOLDS WEALTH, LLC SOLE MEMBER & CCO direct 2012-03-01
MAIN STREET FINANCIAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-12-01
VIRTUS REAL ESTATE LLC CCO direct 2012-08-01
WEALTHSTAR ADVISORS, LLC CCO direct 2014-01-01
ETHIKA INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
RECON CAPITAL ADVISORS LLC CCO direct 2013-10-01
GPB CAPITAL HOLDINGS, LLC CCO direct 2014-04-01
ACORN WEALTH ADVISORS, LLC SOLE MEMBER AND CCO direct 2014-01-01
ACORN WEALTH ADVISORS, LLC CCO direct 2014-01-01
WAM, LLC SOLE MEMBER / CHIEF COMPLIANCE OFFICER direct 2014-04-01
ISTHMUS PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2014-04-01
RUEDI WEALTH MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2014-09-01
FAIRHAVEN WEALTH MANAGEMENT, LLC CCO direct 2014-10-01
FAIRHAVEN WEALTH MANAGEMENT, LLC SOLE MEMBER AND CCO direct 2014-10-01
LLOYD PARK, LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01
ORCHARD CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
SWS PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
BOWER HILL CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
MMSK, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2015-10-01
STEVARD LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2016-08-01
STEVARD LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01

PAX FINANCIAL GROUP, LLC

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

PAX FINANCIAL GROUP, LLC

ownership team - last updated 2019-05-31
Name Title Start Date Direct/Indirect % Ownership
LYONS, DARRYL, WALTER CEO, MANAGING MEMBER 01/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC CEO, MANAGING MEMBER direct 2007-01-01
SCHUETZE, JOSEPH, R. PRESIDENT, MANAGING MEMBER 01/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC PRESIDENT, MANAGING MEMBER direct 2007-01-01
IRETA, ALEJANDRO, G CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-05-01

PAX FINANCIAL GROUP, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
LYONS, DARRYL, WALTER CEO, MANAGING MEMBER 01/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC CEO, MANAGING MEMBER direct 2007-01-01
SCHUETZE, JOSEPH, R. PRESIDENT, MANAGING MEMBER 01/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC PRESIDENT, MANAGING MEMBER direct 2007-01-01
IRETA, ALEJANDRO, G CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-05-01

PAX FINANCIAL GROUP, LLC

ownership team - last updated 2018-10-10
Name Title Start Date Direct/Indirect % Ownership
LYONS, DARRYL, WALTER CEO, MANAGING MEMBER 01/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC CEO, MANAGING MEMBER direct 2007-01-01
SCHUETZE, JOSEPH, R. PRESIDENT, MANAGING MEMBER 01/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC PRESIDENT, MANAGING MEMBER direct 2007-01-01
IRETA, ALEJANDRO, G CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-05-01

PAX FINANCIAL GROUP, LLC

ownership team - last updated 2017-12-12
Name Title Start Date Direct/Indirect % Ownership
LYONS, DARRYL, WALTER CEO, MANAGING MEMBER 01/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC CEO, MANAGING MEMBER direct 2007-01-01
SCHUETZE, JOSEPH, R. PRESIDENT, MANAGING MEMBER 01/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC PRESIDENT, MANAGING MEMBER direct 2007-01-01
IRETA, ALEJANDRO, G CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PAX FINANCIAL GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-05-01

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