PFG ADVISORS

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PFG Advisors is based out of Phoenix. PFG Advisors is a large advisory firm with 2582 clients and discretionary assets under management (AUM) of $858,296,817 (Form ADV from 2020-07-23). Their last reported 13F filing for Q2 2020 included $443,812,000 in managed 13F securities and a top 10 holdings concentration of 22.28%. PFG Advisors's largest holding is iShares Core S&P 500 ETF with shares held of 40,164. Whalewisdom has at least 12 13F filings

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06/30/2020

13F Activity

  • Market Value $443.812 Million
  • Prior Market Value $371.524 Million
  • New Purchases34 stocks
  • Additional Purchases158 stocks
  • Sold out of17 stocks
  • Reduced holdings in98 stocks
  • Top 10 Holdings % 22.28 %
  • Turnover % [1]:16.67%
  • Turnover Alt % [2]: 10.60 %
  • Time Held Top20:5.65 quarters
  • Time Held Top10:5.50 quarters
  • Time Held All:6.13 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 23.89%
Performance Last 4 Quarters: 3.82%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

PFG ADVISORS
3200 N. CENTRAL AVE SUITE #200
PHOENIX AZ    85012
Country: United States

Business Phone: (800) 405-8850
Fax: (623) 565-8055
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: AZ
Number of employees: 99
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 2582
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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PFG ADVISORS, LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
PRIORITY FINANCIAL GROUP SOLE MEMBER 10/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRIORITY FINANCIAL PARTNERS, LLC SHAREHOLDER direct 2014-10-01
PFG ADVISORS, LLC SOLE MEMBER direct 2014-10-01
PRIOR, MICHAEL, THOMAS CHIEF EXECUTIVE OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC PRESIDENT/CEO indirect 2012-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER direct 2014-10-01
JOLLY, JUSTIN, C CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC MANAGING MEMBER indirect 2014-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2014-10-01
PFG ADVISORS, LLC VP-COMPLIANCE; CHIEF COMPLIANCE OFFICER direct 2014-12-01
PFG ADVISORS, LLC VP-COMPLIANCE direct 2014-12-01
PFG ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01
PRIOR, MICHAEL, THOMAS PRESIDENT/CEO PRIORITY FINANCIAL GROUP 06/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC PRESIDENT/CEO indirect 2012-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER direct 2014-10-01
CUE ADVISORY SERVICES, INC. OWNER PRIORITY FINANCIAL GROUP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC OWNER indirect 2018-10-01

PFG ADVISORS, LLC

ownership team - last updated 2020-03-06
Name Title Start Date Direct/Indirect % Ownership

PFG ADVISORS, LLC

ownership team - last updated 2019-12-04
Name Title Start Date Direct/Indirect % Ownership
PRIORITY FINANCIAL GROUP SOLE MEMBER 10/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRIORITY FINANCIAL PARTNERS, LLC SHAREHOLDER direct 2014-10-01
PFG ADVISORS, LLC SOLE MEMBER direct 2014-10-01
PRIOR, MICHAEL, THOMAS CHIEF EXECUTIVE OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC PRESIDENT/CEO indirect 2012-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER direct 2014-10-01
JOLLY, JUSTIN, C CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC MANAGING MEMBER indirect 2014-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2014-10-01
PFG ADVISORS, LLC VP-COMPLIANCE; CHIEF COMPLIANCE OFFICER direct 2014-12-01
PFG ADVISORS, LLC VP-COMPLIANCE direct 2014-12-01
PFG ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01
PRIOR, MICHAEL, THOMAS PRESIDENT/CEO PRIORITY FINANCIAL GROUP 06/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC PRESIDENT/CEO indirect 2012-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER direct 2014-10-01
CUE ADVISORY SERVICES, INC. OWNER PRIORITY FINANCIAL GROUP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC OWNER indirect 2018-10-01

PFG ADVISORS, LLC

ownership team - last updated 2019-06-27
Name Title Start Date Direct/Indirect % Ownership
PRIORITY FINANCIAL GROUP SOLE MEMBER 10/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRIORITY FINANCIAL PARTNERS, LLC SHAREHOLDER direct 2014-10-01
PFG ADVISORS, LLC SOLE MEMBER direct 2014-10-01
PRIOR, MICHAEL, THOMAS CHIEF EXECUTIVE OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC PRESIDENT/CEO indirect 2012-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER direct 2014-10-01
JOLLY, JUSTIN, C CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC MANAGING MEMBER indirect 2014-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2014-10-01
PFG ADVISORS, LLC VP-COMPLIANCE; CHIEF COMPLIANCE OFFICER direct 2014-12-01
PFG ADVISORS, LLC VP-COMPLIANCE direct 2014-12-01
PFG ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01
PRIOR, MICHAEL, THOMAS PRESIDENT/CEO PRIORITY FINANCIAL GROUP 06/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC PRESIDENT/CEO indirect 2012-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER direct 2014-10-01
CUE ADVISORY SERVICES, INC. OWNER PRIORITY FINANCIAL GROUP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC OWNER indirect 2018-10-01

PFG ADVISORS, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
PRIORITY FINANCIAL GROUP SOLE MEMBER 10/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRIORITY FINANCIAL PARTNERS, LLC SHAREHOLDER direct 2014-10-01
PFG ADVISORS, LLC SOLE MEMBER direct 2014-10-01
PRIOR, MICHAEL, THOMAS CHIEF EXECUTIVE OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC PRESIDENT/CEO indirect 2012-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER direct 2014-10-01
JOLLY, JUSTIN, C CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC MANAGING MEMBER indirect 2014-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2014-10-01
PFG ADVISORS, LLC VP-COMPLIANCE; CHIEF COMPLIANCE OFFICER direct 2014-12-01
PFG ADVISORS, LLC VP-COMPLIANCE direct 2014-12-01
PFG ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01
BAKER, SARA, L VP-PROGRAM MANAGEMENT 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC VP-PROGRAM MANAGEMENT direct 2015-03-01
PRIOR, MICHAEL, THOMAS PRESIDENT/CEO PRIORITY FINANCIAL GROUP 06/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC PRESIDENT/CEO indirect 2012-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER direct 2014-10-01
CUE ADVISORY SERVICES, INC. OWNER PRIORITY FINANCIAL GROUP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC OWNER indirect 2018-10-01

PFG ADVISORS, LLC

ownership team - last updated 2018-11-28
Name Title Start Date Direct/Indirect % Ownership
JOLLY, JUSTIN, C VP-COMPLIANCE 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC MANAGING MEMBER indirect 2014-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2014-10-01
PFG ADVISORS, LLC VP-COMPLIANCE; CHIEF COMPLIANCE OFFICER direct 2014-12-01
PFG ADVISORS, LLC VP-COMPLIANCE direct 2014-12-01
PFG ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01
PRIORITY FINANCIAL GROUP SOLE MEMBER 10/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRIORITY FINANCIAL PARTNERS, LLC SHAREHOLDER direct 2014-10-01
PFG ADVISORS, LLC SOLE MEMBER direct 2014-10-01
PRIOR, MICHAEL, THOMAS CHIEF EXECUTIVE OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC PRESIDENT/CEO indirect 2012-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER direct 2014-10-01
BAKER, SARA, L VP-PROGRAM MANAGEMENT 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC VP-PROGRAM MANAGEMENT direct 2015-03-01
CULVER, GREGORY, HOWARD CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FOOTHILL SECURITIES, INC. CCO direct 2013-07-01
FOOTHILL SECURITIES, INC. COO direct 2014-05-01
FOOTHILL SECURITIES, INC. CCO direct 2014-12-01
FOOTHILL SECURITIES, INC. CCO: FOOTHILL INVESTMENT ADVISOR direct 2015-11-01
PRIOR, MICHAEL, THOMAS PRESIDENT/CEO PRIORITY FINANCIAL GROUP 06/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC PRESIDENT/CEO indirect 2012-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER direct 2014-10-01

PFG ADVISORS, LLC

ownership team - last updated 2018-06-26
Name Title Start Date Direct/Indirect % Ownership
PRIORITY FINANCIAL GROUP SOLE MEMBER 10/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRIORITY FINANCIAL PARTNERS, LLC SHAREHOLDER direct 2014-10-01
PFG ADVISORS, LLC SOLE MEMBER direct 2014-10-01
PRIOR, MICHAEL, THOMAS CHIEF EXECUTIVE OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC PRESIDENT/CEO indirect 2012-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER direct 2014-10-01
JOLLY, JUSTIN, C VP-COMPLIANCE 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC MANAGING MEMBER indirect 2014-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2014-10-01
PFG ADVISORS, LLC VP-COMPLIANCE; CHIEF COMPLIANCE OFFICER direct 2014-12-01
PFG ADVISORS, LLC VP-COMPLIANCE direct 2014-12-01
PFG ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01
BAKER, SARA, L VP-PROGRAM MANAGEMENT 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC VP-PROGRAM MANAGEMENT direct 2015-03-01
CULVER, GREGORY, HOWARD CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FOOTHILL SECURITIES, INC. CCO direct 2013-07-01
FOOTHILL SECURITIES, INC. COO direct 2014-05-01
FOOTHILL SECURITIES, INC. CCO direct 2014-12-01
FOOTHILL SECURITIES, INC. CCO: FOOTHILL INVESTMENT ADVISOR direct 2015-11-01
PRIOR, MICHAEL, THOMAS PRESIDENT/CEO PRIORITY FINANCIAL GROUP 06/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PFG ADVISORS, LLC PRESIDENT/CEO indirect 2012-06-01
PRIORITY FINANCIAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER direct 2014-10-01

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