PFLUG KOORY, LLC

HTTP://WWW.PKLLC.COM/ OMAHA, NE Investment Advisor How do I update this listing?

Pflug Koory is based out of Omaha. Pflug Koory is a large advisory firm with 121 clients and discretionary assets under management (AUM) of $147,715,348 (Form ADV from 2019-02-19). Their last reported 13F filing for Q4 2019 included $141,467,000 in managed 13F securities and a top 10 holdings concentration of 24.59%. Pflug Koory's largest holding is Berkshire Hathaway Inc Class A with shares held of 2,200. Whalewisdom has at least 13 13F filings

Download 13F Summary to Excel Create Email Alert

12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $141.467 Million
  • Prior Market Value $131.721 Million
  • New Purchases9 stocks
  • Additional Purchases43 stocks
  • Sold out of9 stocks
  • Reduced holdings in76 stocks
  • Top 10 Holdings % 24.59 %
  • Turnover % [1]:4.39%
  • Turnover Alt % [2]: 1.34 %
  • Time Held Top20:7.30 quarters
  • Time Held Top10:7.80 quarters
  • Time Held All:10.22 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 10.0%
Performance Last 4 Quarters: 14.9%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PFLUG KOORY, LLC
11312 'Q' STREET
OMAHA NE    68137
Country: United States

Business Phone: 402-691-0988
Fax: 402-691-0251
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities:
Total Number of Clients: 121
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

PFLUG KOORY, LLC

ownership team - last updated 2019-02-19
Name Title Start Date Direct/Indirect % Ownership
PFLUG, THOMAS, FREDERICK MANAGER & CHIEF COMPLIANCE OFFICER 09/01/2000 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PFLUG KOORY, LLC MANAGER & CHIEF COMPLIANCE OFFICER direct 2000-09-01
PRFLUG KOORY, LLC PRESIDENT direct 2000-09-01 2005-03-31
PFLUG KOORY, LLC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2000-09-01 2016-02-20
KOORY, MARCIA, ANN MEMBER 09/01/2000 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PFLUG KOORY, LLC MEMBER direct 2000-09-01
PRFLUG KOORY, LLC VICE-PRESIDENT direct 2000-09-01 2016-02-20

PFLUG KOORY, LLC

ownership team - last updated 2017-03-27
Name Title Start Date Direct/Indirect % Ownership
PFLUG, THOMAS, FREDERICK MANAGER & CHIEF COMPLIANCE OFFICER 09/01/2000 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PFLUG KOORY, LLC MANAGER & CHIEF COMPLIANCE OFFICER direct 2000-09-01
PRFLUG KOORY, LLC PRESIDENT direct 2000-09-01 2005-03-31
PFLUG KOORY, LLC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2000-09-01 2016-02-20
KOORY, MARCIA, ANN MEMBER 09/01/2000 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PFLUG KOORY, LLC MEMBER direct 2000-09-01
PRFLUG KOORY, LLC VICE-PRESIDENT direct 2000-09-01 2016-02-20

Elevate your investments