PORTFOLIO STRATEGIES, INC.

MONSEY, NY Investment Advisor How do I update this listing?

Portfolio Strategies is based out of Monsey. Portfolio Strategies is a large advisory firm with 2528 clients and discretionary assets under management (AUM) of $407,047,217 (Form ADV from 2018-03-01). Their last reported 13F filing for Q3 2019 included $195,265,000 in managed 13F securities and a top 10 holdings concentration of 58.75%. Portfolio Strategies's largest holding is iShares Edge MSCI Min Vol USA ETF with shares held of 303,552. Whalewisdom has at least 8 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $195.265 Million
  • Prior Market Value $151.527 Million
  • New Purchases10 stocks
  • Additional Purchases12 stocks
  • Sold out of11 stocks
  • Reduced holdings in25 stocks
  • Top 10 Holdings % 58.75 %
  • Turnover % [1]:39.62%
  • Turnover Alt % [2]: 41.22 %
  • Time Held Top20:3.40 quarters
  • Time Held Top10:2.40 quarters
  • Time Held All:4.51 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.45%
Performance Last 4 Quarters: -2.57%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PORTFOLIO STRATEGIES INC NY
Classified as Hedge Fund

  

Business Phone: 845-352-1919
Fax: 845-352-5181
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NY
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 8,790,320
Total Number of Clients: 2528
Amount of client funds and securities by related persons: 9,800,000
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

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PORTFOLIO STRATEGIES INC NY

ownership team - last updated 2019-05-16
Name Title Start Date Direct/Indirect % Ownership
KIRSHENBAUM, PAUL PRESIDENT 09/01/1993 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY PRESIDENT direct 1993-09-01
MUNK, CHAIM, MORDECHAI VICE PRESIDENT 09/01/1993 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-09-01
PORTFOLIO STRATEGIES INC NY VICE PRESIDENT direct 1993-09-01 2005-03-28
PORTFOLIO STRATEGIES INC NY VICE PRESIDENT/CCO direct 1993-09-01 2006-03-29
KIRSHENBAUM, MIRIAM SECRETARY 09/01/1993 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SECRETARY direct 1993-09-01
KIRSHENBAUM, CHAIM, ZEV SHAREHOLDER 12/01/1993 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1993-12-01
KIRSHENBAUM, YEHUDAH SHAREHOLDER 12/01/1993 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1993-12-01
KIRSHENBAUM, AHARON SHAREHOLDER 01/01/1996 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1996-01-01
KIRSHENBAUM, DAVID, PINCHAS SHAREHOLDER 12/01/1999 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-12-01
KIRSHENBAUM, MORDY SHAREHOLDER 07/01/1999 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-07-01
KATZ, YOCHEVED SHAREHOLDER 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-07-01
NEIMAN, DEANA, NELLIE SHAREHOLDER 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-07-01
LIEBSTER, CHAYNA SHAREHOLDER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 2016-01-01
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-01-01 2013-04-10
ORATZ, YAAKOV SHAREHOLDER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 2016-01-01
HEDGES, MADELINE, ELAINE CHIEF COMPLIANCE OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY CHIEF COMPLIANCE OFFICER direct 2018-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PSI MISTY RIDGE, LLC United States 805-2750036725 Real Estate Fund 6,625,000 100,000
PSI BOLINGBROOK, LLC United States 805-6079857071 Real Estate Fund 3,175,000 50,000

PORTFOLIO STRATEGIES INC NY

ownership team - last updated 2019-03-14
Name Title Start Date Direct/Indirect % Ownership
KIRSHENBAUM, PAUL PRESIDENT 09/01/1993 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY PRESIDENT direct 1993-09-01
MUNK, CHAIM, MORDECHAI VICE PRESIDENT 09/01/1993 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-09-01
PORTFOLIO STRATEGIES INC NY VICE PRESIDENT direct 1993-09-01 2005-03-28
PORTFOLIO STRATEGIES INC NY VICE PRESIDENT/CCO direct 1993-09-01 2006-03-29
KIRSHENBAUM, MIRIAM SECRETARY 09/01/1993 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SECRETARY direct 1993-09-01
KIRSHENBAUM, CHAIM, ZEV SHAREHOLDER 12/01/1993 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1993-12-01
KIRSHENBAUM, YEHUDAH SHAREHOLDER 12/01/1993 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1993-12-01
KIRSHENBAUM, AHARON SHAREHOLDER 01/01/1996 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1996-01-01
KIRSHENBAUM, DAVID, PINCHAS SHAREHOLDER 12/01/1999 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-12-01
KIRSHENBAUM, MORDY SHAREHOLDER 07/01/1999 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-07-01
KATZ, YOCHEVED SHAREHOLDER 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-07-01
NEIMAN, DEANA, NELLIE SHAREHOLDER 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-07-01
LIEBSTER, CHAYNA SHAREHOLDER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 2016-01-01
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-01-01 2013-04-10
ORATZ, YAAKOV SHAREHOLDER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 2016-01-01
HEDGES, MADELINE, ELAINE CHIEF COMPLIANCE OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY CHIEF COMPLIANCE OFFICER direct 2018-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PSI MISTY RIDGE, LLC United States 805-2750036725 Real Estate Fund 6,625,000 100,000
PSI BOLINGBROOK, LLC United States 805-6079857071 Real Estate Fund 3,175,000 50,000

PORTFOLIO STRATEGIES INC NY

ownership team - last updated 2018-10-22
Name Title Start Date Direct/Indirect % Ownership
KIRSHENBAUM, PAUL PRESIDENT 09/01/1993 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY PRESIDENT direct 1993-09-01
MUNK, CHAIM, MORDECHAI VICE PRESIDENT 09/01/1993 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-09-01
PORTFOLIO STRATEGIES INC NY VICE PRESIDENT direct 1993-09-01 2005-03-28
PORTFOLIO STRATEGIES INC NY VICE PRESIDENT/CCO direct 1993-09-01 2006-03-29
KIRSHENBAUM, MIRIAM SECRETARY 09/01/1993 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SECRETARY direct 1993-09-01
KIRSHENBAUM, CHAIM, ZEV SHAREHOLDER 12/01/1993 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1993-12-01
KIRSHENBAUM, YEHUDAH SHAREHOLDER 12/01/1993 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1993-12-01
KIRSHENBAUM, AHARON SHAREHOLDER 01/01/1996 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1996-01-01
KIRSHENBAUM, DAVID, PINCHAS SHAREHOLDER 12/01/1999 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-12-01
KIRSHENBAUM, MORDY SHAREHOLDER 07/01/1999 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-07-01
KATZ, YOCHEVED SHAREHOLDER 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-07-01
NEIMAN, DEANA, NELLIE SHAREHOLDER 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-07-01
LIEBSTER, CHAYNA SHAREHOLDER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 2016-01-01
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-01-01 2013-04-10
ORATZ, YAAKOV SHAREHOLDER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 2016-01-01
HEDGES, MADELINE, ELAINE CHIEF COMPLIANCE OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY CHIEF COMPLIANCE OFFICER direct 2018-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PSI MISTY RIDGE, LLC United States 805-2750036725 Real Estate Fund 6,625,000 100,000
PSI BOLINGBROOK, LLC United States 805-6079857071 Real Estate Fund 3,175,000 50,000

PORTFOLIO STRATEGIES INC NY

ownership team - last updated 2018-06-26
Name Title Start Date Direct/Indirect % Ownership
KIRSHENBAUM, PAUL PRESIDENT 09/01/1993 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY PRESIDENT direct 1993-09-01
MUNK, CHAIM, MORDECHAI VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 09/01/1993 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-09-01
PORTFOLIO STRATEGIES INC NY VICE PRESIDENT direct 1993-09-01 2005-03-28
PORTFOLIO STRATEGIES INC NY VICE PRESIDENT/CCO direct 1993-09-01 2006-03-29
KIRSHENBAUM, MIRIAM SECRETARY 09/01/1993 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SECRETARY direct 1993-09-01
KIRSHENBAUM, CHAIM, ZEV SHAREHOLDER 12/01/1993 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1993-12-01
KIRSHENBAUM, YEHUDAH SHAREHOLDER 12/01/1993 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1993-12-01
KIRSHENBAUM, AHARON SHAREHOLDER 01/01/1996 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1996-01-01
KIRSHENBAUM, DAVID, PINCHAS SHAREHOLDER 12/01/1999 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-12-01
KIRSHENBAUM, MORDY SHAREHOLDER 07/01/1999 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-07-01
KATZ, YOCHEVED SHAREHOLDER 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-07-01
NEIMAN, DEANA, NELLIE SHAREHOLDER 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-07-01
LIEBSTER, CHAYNA SHAREHOLDER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 2016-01-01
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 1999-01-01 2013-04-10
ORATZ, YAAKOV SHAREHOLDER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PORTFOLIO STRATEGIES INC NY SHAREHOLDER direct 2016-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PSI MISTY RIDGE, LLC United States 805-2750036725 Real Estate Fund 6,625,000 100,000
PSI BOLINGBROOK, LLC United States 805-6079857071 Real Estate Fund 3,175,000 50,000

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