POWELL INVESTMENT ADVISORS, LLC

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Powell Investment Advisors is based out of Miami. Powell Investment Advisors is a hedge fund with 43 clients and discretionary assets under management (AUM) of $325,842,845 (Form ADV from 2020-02-18). Their last reported 13F filing for Q2 2020 included $103,436,000 in managed 13F securities and a top 10 holdings concentration of 59.95%. Powell Investment Advisors's largest holding is iShares S&P 500 Growth ETF with shares held of 62,453. Whalewisdom has at least 3 13F filings

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06/30/2020

13F Activity

  • Market Value $103.436 Million
  • Prior Market Value $82.573 Million
  • New Purchases9 stocks
  • Additional Purchases48 stocks
  • Sold out of9 stocks
  • Reduced holdings in13 stocks
  • Top 10 Holdings % 59.95 %
  • Turnover % [1]:16.07%
  • Turnover Alt % [2]: 13.59 %
  • Time Held Top20:1.65 quarters
  • Time Held Top10:1.80 quarters
  • Time Held All:1.89 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 22.79%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

POWELL INVESTMENT ADVISORS, LLC
Classified as Hedge Fund
3225 AVIATION AVENUE SUITE 502
MIAMI FL    33133
Country: United States

Business Phone: 786-470-3480
Fax: 305-858-1636
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 2
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 83,142,000
Total Number of Clients: 43
Amount of client funds and securities by related persons: 31,304,100
Total Number of clients from related persons: 48
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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POWELL INVESTMENT ADVISORS, LLC

ownership team - last updated 2020-06-03
Name Title Start Date Direct/Indirect % Ownership
POWELL, EARL, WAYNE MANAGING MEMBER 10/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MICHAEL W COOK ASSET MANAGEMENT INC. DIRECTOR direct 2005-07-01
SOUTHERNSUN ASSET MANAGEMENT, INC SHAREHOLDER indirect 2005-07-01
MICHAEL W COOK ASSET MANAGEMENT INC. SHAREHOLDER indirect 2005-07-01
NEW RIVER ADVISERS LLC SHAREHOLDER indirect 2008-06-01
NEW RIVER ADVISERS LLC SHAREHOLDER indirect 2008-06-01
POWELL INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2008-10-01
WACHS, JESSE, AARON CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER 10/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
POWELL INVESTMENT ADVISORS, LLC PORTFOLIO MANAGER & CHIEF COMPLIANCE OFFICER direct 2008-10-01
POWELL INVESTMENT ADVISORS, LLC CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2008-10-01
GROSS, TODD, JORDAN PORTFOLIO MANAGER & CFO 05/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
POWELL INVESTMENT ADVISORS, LLC VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2011-11-01
POWELL INVESTMENT ADVISORS, LLC PORTFOLIO MANAGER direct 2014-05-01
POWELL INVESTMENT ADVISORS, LLC PORTFOLIO MANAGER & CFO direct 2014-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CEF TOTAL RETURN OPPORTUNITY FUND, LP United States 805-6568099585 Hedge Fund 29,975,918 500,000 Fund of Funds

POWELL INVESTMENT ADVISORS, LLC

ownership team - last updated 2020-02-18
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CEF TOTAL RETURN OPPORTUNITY FUND, LP United States 805-6568099585 Hedge Fund 29,975,918 500,000 Fund of Funds

POWELL INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-09-24
Name Title Start Date Direct/Indirect % Ownership
POWELL, EARL, WAYNE MANAGING MEMBER 10/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MICHAEL W COOK ASSET MANAGEMENT INC. DIRECTOR direct 2005-07-01
SOUTHERNSUN ASSET MANAGEMENT, INC SHAREHOLDER indirect 2005-07-01
MICHAEL W COOK ASSET MANAGEMENT INC. SHAREHOLDER indirect 2005-07-01
NEW RIVER ADVISERS LLC SHAREHOLDER indirect 2008-06-01
NEW RIVER ADVISERS LLC SHAREHOLDER indirect 2008-06-01
POWELL INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2008-10-01
WACHS, JESSE, AARON CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER 10/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
POWELL INVESTMENT ADVISORS, LLC PORTFOLIO MANAGER & CHIEF COMPLIANCE OFFICER direct 2008-10-01
POWELL INVESTMENT ADVISORS, LLC CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2008-10-01
GROSS, TODD, JORDAN PORTFOLIO MANAGER & CFO 05/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
POWELL INVESTMENT ADVISORS, LLC VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2011-11-01
POWELL INVESTMENT ADVISORS, LLC PORTFOLIO MANAGER direct 2014-05-01
POWELL INVESTMENT ADVISORS, LLC PORTFOLIO MANAGER & CFO direct 2014-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CEF TOTAL RETURN OPPORTUNITY FUND, LP United States 805-6568099585 Hedge Fund 29,975,918 500,000 Fund of Funds

POWELL INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-01-24
Name Title Start Date Direct/Indirect % Ownership
POWELL, EARL, WAYNE MANAGING MEMBER 10/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MICHAEL W COOK ASSET MANAGEMENT INC. DIRECTOR direct 2005-07-01
SOUTHERNSUN ASSET MANAGEMENT, INC SHAREHOLDER indirect 2005-07-01
MICHAEL W COOK ASSET MANAGEMENT INC. SHAREHOLDER indirect 2005-07-01
NEW RIVER ADVISERS LLC SHAREHOLDER indirect 2008-06-01
NEW RIVER ADVISERS LLC SHAREHOLDER indirect 2008-06-01
POWELL INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2008-10-01
WACHS, JESSE, AARON CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER 10/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
POWELL INVESTMENT ADVISORS, LLC PORTFOLIO MANAGER & CHIEF COMPLIANCE OFFICER direct 2008-10-01
POWELL INVESTMENT ADVISORS, LLC CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2008-10-01
GROSS, TODD, JORDAN PORTFOLIO MANAGER & CFO 05/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
POWELL INVESTMENT ADVISORS, LLC VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2011-11-01
POWELL INVESTMENT ADVISORS, LLC PORTFOLIO MANAGER direct 2014-05-01
POWELL INVESTMENT ADVISORS, LLC PORTFOLIO MANAGER & CFO direct 2014-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CEF TOTAL RETURN OPPORTUNITY FUND, LP United States 805-6568099585 Hedge Fund 29,975,918 500,000 Fund of Funds

POWELL INVESTMENT ADVISORS, LLC

ownership team - last updated 2018-06-26
Name Title Start Date Direct/Indirect % Ownership
POWELL, EARL, WAYNE MANAGING MEMBER 10/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MICHAEL W COOK ASSET MANAGEMENT INC. DIRECTOR direct 2005-07-01
SOUTHERNSUN ASSET MANAGEMENT, INC SHAREHOLDER indirect 2005-07-01
MICHAEL W COOK ASSET MANAGEMENT INC. SHAREHOLDER indirect 2005-07-01
NEW RIVER ADVISERS LLC SHAREHOLDER indirect 2008-06-01
NEW RIVER ADVISERS LLC SHAREHOLDER indirect 2008-06-01
POWELL INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2008-10-01
WACHS, JESSE, AARON CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER 10/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
POWELL INVESTMENT ADVISORS, LLC PORTFOLIO MANAGER & CHIEF COMPLIANCE OFFICER direct 2008-10-01
POWELL INVESTMENT ADVISORS, LLC CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2008-10-01
GROSS, TODD, JORDAN PORTFOLIO MANAGER & CFO 05/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
POWELL INVESTMENT ADVISORS, LLC VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2011-11-01
POWELL INVESTMENT ADVISORS, LLC PORTFOLIO MANAGER direct 2014-05-01
POWELL INVESTMENT ADVISORS, LLC PORTFOLIO MANAGER & CFO direct 2014-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CEF TOTAL RETURN OPPORTUNITY FUND, LP United States 805-6568099585 Hedge Fund 30,674,471 500,000 Fund of Funds

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